BERGAMOT ASSET MANAGEMENT, LLC
CRD #305866 SEC #801-117514 PRINCETON, NJ 609-917-7900
SEC Registered
Total AUM
--
Discretionary
--
Employees
7
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New Jersey
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 19, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LALLY, CASSANDRA, ENRIQUEZ-BALLO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LIONG, CHRISTOPHER, NEAL | I | CIO, PORTFFOLIO MANAGER | D | Control |
| AGGRESIVE SPORTS, INC. | DE | CORPORATE COUNSEL | B | |
| GRAHAM, KEITH, AUGUSTUS | I | CHIEF MARKETING OFFICER | B | Control |
| WONG, ANDY, WING KEUNG | I | PORTFOLIO MANAGER | A | Control |
Registrations
Federal
IA
Sep 19, 2019 REGISTERED
Notice Filings (1)
NJ
Address
300 CARNEGIE CENTERSUITE 140
PRINCETON, NJ 08540
United States
Phone: 609-917-7900