ROSECLIFF CAPITAL ADVISORY LLC
CRD #305951 SEC #801-119344 NEW YORK, NY (212) 404-7447
SEC Registered
Total AUM
$25.8M
Discretionary
$25.8M
Employees
5
Clients
--
Accounts
140
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 26, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALBANESE, JOSEPH, C. | I | GENERAL COUNSEL AND CCO | NA | Control |
| Barbati, Joseph, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CROTTY, PATRICK, T | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CROTTY, PATRICK, T | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CROTTY, PATRICK, T | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EICHNER, STEWART, E | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EICHNER, STEWART, E | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EICHNER, STEWART, E | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EICHNER, STEWART, E | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CASO, MICHAEL | I | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER | E | Control |
| CASO, MICHAEL | I | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER | E | Control |
| CASO, MICHAEL | I | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER | E | Control |
| CASO, MICHAEL | I | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER | E | Control |
| CASO, MICHAEL | I | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER | E | Control |
| CASO, MICHAEL | I | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | E | Control |
| CASO, MICHAEL | I | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | E | Control |
| CASO, MICHAEL | I | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER | E | Control |
| CASO, MICHAEL | I | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | E | Control |
| CASO, MICHAEL | I | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | E | Control |
| CASO, MICHAEL | I | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER | E | Control |
| CASO, MICHAEL | I | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER | E | Control |
| CASO, MICHAEL | I | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER | E | Control |
| CASO, MICHAEL | I | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER | E | Control |
| EICHNER, STEWART, E | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Aug 26, 2025 REGISTERED
Notice Filings (6)
CA FL IL MI NY TX
Address
767 5TH AVENUE34TH FLOOR
NEW YORK, NY 10153
United States
Phone: (212) 404-7447