AXS INVESTMENTS LLC
CRD #305714 SEC #801-117457 PORT CHESTER, NY 833-297-2587
SEC Registered
Total AUM
$1.2B
Discretionary
$1.2B
Employees
10
Clients
--
Accounts
29
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 21, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BASSUK, GREGORY, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BASSUK, GREGORY, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BASSUK, GREGORY, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BASSUK, GREGORY, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BASSUK, GREGORY, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BASSUK, GREGORY, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BINION, PARKER, B | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BINION, PARKER, B | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ENCK, ROBERT, JOSEPH | I | PRESIDENT | NA | Control |
| ENCK, ROBERT, JOSEPH | I | PRESIDENT | NA | Control |
| LACUESTA, MARK, M | I | CCO | NA | Control |
| LACUESTA, MARK, M | I | CCO | NA | Control |
| LACUESTA, MARK, M | I | CCO | NA | Control |
| LACUESTA, MARK, M | I | CCO | NA | Control |
| TENCER, RUSSELL, MARC | I | COO | NA | Control |
| TENCER, RUSSELL, MARC | I | COO | NA | Control |
| TENCER, RUSSELL, MARC | I | COO | NA | Control |
| TENCER, RUSSELL, MARC | I | COO | NA | Control |
| TENCER, RUSSELL, MARC | I | CHIEF COMPLIANCE OFFICER & COO | NA | Control |
| TENCER, RUSSELL, MARC | I | CHIEF COMPLIANCE OFFICER & COO | NA | Control |
| TENCER, RUSSELL, MARC | I | CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER | NA | Control |
| AXS HOLDINGS LLC | DE | MEMBER | E | Control |
| AXS HOLDINGS LLC | DE | MEMBER | E | Control |
| AXS HOLDINGS LLC | DE | MEMBER | E | Control |
| AXS HOLDINGS LLC | DE | MEMBER | E | Control |
| AXS HOLDINGS LLC | DE | MEMBER | E | Control |
| AXS HOLDINGS LLC | DE | MEMBER | E | Control |
| AXS HOLDINGS LLC | DE | MEMBER | E | Control |
| AXS HOLDINGS LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BASSUK, GREGORY, DAVID | I | SR PARTNERS LLC | E | Control |
| BASSUK, GREGORY, DAVID | I | SR PARTNERS LLC | E | Control |
| BASSUK, GREGORY, DAVID | I | SR PARTNERS LLC | E | Control |
| BASSUK, GREGORY, DAVID | I | SR PARTNERS LLC | E | Control |
| BASSUK, GREGORY, DAVID | I | SR PARTNERS LLC | E | Control |
| BASSUK, GREGORY, DAVID | I | SR PARTNERS LLC | E | Control |
| BASSUK, GREGORY, DAVID | I | SR PARTNERS LLC | E | Control |
| SR PARTNERS LLC | DE | AXS HOLDINGS LLC | E | Control |
| SR PARTNERS LLC | DE | AXS HOLDINGS LLC | E | Control |
| SR PARTNERS LLC | DE | AXS HOLDINGS LLC | E | Control |
| SR PARTNERS LLC | DE | AXS HOLDINGS LLC | E | Control |
| SR PARTNERS LLC | DE | AXS HOLDINGS LLC | E | Control |
| SR PARTNERS LLC | DE | AXS HOLDINGS LLC | E | Control |
| SR PARTNERS LLC | DE | AXS HOLDINGS LLC | E | Control |
Registrations
Federal
IA
Mar 21, 2025 REGISTERED
Notice Filings (1)
NY
Address
181 WESTCHESTER AVE.SUITE 402
PORT CHESTER, NY 10573
United States
Phone: 833-297-2587