CW INVESTMENT ADVISERS, LLC
CRD #305926 SEC #801-120163 LOS ANGELES, CA 626-788-2305
SEC Registered
Total AUM
$884M
Discretionary
$884M
Employees
34
Clients
--
Accounts
27
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Green, Mark, David | I | CHIEF INVESTMENT OFFICER | NA | |
| Green, Mark, David | I | CHIEF INVESTMENT OFFICER | NA | |
| Green, Mark, David | I | CHIEF INVESTMENT OFFICER | NA | |
| Green, Mark, David | I | CHIEF INVESTMENT OFFICER | NA | |
| Green, Mark, David | I | CHIEF INVESTMENT OFFICER | NA | |
| HOROWITZ, JEFFREY, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| Kingston, Andrew, Brownell | I | GENERAL COUNSEL | NA | |
| Kingston, Andrew, Brownell | I | GENERAL COUNSEL | NA | |
| Kingston, Andrew, Brownell | I | CHIEF COMPLIANCE OFFICER | NA | |
| Kingston, Andrew, Brownell | I | CHIEF COMPLIANCE OFFICER | NA | |
| Kingston, Andrew, Brownell | I | CHIEF COMPLIANCE OFFICER | NA | |
| Kingston, Andrew, Brownell | I | CHIEF COMPLIANCE OFFICER | NA | |
| Kingston, Andrew, Brownell | I | CHIEF COMPLIANCE OFFICER | NA | |
| Kingston, Andrew, Brownell | I | CHIEF COMPLIANCE OFFICER | NA | |
| Kingston, Andrew, Brownell | I | CHIEF COMPLIANCE OFFICER | NA | |
| MA, CHI SHING | I | CHIEF COMPLIANCE OFFICER | NA | |
| MA, CHI SHING | I | CHIEF COMPLIANCE OFFICER | NA | |
| MA, CHI SHING | I | CHIEF COMPLIANCE OFFICER | NA | |
| MA, CHI SHING | I | CHIEF COMPLIANCE OFFICER | NA | |
| NG, TINCHUCK AGNES | I | HEAD OF INVESTMENTS | NA | |
| NG, TINCHUCK AGNES | I | HEAD OF INVESTMENTS | NA | |
| NG, TINCHUCK AGNES | I | HEAD OF INVESTMENTS | NA | |
| NG, TINCHUCK AGNES | I | HEAD OF INVESTMENTS | NA | |
| SHING, HON KIT | I | CEO / MANAGER | NA | Control |
| SHING, HON KIT | I | CEO / MANAGER | NA | Control |
| SHING, HON KIT | I | CEO / MANAGER | NA | Control |
| SHING, HON KIT | I | CEO / MANAGER | NA | Control |
| SHING, HON KIT | I | CEO / MANAGER | NA | Control |
| SHING, HON KIT | I | CEO / MANAGER | NA | Control |
| COTTONWOOD GROUP HOLDING, LLC | DE | MEMBER | E | Control |
| COTTONWOOD GROUP HOLDING, LLC | DE | MEMBER | E | Control |
| COTTONWOOD GROUP HOLDING, LLC | DE | MEMBER | E | Control |
| COTTONWOOD GROUP HOLDING, LLC | DE | MEMBER | E | Control |
| COTTONWOOD GROUP HOLDING, LLC | DE | MEMBER | E | Control |
| COTTONWOOD GROUP HOLDING, LLC | DE | MEMBER | E | Control |
| COTTONWOOD GROUP HOLDING, LLC | DE | MEMBER | E | Control |
| COTTONWOOD GROUP HOLDING, LLC | DE | MEMBER | E | Control |
| COTTONWOOD GROUP HOLDING, LLC | DE | MEMBER | E | Control |
| COTTONWOOD GROUP HOLDING, LLC | DE | MEMBER | E | Control |
| COTTONWOOD GROUP HOLDING, LLC | DE | MEMBER | E | Control |
| SHING, HON KIT | I | CEO | E | Control |
| SHING, HON KIT | I | CEO | E | Control |
| SHING, HON KIT | I | CEO / MANAGER | E | Control |
| SHING, HON KIT | I | CEO / MANAGER | E | Control |
| SHING, HON KIT | I | CEO / MANAGER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SHING, HON KIT | I | SHING 2015 FAMILY TRUST | F | Control |
| SHING, HON KIT | I | SHING 2015 FAMILY TRUST | F | Control |
| SHING, HON KIT | I | SHING 2015 FAMILY TRUST | F | Control |
| SHING, HON KIT | I | SHING 2015 FAMILY TRUST | F | Control |
| SHING, HON KIT | I | SHING 2015 FAMILY TRUST | F | Control |
| SHING, HON KIT | I | SHING 2015 FAMILY TRUST | F | Control |
| SHING, HON KIT | I | SHING 2015 FAMILY TRUST | F | Control |
| SHING, HON KIT | I | SHING 2015 FAMILY TRUST | F | Control |
| SHING, HON KIT | I | SHING 2015 FAMILY TRUST | F | Control |
| SHING, HON KIT | I | SHING 2015 FAMILY TRUST | F | Control |
| SHING 2015 FAMILY TRUST | DE | COTTONWOOD GROUP HOLDING, LLC | E | Control |
| SHING 2015 FAMILY TRUST | DE | COTTONWOOD GROUP HOLDING, LLC | E | Control |
| SHING 2015 FAMILY TRUST | DE | COTTONWOOD GROUP HOLDING, LLC | E | Control |
| SHING 2015 FAMILY TRUST | DE | COTTONWOOD GROUP HOLDING, LLC | E | Control |
| SHING 2015 FAMILY TRUST | DE | COTTONWOOD GROUP HOLDING, LLC | E | Control |
| SHING 2015 FAMILY TRUST | DE | COTTONWOOD GROUP HOLDING, LLC | E | Control |
| SHING 2015 FAMILY TRUST | DE | COTTONWOOD GROUP HOLDING, LLC | E | Control |
| SHING 2015 FAMILY TRUST | DE | COTTONWOOD GROUP HOLDING, LLC | E | Control |
| SHING 2015 FAMILY TRUST | DE | COTTONWOOD GROUP HOLDING, LLC | E | Control |
| SHING 2015 FAMILY TRUST | DE | COTTONWOOD GROUP HOLDING, LLC | E | Control |
Registrations
Federal
IA
Mar 28, 2025 REGISTERED
Notice Filings (2)
CA MA
Address
333 SOUTH HOPE STREETSUITE 2500
LOS ANGELES, CA 90071-3034
United States
Phone: 626-788-2305