M&G INVESTMENTS (USA) INC.
CRD #305254 SEC #801-118836 CHICAGO, IL 312-952-9464
SEC Registered Disclosures
Total AUM
$15.6B
Discretionary
$15.6B
Employees
48
Clients
--
Accounts
9
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 3, 2025
- Branch Offices
- 1
- LEI
- 254900F3KD7CHPVGJC43
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BALESTRIERI, ANTHONY, GERARD | I | DIRECTOR / PRESIDENT / CHIEF INVESTMENT OFFICER | NA | Control |
| BALESTRIERI, ANTHONY, GERARD | I | DIRECTOR / PRESIDENT / CHIEF INVESTMENT OFFICER | NA | Control |
| BALESTRIERI, ANTHONY, GERARD | I | DIRECTOR | NA | Control |
| BALESTRIERI, ANTHONY, GERARD | I | DIRECTOR / PRESIDENT / CHIEF INVESTMENT OFFICER | NA | Control |
| BALESTRIERI, ANTHONY, GERARD | I | DIRECTOR | NA | Control |
| BALESTRIERI, ANTHONY, GERARD | I | DIRECTOR / PRESIDENT / CHIEF INVESTMENT OFFICER | NA | Control |
| BALESTRIERI, ANTHONY, GERARD | I | DIRECTOR / PRESIDENT / CHIEF INVESTMENT OFFICER | NA | Control |
| BALESTRIERI, ANTHONY, GERARD | I | DIRECTOR / PRESIDENT / CHIEF INVESTMENT OFFICER | NA | Control |
| BALESTRIERI, ANTHONY, GERARD | I | DIRECTOR / PRESIDENT / CHIEF INVESTMENT OFFICER | NA | Control |
| BALESTRIERI, ANTHONY, GERARD | I | DIRECTOR / PRESIDENT / CHIEF INVESTMENT OFFICER | NA | Control |
| BALESTRIERI, ANTHONY, GERARD | I | DIRECTOR / PRESIDENT / CHIEF INVESTMENT OFFICER | NA | Control |
| BALESTRIERI, ANTHONY, GERARD | I | DIRECTOR / PRESIDENT / CHIEF INVESTMENT OFFICER | NA | Control |
| BALESTRIERI, ANTHONY, GERARD | I | DIRECTOR / PRESIDENT / CHIEF INVESTMENT OFFICER | NA | Control |
| BALESTRIERI, ANTHONY, GERARD | I | DIRECTOR / PRESIDENT / CHIEF INVESTMENT OFFICER | NA | Control |
| BALESTRIERI, ANTHONY, GERARD | I | DIRECTOR / PRESIDENT / CHIEF INVESTMENT OFFICER | NA | Control |
| BALESTRIERI, ANTHONY, GERARD | I | DIRECTOR / PRESIDENT / CHIEF INVESTMENT OFFICER | NA | Control |
| BALESTRIERI, ANTHONY, GERARD | I | DIRECTOR / PRESIDENT / CHIEF INVESTMENT OFFICER | NA | Control |
| BALESTRIERI, ANTHONY, GERARD | I | DIRECTOR / PRESIDENT / CHIEF INVESTMENT OFFICER | NA | Control |
| COTTON, JEFFREY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COTTON, JEFFREY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Daniels, Jonathan, Mark Brewis | I | DIRECTOR | NA | Control |
| Daniels, Jonathan, Mark Brewis | I | DIRECTOR | NA | Control |
| Daniels, Jonathan, Mark Brewis | I | DIRECTOR | NA | Control |
| Leaviss, James | I | DIRECTOR | NA | Control |
| MASON, GRAHAM, DAVID | I | DIRECTOR | NA | Control |
| MASON, GRAHAM, DAVID | I | DIRECTOR | NA | Control |
| MASON, GRAHAM, DAVID | I | DIRECTOR | NA | Control |
| MASON, GRAHAM, DAVID | I | DIRECTOR | NA | Control |
| MASON, GRAHAM, DAVID | I | DIRECTOR | NA | Control |
| MASON, GRAHAM, DAVID | I | DIRECTOR | NA | Control |
| MASON, GRAHAM, DAVID | I | DIRECTOR | NA | Control |
| MUCKLEY, DAVID, ANDREW | I | CHIEF COMPLIANCE OFFICER / HEAD OF LEGAL, US | NA | Control |
| MUCKLEY, DAVID, ANDREW | I | CHIEF COMPLIANCE OFFICER / HEAD OF LEGAL, US | NA | Control |
