EAST WEST INVESTMENT MANAGEMENT LLC
CRD #305688 SEC #801-117650 PASADENA, CA 626-768-6000
SEC Registered Private Funds
Total AUM
$350M
Discretionary
$350M
Employees
7
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 2, 2020
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEN-ATTAR, BENJAMIN, DAVID | I | CHAIRMAN | NA | Control |
| BEN-ATTAR, BENJAMIN, DAVID | I | CHAIRMAN | NA | Control |
| BEN-ATTAR, BENJAMIN, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BEN-ATTAR, BENJAMIN, DAVID | I | CHAIRMAN | NA | Control |
| DIXON, SEAN, T. | I | SENIOR MANAGING DIRECTOR | NA | Control |
| DIXON, SEAN, T. | I | SENIOR MANAGING DIRECTOR | NA | Control |
| DIXON, SEAN, T. | I | SENIOR MANAGING DIRECTOR | NA | Control |
| DIXON, SEAN, T. | I | SENIOR MANAGING DIRECTOR | NA | Control |
| HALASY, HALE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALASY, HALE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALASY, HALE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALASY, HALE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MARIA, ANDREW, MICHAEL | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| MARIA, ANDREW, MICHAEL | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| MARIA, ANDREW, MICHAEL | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| EAST WEST BANCORP INC. | DE | INITIAL MEMBER | E | Control |
| EAST WEST BANCORP INC. | DE | INITIAL MEMBER | E | Control |
| EAST WEST BANCORP INC. | DE | INITIAL MEMBER | E | Control |
| EAST WEST BANCORP INC. | DE | INITIAL MEMBER | E | Control |
Registrations
Federal
IA
Sep 2, 2020 REGISTERED
Address
135 NORTH LOS ROBLES AVE., 7TH FL.PASADENA, CA 91101
United States
Phone: 626-768-6000