HIGHBROOK INVESTMENT MANAGEMENT, LP
CRD #305690 SEC #801-117517 NEW YORK, NY 212-906-4317
SEC Registered
Total AUM
--
Discretionary
--
Employees
24
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Partnership
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 20, 2019
- Branch Offices
- 4
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARR, BRIAN, ROBERT | I | MANAGING PARTNER/CEO | NA | Control |
| CARR, BRIAN, ROBERT | I | MANAGING PARTNER/CEO | NA | Control |
| GARDINER, ALEXANDER | I | PARTNER, CFO & CCO | NA | Control |
| GARDINER, ALEXANDER | I | PARTNER, CFO & CCO | NA | Control |
| GIUSTI, ROBERT, ANGELO | I | PARTNER/CIO | NA | Control |
| GIUSTI, ROBERT, MICHAEL | I | PARTNER/CIO | NA | Control |
| HB MANAGER GP, LLC | DE | GENERAL PARTNER | NA | |
| HB MANAGER GP, LLC | DE | GENERAL PARTNER | NA | |
| PACIFIC EAST CAPITAL LLC | DE | OWNER | C | Control |
| PACIFIC EAST CAPITAL LLC | DE | OWNER | C | Control |
| GF HIGHBROOK INVESTOR LLC | DE | OWNER | B | Control |
| GF HIGHBROOK INVESTOR LLC | DE | OWNER | B | Control |
| HIGH RISE HB MANAGEMENT, L.L.C. | DE | OWNER | B | Control |
| HIGH RISE HB MANAGEMENT, L.L.C. | DE | OWNER | B | Control |
| LUCCA CAPITAL, LLC | DE | OWNER | B | |
| LUCCA CAPITAL, LLC | DE | OWNER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PAX PT COMPANY, LLC | DE | GLICK FAMILY GOLD MOUNTAIN TRUST | F | |
| PAX PT COMPANY, LLC | DE | PLUCHENIK FAMILY GOLD MOUNTAIN TRUST | F | |
| PAX PT COMPANY, LLC | DE | GLICK FAMILY GOLD MOUNTAIN TRUST | F | |
| PAX PT COMPANY, LLC | DE | PLUCHENIK FAMILY GOLD MOUNTAIN TRUST | F | |
| CARR, BRIAN, ROBERT | I | PACIFIC EAST CAPITAL LLC | E | Control |
| CARR, BRIAN, ROBERT | I | PACIFIC EAST CAPITAL LLC | E | Control |
| GIUSTI, ROBERT, ANGELO | I | LUCCA CAPITAL, LLC | E | Control |
| GIUSTI, ROBERT, MICHAEL | I | LUCCA CAPITAL, LLC | E | Control |
| OCONNOR, DAVID, PATRICK | I | HIGH RISE HB MANAGEMENT, L.L.C. | E | Control |
| OCONNOR, DAVID, PATRICK | I | HIGH RISE HB MANAGEMENT, L.L.C. | E | Control |
| GLICK FAMILY GOLD MOUNTAIN TRUST | DE | GF HIGHBROOK INVESTOR LLC | D | Control |
| GLICK FAMILY GOLD MOUNTAIN TRUST | DE | GF HIGHBROOK INVESTOR LLC | D | Control |
| PLUCHENIK FAMILY GOLD MOUNTAIN TRUST | DE | GF HIGHBROOK INVESTOR LLC | D | Control |
| PLUCHENIK FAMILY GOLD MOUNTAIN TRUST | DE | GF HIGHBROOK INVESTOR LLC | D | Control |
Registrations
Federal
IA
Sep 20, 2019 REGISTERED
Address
680 FIFTH AVENUE20TH FLOOR
NEW YORK, NY 10019
United States
Phone: 212-906-4317