| MUCKLEY, DAVID, ANDREW | I | CHIEF COMPLIANCE OFFICER / HEAD OF LEGAL, US | NA | Control |
| MUCKLEY, DAVID, ANDREW | I | CHIEF COMPLIANCE OFFICER / HEAD OF LEGAL, US | NA | Control |
| MUCKLEY, DAVID, ANDREW | I | CHIEF COMPLIANCE OFFICER / HEAD OF LEGAL, US | NA | Control |
| McMorran, Nicholas, Robert | I | DIRECTOR | NA | Control |
| McMorran, Nicholas, Robert | I | DIRECTOR | NA | Control |
| McMorran, Nicholas, Robert | I | DIRECTOR | NA | Control |
| McMorran, Nicholas, Robert | I | DIRECTOR | NA | Control |
| McMorran, Nicholas, Robert | I | DIRECTOR | NA | Control |
| McMorran, Nicholas, Robert | I | DIRECTOR | NA | Control |
| McMorran, Nicholas, Robert | I | DIRECTOR | NA | Control |
| McMorran, Nicholas, Robert | I | DIRECTOR | NA | Control |
| McMorran, Nicholas, Robert | I | DIRECTOR | NA | Control |
| McMorran, Nicholas, Robert | I | DIRECTOR | NA | Control |
| McMorran, Nicholas, Robert | I | DIRECTOR | NA | Control |
| McMorran, Nicholas, Robert | I | DIRECTOR | NA | Control |
| McMorran, Nicholas, Robert | I | DIRECTOR | NA | Control |
| McMorran, Nicholas, Robert | I | DIRECTOR | NA | Control |
| McMorran, Nicholas, Robert | I | DIRECTOR | NA | Control |
| McMorran, Nicholas, Robert | I | DIRECTOR | NA | Control |
| McMorran, Nicholas, Robert | I | DIRECTOR | NA | Control |
| McMorran, Nicholas, Robert | I | DIRECTOR | NA | Control |
| PINTO, JOSEPH, GILOU | I | DIRECTOR | NA | |
| YARBROUGH, CHRISTOPHER, KEENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YARBROUGH, CHRISTOPHER, KEENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YARBROUGH, CHRISTOPHER, KEENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YARBROUGH, CHRISTOPHER, KEENE | I | CHIEF COMPLIANCE OFFICER / HEAD OF LEGAL | NA | Control |
| YARBROUGH, CHRISTOPHER, KEENE | I | CHIEF COMPLIANCE OFFICER / HEAD OF LEGAL | NA | Control |
| YARBROUGH, CHRISTOPHER, KEENE | I | CHIEF COMPLIANCE OFFICER / HEAD OF LEGAL | NA | Control |
| YARBROUGH, CHRISTOPHER, KEENE | I | CHIEF COMPLIANCE OFFICER / HEAD OF LEGAL | NA | Control |
| YARBROUGH, CHRISTOPHER, KEENE | I | CHIEF COMPLIANCE OFFICER / HEAD OF LEGAL | NA | Control |
| YARBROUGH, CHRISTOPHER, KEENE | I | CHIEF COMPLIANCE OFFICER / HEAD OF LEGAL | NA | Control |
| YARBROUGH, CHRISTOPHER, KEENE | I | CHIEF COMPLIANCE OFFICER / HEAD OF LEGAL | NA | Control |
| ZAMORA, NELSON, ALEJANDRO | I | CHIEF OPERATING OFFICER | NA | Control |
| ZAMORA, NELSON, ALEJANDRO | I | CHIEF OPERATING OFFICER | NA | Control |
| ZAMORA, NELSON, ALEJANDRO | I | CHIEF OPERATING OFFICER | NA | Control |
| ZAMORA, NELSON, ALEJANDRO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZAMORA, NELSON, ALEJANDRO | I | CHIEF OPERATING OFFICER | NA | Control |
| ZAMORA, NELSON, ALEJANDRO | I | CHIEF OPERATING OFFICER | NA | Control |
| ZAMORA, NELSON, ALEJANDRO | I | CHIEF OPERATING OFFICER | NA | Control |
| ZAMORA, NELSON, ALEJANDRO | I | CHIEF OPERATING OFFICER | NA | Control |
| ZAMORA, NELSON, ALEJANDRO | I | CHIEF OPERATING OFFICER | NA | Control |
| ZAMORA, NELSON, ALEJANDRO | I | CHIEF OPERATING OFFICER | NA | Control |
