MBL WEALTH, LLC
Legal name: MBL ADVISORS
CRD #305176 SEC #801-117591 CHARLOTTE, NC 704-333-8461
SEC Registered
Total AUM
$1.1B
Discretionary
$1.1B
Employees
13
Clients
0
Accounts
951
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 10, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Dry, Jonathan, Warner | I | CHIEF STRATEGY OFFICER | NA | Control |
| Dry, Jonathan, Warner | I | CHIEF STRATEGY OFFICER | NA | Control |
| Dry, Jonathan, Warner | I | CHIEF STRATEGY OFFICER | NA | Control |
| Dry, Jonathan, Warner | I | CHIEF STRATEGY OFFICER | NA | Control |
| Dry, Jonathan, Warner | I | CHIEF STRATEGY OFFICER | NA | Control |
| Dry, Jonathan, Warner | I | CHIEF STRATEGY OFFICER | NA | Control |
| Dry, Jonathan, Warner | I | CHIEF STRATEGY OFFICER | NA | Control |
| Gift, Brian, Joseph | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Gift, Brian, Joseph | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Gift, Brian, Joseph | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Gift, Brian, Joseph | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Gift, Brian, Joseph | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Gift, Brian, Joseph | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Gift, Brian, Joseph | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LOCKWOOD, LUTHER, AMOS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LOCKWOOD, LUTHER, AMOS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LOCKWOOD, LUTHER, AMOS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LOCKWOOD, LUTHER, AMOS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LOCKWOOD, LUTHER, AMOS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LOCKWOOD, LUTHER, AMOS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LOCKWOOD, LUTHER, AMOS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LOCKWOOD, LUTHER, AMOS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LOCKWOOD, LUTHER, AMOS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LOCKWOOD, LUTHER, AMOS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LOCKWOOD, LUTHER, AMOS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LOCKWOOD, LUTHER, AMOS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LOCKWOOD, LUTHER, AMOS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LOCKWOOD, LUTHER, AMOS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MARCINIAK, STEPHEN, MICHAEL | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| MARCINIAK, STEPHEN, MICHAEL | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| MARCINIAK, STEPHEN, MICHAEL | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| MARCINIAK, STEPHEN, MICHAEL | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| Morton, William, Read | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| Morton, William, Read | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| Morton, William, Read | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| Morton, William, Read | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| Morton, William, Read | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| Morton, William, Read | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| Morton, William, Read | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| MBL ADVISORS HOLDING, LLC | DE | OWNER | E | Control |
| MBL ADVISORS HOLDING, LLC | DE | OWNER | E | Control |
| MBL ADVISORS HOLDING, LLC | DE | OWNER | E | Control |
| MBL ADVISORS HOLDING, LLC | DE | OWNER | E | Control |
| MBL ADVISORS HOLDING, LLC | DE | OWNER | E | Control |
| MBL ADVISORS HOLDING, LLC | DE | OWNER | E | Control |
| MBL ADVISORS HOLDING, LLC | DE | OWNER | E | Control |
| THE LOCKWOOD ORGANIZATION, LLC | DE | OWNER | D | Control |
| THE LOCKWOOD ORGANIZATION, LLC | DE | OWNER | D | Control |
| THE LOCKWOOD ORGANIZATION, LLC | DE | OWNER | D | Control |
| THE LOCKWOOD ORGANIZATION, LLC | DE | OWNER | D | Control |
| THE LOCKWOOD ORGANIZATION, LLC | DE | OWNER | D | Control |
| THE LOCKWOOD ORGANIZATION, LLC | DE | OWNER | D | Control |
| Dry, Jonathan, Warner | I | CHIEF STRATEGY OFFICER | C | Control |
| Dry, Jonathan, Warner | I | CHIEF STRATEGY OFFICER | C | Control |
| Dry, Jonathan, Warner | I | CHIEF STRATEGY OFFICER | C | Control |
| Dry, Jonathan, Warner | I | CHIEF STRATEGY OFFICER | C | Control |
| Dry, Jonathan, Warner | I | CHIEF STRATEGY OFFICER | C | Control |
| Dry, Jonathan, Warner | I | CHIEF STRATEGY OFFICER | C | Control |
| Dry, Jonathan, Warner | I | CHIEF STRATEGY OFFICER | C | Control |
| Gift, Brian, Joseph | I | CHIEF INVESTMENT OFFICER | C | Control |
| Gift, Brian, Joseph | I | CHIEF INVESTMENT OFFICER | C | Control |
| Gift, Brian, Joseph | I | CHIEF INVESTMENT OFFICER | C | Control |
| Gift, Brian, Joseph | I | CHIEF INVESTMENT OFFICER | C | Control |
| Gift, Brian, Joseph | I | CHIEF INVESTMENT OFFICER | C | Control |
| Gift, Brian, Joseph | I | CHIEF INVESTMENT OFFICER | C | Control |
| Gift, Brian, Joseph | I | CHIEF INVESTMENT OFFICER | C | Control |
| Morton, William, Read | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| Morton, William, Read | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| Morton, William, Read | I | PRESIDENT | C | Control |
| Morton, William, Read | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| Morton, William, Read | I | PRESIDENT | C | Control |
| Morton, William, Read | I | PRESIDENT | C | Control |
| Morton, William, Read | I | PRESIDENT | C | Control |
| THE LOCKWOOD ORGANIZATION, LLC | DE | OWNER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LOCKWOOD, LUTHER, AMOS | I | MBL ADVISORS HOLDING, LLC | E | Control |
| LOCKWOOD, LUTHER, AMOS | I | MBL ADVISORS HOLDING, LLC | E | Control |
| LOCKWOOD, LUTHER, AMOS | I | MBL ADVISORS HOLDING, LLC | E | Control |
| LOCKWOOD, LUTHER, AMOS | I | MBL ADVISORS HOLDING, LLC | E | Control |
| LOCKWOOD, LUTHER, AMOS | I | MBL ADVISORS HOLDING, LLC | E | Control |
| LOCKWOOD, LUTHER, AMOS | I | MBL ADVISORS HOLDING, LLC | E | Control |
| LOCKWOOD, LUTHER, AMOS | I | MBL ADVISORS HOLDING, LLC | E | Control |
| LOCKWOOD, LUTHER, AMOS | I | THE LOCKWOOD ORGANIZATION, LLC | E | Control |
| LOCKWOOD, LUTHER, AMOS | I | THE LOCKWOOD ORGANIZATION, LLC | E | Control |
| LOCKWOOD, LUTHER, AMOS | I | THE LOCKWOOD ORGANIZATION, LLC | E | Control |
| LOCKWOOD, LUTHER, AMOS | I | THE LOCKWOOD ORGANIZATION, LLC | E | Control |
| LOCKWOOD, LUTHER, AMOS | I | THE LOCKWOOD ORGANIZATION, LLC | E | Control |
| LOCKWOOD, LUTHER, AMOS | I | THE LOCKWOOD ORGANIZATION, LLC | E | Control |
Registrations
Federal
IA
Mar 10, 2025 REGISTERED
Notice Filings (5)
FL GA NC SC TX
Address
301 S. MCDOWELL STREETSUITE 1100
CHARLOTTE, NC 28204
United States
Phone: 704-333-8461