RIA Intelligence

WC WALKER & ASSOCIATES, INC.

CRD #305814 SEC #801-117603 FULLERTON, CA 714-446-8750
SEC Registered
Total AUM
$311.2M
Discretionary
$288.2M
Employees
7
Clients
101
Accounts
483

Firm Details

Organization Type
Corporation
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 10, 2022
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
WALKER, WILLIAM, CRAIGIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERE Control
WALKER, WILLIAM, CRAIGIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERE Control
WALKER, WILLIAM, CRAIGIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERE Control
WALKER, WILLIAM, CRAIGIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERE Control
WALKER, WILLIAM, CRAIGIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERE Control
WALKER, WILLIAM, CRAIGIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERE Control
WALKER, WILLIAM, CRAIGIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERE Control
WALKER, WILLIAM, CRAIGIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERE Control
WALKER, WILLIAM, CRAIGIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERE Control
WALKER, WILLIAM, CRAIGIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERE Control
WALKER, WILLIAM, CRAIGIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERE Control
WALKER, WILLIAM, CRAIGIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERE Control
WALKER, WILLIAM, CRAIGIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Mar 10, 2022 REGISTERED

Notice Filings (3)

AZ CA TX

Address

623 N. HARBOR BLVD.
FULLERTON, CA 92832
United States
Phone: 714-446-8750