| ZAMORA, NELSON, ALEJANDRO | I | CHIEF OPERATING OFFICER | NA | Control |
| ZAMORA, NELSON, ALEJANDRO | I | CHIEF OPERATING OFFICER | NA | Control |
| ZAMORA, NELSON, ALEJANDRO | I | CHIEF OPERATING OFFICER | NA | Control |
| ZAMORA, NELSON, ALEJANDRO | I | CHIEF OPERATING OFFICER | NA | Control |
| ZAMORA, NELSON, ALEJANDRO | I | CHIEF OPERATING OFFICER | NA | Control |
| ZAMORA, NELSON, ALEJANDRO | I | CHIEF OPERATING OFFICER | NA | Control |
| ZAMORA, NELSON, ALEJANDRO | I | CHIEF OPERATING OFFICER | NA | Control |
| M&G INVESTMENTS (AMERICAS) INC. | DE | PARENT COMPANY | E | Control |
| M&G INVESTMENTS (AMERICAS) INC. | DE | PARENT COMPANY | E | Control |
| M&G INVESTMENTS (AMERICAS) INC. | DE | SHAREHOLDER | E | Control |
| M&G INVESTMENTS (AMERICAS) INC. | DE | PARENT COMPANY | E | Control |
| M&G INVESTMENTS (AMERICAS) INC. | DE | SHAREHOLDER | E | Control |
| M&G INVESTMENTS (AMERICAS) INC. | DE | PARENT COMPANY | E | Control |
| M&G INVESTMENTS (AMERICAS) INC. | DE | PARENT COMPANY | E | Control |
| M&G INVESTMENTS (AMERICAS) INC. | DE | PARENT COMPANY | E | Control |
| M&G INVESTMENTS (AMERICAS) INC. | DE | PARENT COMPANY | E | Control |
| M&G INVESTMENTS (AMERICAS) INC. | DE | PARENT COMPANY | E | Control |
| M&G INVESTMENTS (AMERICAS) INC. | DE | PARENT COMPANY | E | Control |
| M&G INVESTMENTS (AMERICAS) INC. | DE | PARENT COMPANY | E | Control |
| M&G INVESTMENTS (AMERICAS) INC. | DE | PARENT COMPANY | E | Control |
| M&G INVESTMENTS (AMERICAS) INC. | DE | PARENT COMPANY | E | Control |
| M&G INVESTMENTS (AMERICAS) INC. | DE | PARENT COMPANY | E | Control |
| M&G INVESTMENTS (AMERICAS) INC. | DE | PARENT COMPANY | E | Control |
| M&G INVESTMENTS (AMERICAS) INC. | DE | PARENT COMPANY | E | Control |
| M&G INVESTMENTS (AMERICAS) INC. | DE | PARENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| M&G FA LIMITED | FE | M&G INVESTMENTS (AMERICAS) INC. | E | |
| M&G FA LIMITED | FE | M&G INVESTMENTS (AMERICAS) INC. | E | |
| M&G FA LIMITED | FE | M&G INVESTMENTS (AMERICAS) INC. | E | Control |
| M&G FA LIMITED | FE | M&G INVESTMENTS (AMERICAS) INC. | E | |
| M&G FA LIMITED | FE | M&G INVESTMENTS (AMERICAS) INC. | E | Control |
| M&G FA LIMITED | FE | M&G INVESTMENTS (AMERICAS) INC. | E | |
| M&G FA LIMITED | FE | M&G INVESTMENTS (AMERICAS) INC. | E | |
| M&G FA LIMITED | FE | M&G INVESTMENTS (AMERICAS) INC. | E | |
| M&G FA LIMITED | FE | M&G INVESTMENTS (AMERICAS) INC. | E | |
| M&G FA LIMITED | FE | M&G INVESTMENTS (AMERICAS) INC. | E | |
| M&G FA LIMITED | FE | M&G INVESTMENTS (AMERICAS) INC. | E | |
| M&G FA LIMITED | FE | M&G INVESTMENTS (AMERICAS) INC. | E | Control |
| M&G FA LIMITED | FE | M&G INVESTMENTS (AMERICAS) INC. | E | Control |
| M&G FA LIMITED | FE | M&G INVESTMENTS (AMERICAS) INC. | E | Control |
| M&G FA LIMITED | FE | M&G INVESTMENTS (AMERICAS) INC. | E | Control |
| M&G GROUP LIMITED | FE | M&G FA LIMITED | E | |
| M&G GROUP LIMITED | FE | M&G FA LIMITED | E | |
| M&G GROUP LIMITED | FE | M&G FA LIMITED | E | Control |
