HVM ETFS LLC
CRD #305223 SEC #801-117425 NORWALK, CT 212-682-7822
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
0
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 11, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROCKELMAN, CURTIS, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROCKELMAN, CURTIS, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLOUGH, PATRICK, JOSEPH | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| MASON, LAUREL, T | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASON, LAUREL, T | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASON, LAUREL, T | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLELLA, GARRETT, KEITH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| PAOLELLA, GARRETT, KEITH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| PAOLELLA, GARRETT, KEITH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| PAOLELLA, GARRETT, KEITH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| PAOLELLA, GARRETT, KEITH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| PAOLELLA, GARRETT, KEITH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HARVEST VOLATILITY MANAGEMENT, LLC | DE | SOLE MEMBER | E | Control |
| HARVEST VOLATILITY MANAGEMENT, LLC | DE | SOLE MEMBER | E | Control |
| HARVEST VOLATILITY MANAGEMENT, LLC | DE | SOLE MEMBER | E | Control |
| HARVEST VOLATILITY MANAGEMENT, LLC | DE | SOLE MEMBER | E | Control |
| HARVEST VOLATILITY MANAGEMENT, LLC | DE | SOLE MEMBER | E | Control |
| HARVEST VOLATILITY MANAGEMENT, LLC | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BROCKELMAN, CURTIS, FRANCIS | I | HARVEST VOLATILITY MANAGEMENT, LLC | C | Control |
| BROCKELMAN, CURTIS, FRANCIS | I | HARVEST VOLATILITY MANAGEMENT, LLC | C | Control |
| BROCKELMAN, CURTIS, FRANCIS | I | HARVEST VOLATILITY MANAGEMENT, LLC | C | Control |
| BROCKELMAN, CURTIS, FRANCIS | I | HARVEST VOLATILITY MANAGEMENT, LLC | C | Control |
| BROCKELMAN, CURTIS, FRANCIS | I | HARVEST VOLATILITY MANAGEMENT, LLC | C | Control |
| BROCKELMAN, CURTIS, FRANCIS | I | HARVEST VOLATILITY MANAGEMENT, LLC | C | Control |
| SELVALA, RICHARD, LEE | I | HARVEST VOLATILITY MANAGEMENT, LLC | C | Control |
| SELVALA, RICHARD, LEE | I | HARVEST VOLATILITY MANAGEMENT, LLC | C | Control |
| SELVALA, RICHARD, LEE | I | HARVEST VOLATILITY MANAGEMENT, LLC | C | Control |
| SELVALA, RICHARD, LEE | I | HARVEST VOLATILITY MANAGEMENT, LLC | C | Control |
| SELVALA, RICHARD, LEE | I | HARVEST VOLATILITY MANAGEMENT, LLC | C | Control |
| SELVALA, RICHARD, LEE | I | HARVEST VOLATILITY MANAGEMENT, LLC | C | Control |
Registrations
Federal
IA
Oct 11, 2022 REGISTERED
Notice Filings (1)
CT
Address
101 MERRITT 7 CORPORATE PARK3RD FLOOR
NORWALK, CT 06851
United States
Phone: 212-682-7822