HIGH NOTE WEALTH, LLC
CRD #305768 SEC #801-117495 DEEPHAVEN, MN (952) 224-7970
SEC Registered
Total AUM
$576.2M
Discretionary
$576.2M
Employees
8
Clients
251
Accounts
1,200
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 8, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FORRESTER, MICHAEL, WAYNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| FORRESTER, MICHAEL, WAYNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| FORRESTER, MICHAEL, WAYNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| JANOVSKY, KYLE, JAMES | I | CHIEF OPERATING OFFICER | NA | |
| JANOVSKY, KYLE, JAMES | I | CHIEF OPERATING OFFICER | NA | |
| WESTPHAL, SHAUN, N | I | DIRECTOR OF FINANCIAL PLANNING | NA | |
| WESTPHAL, SHAUN, N | I | DIRECTOR OF FINANCIAL PLANNING | NA | |
| WESTPHAL, SHAUN, N | I | DIRECTOR OF FINANCIAL PLANNING | NA | |
| RIAKA HOLDINGS, LLC | DE | SOLE MEMBER | E | Control |
| RIAKA HOLDINGS, LLC | DE | SOLE MEMBER | E | Control |
| RIAKA HOLDINGS, LLC | DE | SOLE MEMBER | E | Control |
| RIAKA HOLDINGS, LLC | DE | SOLE MEMBER | E | Control |
| RIAKA HOLDINGS, LLC | DE | SOLE MEMBER | E | Control |
| FORRESTER SCHNEEWIND, KATHERINE | I | MEMBER | D | Control |
| FORRESTER SCHNEEWIND, KATHERINE | I | MEMBER | D | Control |
| FORRESTER, KATHERINE, MARIE ANTOINETTE | I | FOUNDER/CHIEF EXECUTIVE OFFICER | D | Control |
| SCHNEEWIND, KATHERINE, FORRESTER | I | FOUNDER | D | Control |
| SCHNEEWIND, KATHERINE, FORRESTER | I | FOUNDER | D | Control |
| SCHNEEWIND, KATHERINE, FORRESTER | I | FOUNDER | D | Control |
| SCHNEEWIND, KATHERINE, FORRESTER | I | FOUNDER | D | Control |
| SCHNEEWIND, KATHERINE, FORRESTER | I | FOUNDER | D | Control |
| SCHNEEWIND, KATHERINE, FORRESTER | I | FOUNDER | D | Control |
| SCHNEEWIND, KATHERINE, FORRESTER | I | FOUNDER | D | Control |
| SCHNEEWIND, KATHERINE, FORRESTER | I | FOUNDER | D | Control |
| SCHNEEWIND, KATHERINE, FORRESTER | I | FOUNDER | D | Control |
| SCHNEEWIND, KATHERINE, FORRESTER | I | FOUNDER | D | Control |
| SCHNEEWIND, KATHERINE, FORRESTER | I | FOUNDER | D | Control |
| SCHNEEWIND, KATHERINE, FORRESTER | I | FOUNDER | D | Control |
| SCHNEEWIND, KATHERINE, FORRESTER | I | FOUNDER | D | Control |
| SCHNEEWIND, KATHERINE, FORRESTER | I | FOUNDER | D | Control |
| SCHNEEWIND, KATHERINE, FORRESTER | I | FOUNDER/CHIEF EXECUTIVE OFFICER | D | Control |
| SCHNEEWIND, KATHERINE, FORRESTER | I | FOUNDER/CHIEF EXECUTIVE OFFICER | D | Control |
| SCHNEEWIND, KATHERINE, FORRESTER | I | FOUNDER | D | Control |
| FORRESTER, KATHERINE, MARIE ANTOINETTE | I | FOUNDER/CHIEF EXECUTIVE OFFICER | C | Control |
| FORRESTER, KATHERINE, MARIE ANTOINETTE | I | FOUNDER/CHIEF EXECUTIVE OFFICER | C | Control |