| M&G GROUP LIMITED | FE | M&G FA LIMITED | E | |
| M&G GROUP LIMITED | FE | M&G FA LIMITED | E | Control |
| M&G GROUP LIMITED | FE | M&G FA LIMITED | E | |
| M&G GROUP LIMITED | FE | M&G FA LIMITED | E | |
| M&G GROUP LIMITED | FE | M&G FA LIMITED | E | |
| M&G GROUP LIMITED | FE | M&G FA LIMITED | E | |
| M&G GROUP LIMITED | FE | M&G FA LIMITED | E | |
| M&G GROUP LIMITED | FE | M&G FA LIMITED | E | |
| M&G GROUP LIMITED | FE | M&G FA LIMITED | E | Control |
| M&G GROUP LIMITED | FE | M&G FA LIMITED | E | Control |
| M&G GROUP LIMITED | FE | M&G FA LIMITED | E | Control |
| M&G GROUP LIMITED | FE | M&G FA LIMITED | E | Control |
| M&G GROUP REGULATED ENTITY HOLDING COMPANY LIMITED | FE | M&G GROUP LIMITED | E | |
| M&G GROUP REGULATED ENTITY HOLDING COMPANY LIMITED | FE | M&G GROUP LIMITED | E | |
| M&G GROUP REGULATED ENTITY HOLDING COMPANY LIMITED | FE | M&G GROUP LIMITED | E | |
| M&G GROUP REGULATED ENTITY HOLDING COMPANY LIMITED | FE | M&G GROUP LIMITED | E | |
| M&G GROUP REGULATED ENTITY HOLDING COMPANY LIMITED | FE | M&G GROUP LIMITED | E | |
| M&G GROUP REGULATED ENTITY HOLDING COMPANY LIMITED | FE | M&G GROUP LIMITED | E | |
| M&G GROUP REGULATED ENTITY HOLDING COMPANY LIMITED | FE | M&G GROUP LIMITED | E | |
| M&G GROUP REGULATED ENTITY HOLDING COMPANY LIMITED | FE | M&G GROUP LIMITED | E | |
| M&G GROUP REGULATED ENTITY HOLDING COMPANY LIMITED | FE | M&G GROUP LIMITED | E | |
| M&G GROUP REGULATED ENTITY HOLDING COMPANY LIMITED | FE | M&G GROUP LIMITED | E | Control |
| M&G GROUP REGULATED ENTITY HOLDING COMPANY LIMITED | FE | M&G GROUP LIMITED | E | Control |
| M&G GROUP REGULATED ENTITY HOLDING COMPANY LIMITED | FE | M&G GROUP LIMITED | E | Control |
| M&G GROUP REGULATED ENTITY HOLDING COMPANY LIMITED | FE | M&G GROUP LIMITED | E | Control |
| M&G PLC | FE | M&G GROUP REGULATED ENTITY HOLDING COMPANY LIMITED | E | |
| M&G PLC | FE | M&G GROUP REGULATED ENTITY HOLDING COMPANY LIMITED | E | |
| M&G PLC | FE | M&G GROUP LIMITED | E | Control |
| M&G PLC | FE | M&G GROUP REGULATED ENTITY HOLDING COMPANY LIMITED | E | |
| M&G PLC | FE | M&G GROUP LIMITED | E | Control |
| M&G PLC | FE | M&G GROUP REGULATED ENTITY HOLDING COMPANY LIMITED | E | |
| M&G PLC | FE | M&G GROUP REGULATED ENTITY HOLDING COMPANY LIMITED | E | |
| M&G PLC | FE | M&G GROUP REGULATED ENTITY HOLDING COMPANY LIMITED | E | |
| M&G PLC | FE | M&G GROUP REGULATED ENTITY HOLDING COMPANY LIMITED | E | |
| M&G PLC | FE | M&G GROUP REGULATED ENTITY HOLDING COMPANY LIMITED | E | |
| M&G PLC | FE | M&G GROUP REGULATED ENTITY HOLDING COMPANY LIMITED | E | |
| M&G PLC | FE | M&G GROUP REGULATED ENTITY HOLDING COMPANY LIMITED | E | Control |
| M&G PLC | FE | M&G GROUP REGULATED ENTITY HOLDING COMPANY LIMITED | E | Control |
| M&G PLC | FE | M&G GROUP REGULATED ENTITY HOLDING COMPANY LIMITED | E | Control |
| M&G PLC | FE | M&G GROUP REGULATED ENTITY HOLDING COMPANY LIMITED | E | Control |
Registrations
Federal
IA
Jun 3, 2025 REGISTERED
Notice Filings (3)
CA IL NY
Address
30 SOUTH WACKER DRIVESUITE 3750
CHICAGO, IL 60606
United States
Phone: 312-952-9464