PORTOLA PARTNERS GROUP LLC
Legal name: PORTOLA PARTNERS
CRD #305407 SEC #801-117341 MENLO PARK, CA 650-433-8779
SEC Registered
Total AUM
$5.6B
Discretionary
$96.1M
Employees
27
Clients
26
Accounts
1,719
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 6, 2022
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FOSTER, JILL, PATRICE | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOSTER, JILL, PATRICE | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOSTER, JILL, PATRICE | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOSTER, JILL, PATRICE | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOSTER, JILL, PATRICE | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOSTER, JILL, PATRICE | I | CHIEF OF STAFF | NA | |
| FOSTER, JILL, PATRICE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HERLICK, ZACHARY, AARON | I | CO-MANAGING PARTNER | NA | Control |
| HERLICK, ZACHARY, AARON | I | CO-MANAGING PARTNER | NA | Control |
| HERLICK, ZACHARY, AARON | I | CO-FOUNDER | NA | Control |
| HERLICK, ZACHARY, AARON | I | CO-MANAGING PARTNER | NA | Control |
| HERLICK, ZACHARY, AARON | I | CO-MANAGING PARTNER | NA | Control |
| LIN, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | |
| LIN, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | |
| LIN, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | |
| LIN, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | |
| LIN, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | |
| LIN, JEFFREY | I | CHIEF OPERATING OFFICER | NA | |
| LIN, JEFFREY | I | CHIEF OPERATING OFFICER | NA | |
| LIN, JEFFREY | I | CHIEF OPERATING OFFICER | NA | |
| LIN, JEFFREY | I | CO-FOUNDER | NA | |
| LIN, JEFFREY, NMN | I | CHIEF OPERATING OFFICER | NA | |
| LIN, JEFFREY, NMN | I | CHIEF OPERATING OFFICER | NA | |
| LIN, JEFFREY, NMN | I | CHIEF OPERATING OFFICER | NA | |
| NAKAMURA, LARRY, TRISTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REHMUS, STEVEN, ROBINSON | I | CO-MANAGING PARTNER | NA | Control |
| REHMUS, STEVEN, ROBINSON | I | CO-MANAGING PARTNER | NA | Control |
| REHMUS, STEVEN, ROBINSON | I | CO-FOUNDER | NA | Control |
| REHMUS, STEVEN, ROBINSON | I | CO-MANAGING PARTNER | NA | Control |
| REHMUS, STEVEN, ROBINSON | I | CO-MANAGING PARTNER | NA | Control |
| ROSS, JAMES, E | I | LLC MANAGER | NA | Control |
| WATSON, PETER, YOSHI | I | LLC MANAGER | NA | Control |
| CI PRIVATE WEALTH US LLC | DE | OWNER | E | Control |
| CI PRIVATE WEALTH US LLC | DE | OWNER | E | Control |
| CI PRIVATE WEALTH US LLC | DE | OWNER | E | Control |
| CI PRIVATE WEALTH US LLC | DE | OWNER | E | Control |
| CI PRIVATE WEALTH, LLC | DE | OWNER | E | Control |
| HERLICK, ZACHARY, AARON | I | LLC MANAGER | D | Control |
| HERLICK, ZACHARY, AARON | I | LLC MANAGER | D | Control |
| HERLICK, ZACHARY, AARON | I | LLC MANAGER | D | Control |
| HERLICK, ZACHARY, AARON | I | LLC MANAGER | D | Control |
| HERLICK, ZACHARY, AARON | I | LLC MANAGER | D | Control |
| HERLICK, ZACHARY, AARON | I | LLC MANAGER | D | Control |
| HERLICK, ZACHARY, AARON | I | LLC MANAGER | D | Control |
| REHMUS, STEVEN, ROBINSON | I | LLC MANAGER | D | Control |
| REHMUS, STEVEN, ROBINSON | I | LLC MANAGER | D | Control |
| REHMUS, STEVEN, ROBINSON | I | LLC MANAGER | D | Control |
| REHMUS, STEVEN, ROBINSON | I | LLC MANAGER | D | Control |
| REHMUS, STEVEN, ROBINSON | I | LLC MANAGER | D | Control |
| REHMUS, STEVEN, ROBINSON | I | LLC MANAGER | D | Control |
| REHMUS, STEVEN, ROBINSON | I | LLC MANAGER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CI FINANCIAL CORP | FE | CI US HOLDINGS INC | E | Control |
| CI FINANCIAL CORP | FE | CI US HOLDINGS INC | E | Control |
| CI FINANCIAL CORP | FE | CI US HOLDINGS INC | E | Control |
| CI FINANCIAL CORP | FE | CI US HOLDINGS, INC | E | Control |
| CI FINANCIAL CORP | FE | CI US HOLDINGS INC | E | Control |
| CI PRIVATE WEALTH HOLDINGS, LLC | DE | CI PRIVATE WEALTH US LLC | E | Control |
| CI PRIVATE WEALTH HOLDINGS, LLC | DE | CI PRIVATE WEALTH US LLC | E | Control |
| CI PRIVATE WEALTH HOLDINGS, LLC | DE | CI PRIVATE WEALTH US LLC | E | Control |
| CI PRIVATE WEALTH HOLDINGS, LLC | DE | CI PRIVATE WEALTH US LLC | E | Control |
| CI US HOLDINGS INC | DE | CI US, LLC | E | Control |
| CI US HOLDINGS INC | DE | CI US, LLC | E | Control |
| CI US HOLDINGS INC | DE | CI US, LLC | E | Control |
| CI US HOLDINGS INC | DE | CI US, LLC | E | Control |
| CI US HOLDINGS, INC | DE | CIPW HOLDINGS, LLC | E | Control |
| CI US, LLC | DE | CI PRIVATE WEALTH HOLDINGS, LLC | E | Control |
| CI US, LLC | DE | CI PRIVATE WEALTH HOLDINGS, LLC | E | Control |
| CI US, LLC | DE | CI PRIVATE WEALTH HOLDINGS, LLC | E | Control |
| CI US, LLC | DE | CI PRIVATE WEALTH HOLDINGS, LLC | E | Control |
| CIPW HOLDINGS, LLC | DE | CI PRIVATE WEALTH, LLC | E | Control |
Registrations
Federal
IA
Jun 6, 2022 REGISTERED
Notice Filings (4)
CA NJ NY TX
Address
1550 EL CAMINO REALSTE 200
MENLO PARK, CA 94025-4100
United States
Phone: 650-433-8779