SHEPHERD WEALTH & RETIREMENT LLC
CRD #305645 SEC #801-117418 TUCSON, AZ 520-325-1600
SEC Registered
Total AUM
$74.5M
Discretionary
$74.5M
Employees
4
Clients
1
Accounts
329
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 4, 2022
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SHEPHERD, DAVID, WAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEPHERD, DAVID, WAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGING MEMBER | E | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGING MEMBER | E | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGER AND CHIEF COMPLIANCE OFFICER | E | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGER AND CHIEF COMPLIANCE OFFICER | E | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGER AND CHIEF COMPLIANCE OFFICER | E | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGER AND CHIEF COMPLIANCE OFFICER | E | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGER AND CHIEF COMPLIANCE OFFICER | D | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGER AND CHIEF INVESTMENT OFFICER | D | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGER AND CHIEF COMPLIANCE OFFICER | D | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGER AND CHIEF INVESTMENT OFFICER | D | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGER AND CHIEF COMPLIANCE OFFICER | D | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGER AND CHIEF INVESTMENT OFFICER | D | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGER AND CHIEF COMPLIANCE OFFICER | D | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGER AND CHIEF INVESTMENT OFFICER | D | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGER AND CHIEF COMPLIANCE OFFICER | D | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGER AND CHIEF INVESTMENT OFFICER | D | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGER AND CHIEF COMPLIANCE OFFICER | D | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGER AND CHIEF INVESTMENT OFFICER | D | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGER AND CHIEF COMPLIANCE OFFICER | D | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGER AND CHIEF INVESTMENT OFFICER | D | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGER AND CHIEF COMPLIANCE OFFICER | D | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGER AND CHIEF INVESTMENT OFFICER | D | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGER AND CHIEF COMPLIANCE OFFICER | D | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGER AND CHIEF INVESTMENT OFFICER | D | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGER AND CHIEF COMPLIANCE OFFICER | D | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGER AND CHIEF INVESTMENT OFFICER | D | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGER AND CHIEF COMPLIANCE OFFICER | D | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGER AND CHIEF INVESTMENT OFFICER | D | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGER AND CHIEF COMPLIANCE OFFICER | D | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGER AND CHIEF INVESTMENT OFFICER | D | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGER AND CHIEF COMPLIANCE OFFICER | D | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGER AND CHIEF INVESTMENT OFFICER | D | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGER AND CHIEF INVESTMENT OFFICER | B | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGER AND CHIEF INVESTMENT OFFICER | B | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGER AND CHIEF INVESTMENT OFFICER | B | Control |
| SHEPHERD, DAVID, WAYNE | I | MANAGER AND CHIEF INVESTMENT OFFICER | B | Control |
Registrations
Federal
IA
May 4, 2022 REGISTERED
Notice Filings (5)
AZ LA NE NH TX
Address
6300 E. EL DORADO PLAZAA200
TUCSON, AZ 85715
United States
Phone: 520-325-1600