PELKONEN AND ASSOCIATES LLC
CRD #305933 SEC #801-118271 MELVILLE, NY (631) 396-1032
SEC Registered
Total AUM
$253.1M
Discretionary
$243.6M
Employees
3
Clients
51
Accounts
889
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 18, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WINN, CHRISTOPHER, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WINN, CHRISTOPHER, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PELKONEN, ALLAN, MICHAEL | I | MANAGING MEMBER, PRINCIPAL; AND CHIEF COMPLIANCE OFFICER | E | Control |
| PELKONEN, ALLAN, MICHAEL | I | MANAGING MEMBER, PRINCIPAL; AND CHIEF COMPLIANCE OFFICER | E | Control |
| PELKONEN, ALLAN, MICHAEL | I | MANAGING MEMBER, PRINCIPAL; AND CHIEF COMPLIANCE OFFICER | E | Control |
| PELKONEN, ALLAN, MICHAEL | I | MANAGING MEMBER, PRINCIPAL; AND CHIEF COMPLIANCE OFFICER | E | Control |
| PELKONEN, ALLAN, MICHAEL | I | MANAGING MEMBER, PRINCIPAL; AND CHIEF COMPLIANCE OFFICER | E | Control |
| PELKONEN, ALLAN, MICHAEL | I | MANAGING MEMBER, PRINCIPAL; AND CHIEF COMPLIANCE OFFICER | E | Control |
| PELKONEN, ALLAN, MICHAEL | I | MANAGING MEMBER, PRINCIPAL; AND CHIEF COMPLIANCE OFFICER | E | Control |
| PELKONEN, ALLAN, MICHAEL | I | MANAGING MEMBER, PRINCIPAL; AND CHIEF COMPLIANCE OFFICER | E | Control |
| PELKONEN, ALLAN, MICHAEL | I | MANAGING MEMBER, PRINCIPAL; AND CHIEF COMPLIANCE OFFICER | E | Control |
| PELKONEN, ALLAN, MICHAEL | I | MANAGING MEMBER, PRINCIPAL; AND CHIEF COMPLIANCE OFFICER | E | Control |
| PELKONEN, ALLAN, MICHAEL | I | MANAGING MEMBER, PRINCIPAL; AND CHIEF COMPLIANCE OFFICER | E | Control |
| PELKONEN, ALLAN, MICHAEL | I | MANAGING MEMBER, PRINCIPAL; AND CHIEF COMPLIANCE OFFICER | E | Control |
| PELKONEN, ALLAN, MICHAEL | I | MANAGING MEMBER, PRINCIPAL; AND CHIEF COMPLIANCE OFFICER | E | Control |
| RIA VENTURES, LLC | DE | MANAGING MEMBER | E | Control |
| RIA VENTURES, LLC | DE | MANAGING MEMBER | E | Control |
| RIA VENTURES, LLC | DE | MANAGING MEMBER | E | Control |
| WINN, CHRISTOPHER, EDWARD | I | CHIEF COMPLIANCE OFFICER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WINN, CHRISTOPHER, EDWARD | I | RIA VENTURES, LLC | E | Control |
| WINN, CHRISTOPHER, EDWARD | I | RIA VENTURES, LLC | E | Control |
| WINN, CHRISTOPHER, EDWARD | I | RIA VENTURES, LLC | E | Control |
Registrations
Federal
IA
Feb 18, 2025 REGISTERED
Notice Filings (5)
FL NH NJ NY TX
Address
425 BROADHOLLOW ROADSUITE 112
MELVILLE, NY 11747
United States
Phone: (631) 396-1032