FOUNTAINHEAD RETIREMENT SERVICES LLC
Legal name: FOUNTAINHEAD RETIREMENT SERVICES
CRD #305196 SEC #801-117381 WARREN, NJ 732-346-1900
SEC Registered
Total AUM
--
Discretionary
--
Employees
4
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New Jersey
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HALPERN, JOSEPH | I | ELECTED MANAGER & CCO | NA | Control |
| HALPERN, JOSEPH | I | ELECTED MANAGER & CCO | NA | Control |
| HALPERN, JOSEPH | I | ELECTED MANAGER & CCO | NA | Control |
| HALPERN, JOSEPH | I | ELECTED MANAGER & CCO | NA | Control |
| HALPERN, JOSEPH | I | ELECTED MANAGER & CCO | NA | Control |
| HALPERN, JOSEPH | I | ELECTED MANAGER & CCO | NA | Control |
| HALPERN, JOSEPH | I | ELECTED MANAGER & CCO | NA | Control |
| FRS II LLC | DE | MEMBER | E | Control |
| FRS II LLC | DE | MEMBER | E | Control |
| FRS II LLC | DE | MEMBER | E | Control |
| FRS II LLC | DE | MEMBER | E | Control |
| DFST LLC | DE | MEMBER | D | Control |
| DFST LLC | DE | MEMBER | D | Control |
| FRS II LLC | DE | MEMBER | D | Control |
| FRS II LLC | DE | MEMBER | D | Control |
| FRS II LLC | DE | MEMBER | D | Control |
| STDFDK LLC | DE | MEMBER | D | Control |
| STDFDK LLC | DE | MEMBER | D | Control |
| STDFDK LLC | DE | MEMBER | D | Control |
| STDFDK LLC | DE | MEMBER | D | Control |
| HALPERN, JOSEPH | I | MANAGING MANAGER & CCO | C | Control |
| HALPERN, JOSEPH | I | MANAGING MEMBER & CCO | C | Control |
| HALPERN, JOSEPH | I | MEMBER & CCO | C | Control |
| ROCK, MARC, BRUCE | I | MEMBER | C | Control |
| ROCK, MARC, BRUCE | I | MEMBER | C | Control |
| ROCK, MARC, BRUCE | I | MEMBER | C | Control |
| SILVER, SCOTT, HARRIS | I | MEMBER | C | Control |
| SILVER, SCOTT, HARRIS | I | MEMBER | C | Control |
| SILVER, SCOTT, HARRIS | I | MEMBER | C | Control |
| HALPERN, JOSEPH | I | MANAGER & CCO | B | Control |
| HALPERN, JOSEPH | I | MANAGER & CCO | B | Control |
| ROCK, MARC, BRUCE | I | MEMBER | B | Control |
| ROCK, MARC, BRUCE | I | MEMBER | B | Control |
| SILVER, SCOTT, HARRIS | I | MEMBER | B | Control |
| SILVER, SCOTT, HARRIS | I | MEMBER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| Tessler, Steven, Allen | I | STDFDK LLC | E | Control |
| Tessler, Steven, Allen | I | STDFDK LLC | E | Control |
| Tessler, Steven, Allen | I | STDFDK LLC | E | Control |
| Fried, David | I | DFST LLC | D | Control |
| Fried, David | I | DFST LLC | D | Control |
| Tessler, Steven, Allen | I | DFST LLC | D | Control |
| Tessler, Steven, Allen | I | DFST LLC | D | Control |
| HALPERN, JOSEPH | I | FRS II LLC | C | Control |
| HALPERN, JOSEPH | I | FRS II LLC | C | Control |
| HALPERN, JOSEPH | I | FRS II LLC | C | Control |
| HALPERN, JOSEPH | I | FRS II LLC | C | Control |
| HALPERN, JOSEPH | I | FRS II LLC | C | Control |
| HALPERN, JOSEPH | I | FRS II LLC | C | Control |
| HALPERN, JOSEPH | I | FRS II LLC | C | Control |
| ROCK, MARC, BRUCE | I | FRS II LLC | C | Control |
| ROCK, MARC, BRUCE | I | FRS II LLC | C | Control |
| ROCK, MARC, BRUCE | I | FRS II LLC | C | Control |
| ROCK, MARC, BRUCE | I | FRS II LLC | C | Control |
| ROCK, MARC, BRUCE | I | FRS II LLC | C | Control |
| ROCK, MARC, BRUCE | I | FRS II LLC | C | Control |
| ROCK, MARC, BRUCE | I | FRS II LLC | C | Control |
| SILVER, SCOTT, HARRIS | I | FRS II LLC | C | Control |
| SILVER, SCOTT, HARRIS | I | FRS II LLC | C | Control |
| SILVER, SCOTT, HARRIS | I | FRS II LLC | C | Control |
| SILVER, SCOTT, HARRIS | I | FRS II LLC | C | Control |
| SILVER, SCOTT, HARRIS | I | FRS II LLC | C | Control |
| SILVER, SCOTT, HARRIS | I | FRS II LLC | C | Control |
| SILVER, SCOTT, HARRIS | I | FRS II LLC | C | Control |
Registrations
Federal
IA
Mar 28, 2024 REGISTERED
Notice Filings (1)
NJ
Address
10 INDEPENDENCE BLVDWARREN, NJ 07059
United States
Phone: 732-346-1900