VAUBAN WEALTH MANAGEMENT
CRD #305222 SEC #801-117622 GUAYNABO, PR 1-787-425-0035/0036
SEC Registered
Total AUM
$148.7M
Discretionary
$17.6M
Employees
2
Clients
--
Accounts
50
Firm Details
- Organization Type
- Corporation
- State of Formation
- Puerto Rico
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2025
- Branch Offices
- 0
- LEI
- 254900WSIHXNKEEUOB36
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Francois-Poncet, Hubert, Jean Andre | I | CHAIRMAN | NA | Control |
| Francois-Poncet, Hubert, Jean Andre | I | CHAIRMAN | NA | Control |
| Francois-Poncet, Hubert, Jean Andre | I | CHAIRMAN | NA | Control |
| Francois-Poncet, Hubert, Jean Andre | I | CHAIRMAN | NA | Control |
| Francois-Poncet, Hubert, Jean Andre | I | CHAIRMAN | NA | Control |
| Francois-Poncet, Hubert, Jean Andre | I | CHAIRMAN | NA | Control |
| Francois-Poncet, Hubert, Jean Andre | I | CHAIRMAN | NA | Control |
| Francois-Poncet, Hubert, Jean Andre | I | CHAIRMAN | NA | Control |
| Francois-Poncet, Hubert, Jean Andre | I | CHAIRMAN | NA | Control |
| Francois-Poncet, Hubert, Jean Andre | I | CHAIRMAN | NA | Control |
| Francois-Poncet, Hubert, Jean Andre | I | CHAIRMAN | NA | Control |
| Francois-Poncet, Hubert, Jean Andre | I | CHAIRMAN | NA | Control |
| TORRES, MARIELA | I | CCO/CEO | NA | Control |
| TORRES, MARIELA | I | CCO | NA | Control |
| TORRES, MARIELA | I | CCO | NA | Control |
| TORRES, MARIELA | I | CCO | NA | Control |
| TORRES, MARIELA | I | CCO | NA | Control |
| TORRES, MARIELA | I | CCO | NA | Control |
| Velazquez Rosa, Goel, Andres | I | INVESTMENT ADVISOR REPRESENTATIVE/CFO | NA | Control |
| Velazquez Rosa, Goel, Andres | I | MANAGER/ CFO/ INVESTMENT ADVISOR REPRESENTATIVE | NA | Control |
| Velazquez Rosa, Goel, Andres | I | INVESTMENT ADVISOR REPRESENTATIVE/CFO | NA | Control |
| Velazquez Rosa, Goel, Andres | I | INVESTMENT ADVISOR REPRESENTATIVE/CFO | NA | Control |
| Velazquez Rosa, Goel, Andres | I | MANAGER/ CFO/ INVESTMENT ADVISOR REPRESENTATIVE | NA | Control |
| Velazquez Rosa, Goel, Andres | I | MANAGER/ CFO/ CCO/ INVESTMENT ADVISOR REPRESENTATIVE | NA | Control |
| Velazquez Rosa, Goel, Andres | I | MANAGER/ CFO/ CCO/ INVESTMENT ADVISOR REPRESENTATIVE | NA | Control |
| Velazquez Rosa, Goel, Andres | I | MANAGER/ CFO/ CCO/ INVESTMENT ADVISOR REPRESENTATIVE | NA | Control |
| Velazquez Rosa, Goel, Andres | I | MANAGER/ CFO/ CCO/ INVESTMENT ADVISOR REPRESENTATIVE | NA | Control |
| Velazquez Rosa, Goel, Andres | I | MANAGER/ CFO/ CCO/ INVESTMENT ADVISOR REPRESENTATIVE | NA | Control |
| Velazquez Rosa, Goel, Andres | I | MANAGER/ CFO/ CCO/ INVESTMENT ADVISOR REPRESENTATIVE | NA | Control |
| LAPEROUSE LTD | FE | SHAREHOLDER | E | Control |
| LAPEROUSE LTD | FE | SHAREHOLDER | E | Control |
| LAPEROUSE LTD | FE | SHAREHOLDER | E | Control |
| LAPEROUSE LTD | FE | SHAREHOLDER | E | Control |
| LAPEROUSE LTD | FE | SHAREHOLDER | E | Control |
| LAPEROUSE LTD | FE | SHAREHOLDER | E | Control |
| LAPEROUSE LTD | FE | SHAREHOLDER | E | Control |
| LAPEROUSE LTD | FE | SHAREHOLDER | E | Control |
| LAPEROUSE LTD | FE | SHAREHOLDER | E | Control |
| LAPEROUSE LTD | FE | SHAREHOLDER | E | Control |
| LAPEROUSE LTD | FE | SHAREHOLDER | E | Control |
| LAPEROUSE LTD | FE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| Francois-Poncet, Hubert, Jean Andre | I | LAPEROUSE LTD | E | Control |
| Francois-Poncet, Hubert, Jean Andre | I | LAPEROUSE LTD | E | Control |
| Francois-Poncet, Hubert, Jean Andre | I | LAPEROUSE LTD | E | Control |
| Francois-Poncet, Hubert, Jean Andre | I | LAPEROUSE LTD | E | Control |
| Francois-Poncet, Hubert, Jean Andre | I | LAPEROUSE LTD | E | Control |
| Francois-Poncet, Hubert, Jean Andre | I | LAPEROUSE LTD | E | Control |
| Francois-Poncet, Hubert, Jean Andre | I | LAPEROUSE LTD | E | Control |
| Francois-Poncet, Hubert, Jean Andre | I | LAPEROUSE LTD | E | Control |
| Francois-Poncet, Hubert, Jean Andre | I | LAPEROUSE LTD | E | Control |
| Francois-Poncet, Hubert, Jean Andre | I | LAPEROUSE LTD | E | Control |
| Francois-Poncet, Hubert, Jean Andre | I | LAPEROUSE LTD | E | Control |
Registrations
Federal
IA
Mar 30, 2025 REGISTERED
Notice Filings (1)
PR
Address
LOT K-2 MARGINAL STREET SUITE 201OASIS GARDENS DEVELOPMENT
GUAYNABO, PR 00969
United States
Phone: 1-787-425-0035/0036