| FORRESTER, KATHERINE, MARIE ANTOINETTE | I | FOUNDER/CHIEF EXECUTIVE OFFICER | C | Control |
| FORRESTER, MICHAEL, WAYNE | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| FORRESTER, MICHAEL, WAYNE | I | FOUNDER/CHIEF COMPLIANCE OFFICER | C | Control |
| FORRESTER, MICHAEL, WAYNE | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| FORRESTER, MICHAEL, WAYNE | I | FOUNDER/CHIEF COMPLIANCE OFFICER | C | Control |
| FORRESTER, MICHAEL, WAYNE | I | FOUNDER/CHIEF COMPLIANCE OFFICER | C | Control |
| FORRESTER, MICHAEL, WAYNE | I | FOUNDER/CHIEF COMPLIANCE OFFICER | C | Control |
| FORRESTER, MICHAEL, WAYNE | I | FOUNDER/CHIEF COMPLIANCE OFFICER | C | Control |
| FORRESTER, MICHAEL, WAYNE | I | FOUNDER/CHIEF COMPLIANCE OFFICER | C | Control |
| FORRESTER, MICHAEL, WAYNE | I | FOUNDER/CHIEF COMPLIANCE OFFICER | C | Control |
| FORRESTER, MICHAEL, WAYNE | I | FOUNDER/CHIEF COMPLIANCE OFFICER | C | Control |
| FORRESTER, MICHAEL, WAYNE | I | FOUNDER/CHIEF COMPLIANCE OFFICER | C | Control |
| FORRESTER, MICHAEL, WAYNE | I | FOUNDER/CHIEF COMPLIANCE OFFICER | C | Control |
| FORRESTER, MICHAEL, WAYNE | I | FOUNDER/CHIEF COMPLIANCE OFFICER | C | Control |
| FORRESTER, MICHAEL, WAYNE | I | FOUNDER/CHIEF COMPLIANCE OFFICER | C | Control |
| FORRESTER, MICHAEL, WAYNE | I | FOUNDER/CHIEF COMPLIANCE OFFICER | C | Control |
| FORRESTER, MICHAEL, WAYNE | I | FOUNDER/CHIEF COMPLIANCE OFFICER | C | Control |
| FORRESTER, MICHAEL, WAYNE | I | FOUNDER/CHIEF COMPLIANCE OFFICER | C | Control |
| FORRESTER, MICHAEL, WAYNE | I | FOUNDER/CHIEF COMPLIANCE OFFICER | C | Control |
| FORRESTER, MICHAEL, WAYNE | I | FOUNDER/CHIEF COMPLIANCE OFFICER | C | Control |
| FORRESTER, MICHAEL, WAYNE | I | FOUNDER/CHIEF COMPLIANCE OFFICER | C | Control |
| FORRESTER, MICHAEL, WAYNE | I | FOUNDER/CHIEF COMPLIANCE OFFICER | C | Control |
| FORRESTER, MICHAEL, WAYNE | I | FOUNDER/CHIEF COMPLIANCE OFFICER | C | Control |
| FORRESTER, MICHAEL, WAYNE | I | FOUNDER/CHIEF COMPLIANCE OFFICER | C | Control |
| JANOVSKY, KYLE, JAMES | I | CHIEF OPERATING OFFICER | A | |
| JANOVSKY, KYLE, JAMES | I | CHIEF OPERATING OFFICER | A | |
| JANOVSKY, KYLE, JAMES | I | CHIEF OPERATING OFFICER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| Kupfer, Corey, NMN | I | RIAKA HOLDINGS, LLC | E | Control |
| Kupfer, Corey, NMN | I | RIAKA HOLDINGS, LLC | E | Control |
| Kupfer, Corey, NMN | I | RIAKA HOLDINGS, LLC | E | Control |
Registrations
Federal
IA
Jul 8, 2025 REGISTERED
Notice Filings (7)
CA CO FL MN SD TX WI
Address
18258 MINNETONKA BOULEVARDSUITE 200
DEEPHAVEN, MN 55391-3359
United States
Phone: (952) 224-7970