INVESTCORP HC TECH FUND MANAGEMENT, LLC
CRD #306003 SEC #802-118053 CHICAGO, IL 312-789-8760
State Registered Exempt Reporting Private Funds Disclosures
Total AUM
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Discretionary
--
Employees
--
Clients
--
Accounts
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This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- --
- State of Formation
- --
- Fiscal Year End
- --
- Registration Date
- --
- Latest Filing
- Nov 1, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BURDA, AGNIESZKA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BURDA, AGNIESZKA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BURDA, AGNIESZKA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BURDA, AGNIESZKA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ERDELY, LIONEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ERDELY, LIONEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ERDELY, LIONEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ERDELY, LIONEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ERDELY, LIONEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ERDELY, LIONEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NICIFORO, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NICIFORO, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NICIFORO, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NICIFORO, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NICIFORO, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NICIFORO, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| PUMA, RICHARD, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| PUMA, RICHARD, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| PUMA, RICHARD, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| PUMA, RICHARD, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| PUMA, RICHARD, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| PUMA, RICHARD, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| SOHL, JESSICA, ANNE | I | GENERAL COUNSEL | NA | Control |
| SOHL, JESSICA, ANNE | I | GENERAL COUNSEL | NA | Control |
| SOHL, JESSICA, ANNE | I | GENERAL COUNSEL | NA | Control |
| SOHL, JESSICA, ANNE | I | GENERAL COUNSEL | NA | Control |
| SOHL, JESSICA, ANNE | I | GENERAL COUNSEL | NA | Control |
| SOHL, JESSICA, ANNE | I | GENERAL COUNSEL | NA | Control |
| THOMPSON, MARK, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, MARK, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HC TECH HOLDINGS, LLC | DE | MANAGING MEMBER | D | Control |
| HC TECH HOLDINGS, LLC | DE | MANAGING MEMBER | D | Control |
| HC TECH HOLDINGS, LLC | DE | MANAGING MEMBER | D | Control |
| HC TECH HOLDINGS, LLC | DE | MANAGING MEMBER | D | Control |
| HC TECH HOLDINGS, LLC | DE | MANAGING MEMBER | D | Control |
| HC TECH HOLDINGS, LLC | DE | MANAGING MEMBER | D | Control |
| INVESTCORP ARI HOLDINGS LLC | DE | MANAGING MEMBER | D | Control |
| INVESTCORP ARI HOLDINGS LLC | DE | MANAGING MEMBER | D | Control |
| INVESTCORP ARI HOLDINGS LLC | DE | MANAGING MEMBER | D | Control |
| INVESTCORP ARI HOLDINGS LLC | DE | MANAGING MEMBER | D | Control |
| INVESTCORP INVESTMENT ADVISERS LLC | DE | MANAGING MEMBER | D | Control |
| INVESTCORP INVESTMENT ADVISERS LLC | DE | MANAGING MEMBER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CAREY, CHARLES, PETER | I | CHARLES P CAREY TRUST | E | Control |
| CAREY, CHARLES, PETER | I | CHARLES P CAREY TRUST | E | Control |
