WOLFE RESEARCH ADVISORS, LLC
CRD #305497 SEC #801-117532 NEW YORK, NY 646-845-0700
SEC Registered
Total AUM
$55.8M
Discretionary
$0
Employees
98
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2021
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FARLEY, ROBERT, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| FARLEY, ROBERT, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| FULK, MACKENZIE, ELLIOT | I | PRESIDENT | NA | Control |
| FULK, MACKENZIE, ELLIOT | I | PRESIDENT | NA | Control |
| GANG, THOMAS, PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GANG, THOMAS, PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PALLANTE, SANDRA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PALLANTE, SANDRA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PALLANTE, SANDRA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PALLANTE, SANDRA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PALLANTE, SANDRA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WOLFE, EDWARD, MARK | I | MANAGING MEMBER | NA | Control |
| WOLFE, EDWARD, MARK | I | MANAGING MEMBER | NA | Control |
| WOLFE HOLDCO, LLC | DE | XXXXXXXX | E | Control |
| WOLFE HOLDCO, LLC | DE | MEMBER | E | Control |
| WOLFE HOLDCO, LLC | DE | MEMBER | E | Control |
| WOLFE HOLDCO, LLC | DE | MEMBER | E | Control |
| WOLFE HOLDCO, LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WOLFE, EDWARD, MARK | I | WOLFE HOLDCO, LLC | E | Control |
| WOLFE, EDWARD, MARK | I | WOLFE HOLDCO, LLC | E | Control |
| WOLFE, EDWARD, MARK | I | WOLFE HOLDCO, LLC | E | Control |
| WOLFE, EDWARD, MARK | I | WOLFE HOLDCO, LLC | E | Control |
| WOLFE, EDWARD, MARK | I | WOLFE HOLDCO, LLC | E | Control |
Registrations
Federal
IA
Mar 31, 2021 REGISTERED
Notice Filings (7)
CA CT MA NJ NY PA TX
Address
757 THIRD AVENUE6TH FLOOR
NEW YORK, NY 10017
United States
Phone: 646-845-0700