| IESIP HOLDINGS LIMITED | FE | IESIP INVESTMENTS SPC LIMITED | E | Control |
| IESIP HOLDINGS LIMITED | FE | IESIP INVESTMENTS SPC LIMITED | E | Control |
| IESIP HOLDINGS LIMITED | FE | IESIP INVESTMENTS SPC LIMITED | E | Control |
| INVESTCORP HOLDINGS LTD. | FE | INVESTCORP S.A. | E | Control |
| INVESTCORP HOLDINGS LTD. | FE | INVESTCORP S.A. | E | Control |
| INVESTCORP HOLDINGS LTD. | FE | INVESTCORP S.A. | E | Control |
| INVESTCORP HOLDINGS LTD. | FE | INVESTCORP S.A. | E | Control |
| INVESTCORP HOLDINGS LTD. | FE | INVESTCORP S.A. | E | Control |
| INVESTCORP HOLDINGS LTD. | FE | INVESTCORP S.A. | E | Control |
| INVESTCORP INTERNATIONAL HOLDINGS, INC. | DE | INVESTCORP INVESTMENT ADVISERS LLC | E | Control |
| INVESTCORP INTERNATIONAL HOLDINGS, INC. | DE | INVESTCORP INVESTMENT ADVISERS LLC | E | Control |
| INVESTCORP S.A. | FE | INVESTCORP INTERNATIONAL HOLDINGS, INC. | E | Control |
| INVESTCORP S.A. | FE | INVESTCORP INTERNATIONAL HOLDINGS, INC. | E | Control |
| INVESTCORP-TAGES LIMITED | DE | INVESTCORP ARI HOLDINGS LLC | E | Control |
| INVESTCORP-TAGES LIMITED | DE | INVESTCORP ARI HOLDINGS LLC | E | Control |
| INVESTCORP-TAGES LIMITED | DE | INVESTCORP ARI HOLDINGS LLC | E | Control |
| INVESTCORP-TAGES LIMITED | DE | INVESTCORP ARI HOLDINGS LLC | E | Control |
| CP HOLDINGS LTD. | FE | INVESTCORP HOLDINGS LTD. | D | Control |
| CP HOLDINGS LTD. | FE | INVESTCORP HOLDINGS LTD. | D | Control |
| CP HOLDINGS LTD. | FE | INVESTCORP HOLDINGS LTD. | D | Control |
| CP HOLDINGS LTD. | FE | INVESTCORP HOLDINGS LTD. | D | Control |
| CP HOLDINGS LTD. | FE | INVESTCORP HOLDINGS LTD. | D | Control |
| CP HOLDINGS LTD. | FE | INVESTCORP HOLDINGS LTD. | D | Control |
| IESIP INVESTMENTS SPC LIMITED | FE | SIPCO LTD | D | Control |
| IESIP INVESTMENTS SPC LIMITED | FE | SIPCO LTD | D | Control |
| IESIP INVESTMENTS SPC LIMITED | FE | SIPCO LTD | D | Control |
| INVESTCORP S.A. | FE | INVESTCORP-TAGES LIMITED | D | Control |
| INVESTCORP S.A. | FE | INVESTCORP-TAGES LIMITED | D | Control |
| INVESTCORP S.A. | FE | INVESTCORP-TAGES LIMITED | D | Control |
| INVESTCORP S.A. | FE | INVESTCORP-TAGES LIMITED | D | Control |
| NICIFORO, JOSEPH | I | HC TECH HOLDINGS, LLC | D | Control |
| NICIFORO, JOSEPH | I | HC TECH HOLDINGS, LLC | D | Control |
| NICIFORO, JOSEPH | I | HC TECH HOLDINGS, LLC | D | Control |
| NICIFORO, JOSEPH | I | HC TECH HOLDINGS, LLC | D | Control |
| NICIFORO, JOSEPH | I | HC TECH HOLDINGS, LLC | D | Control |
| NICIFORO, JOSEPH | I | HC TECH HOLDINGS, LLC | D | Control |
| OWNERSHIP HOLDINGS LTD. | FE | CP HOLDINGS LTD. | D | Control |
| OWNERSHIP HOLDINGS LTD. | FE | CP HOLDINGS LTD. | D | Control |
| OWNERSHIP HOLDINGS LTD. | FE | CP HOLDINGS LTD. | D | Control |
| OWNERSHIP HOLDINGS LTD. | FE | CP HOLDINGS LTD. | D | Control |
| OWNERSHIP HOLDINGS LTD. | FE | CP HOLDINGS LTD. | D | Control |
| OWNERSHIP HOLDINGS LTD. | FE | CP HOLDINGS LTD. | D | Control |
| CHARLES P CAREY TRUST | DE | HC TECH HOLDINGS, LLC | C | Control |
| CHARLES P CAREY TRUST | DE | HC TECH HOLDINGS, LLC | C | Control |
| CHARLES P CAREY TRUST | DE | HC TECH HOLDINGS, LLC | C | Control |
| CHARLES P CAREY TRUST | DE | HC TECH HOLDINGS, LLC | C | Control |
| SIPCO HOLDINGS LIMITED | FE | SIPCO LTD | C | Control |
| SIPCO HOLDINGS LIMITED | FE | SIPCO LTD | C | Control |
| SIPCO HOLDINGS LIMITED | FE | SIPCO LTD | C | Control |
| SIPCO LTD | FE | OWNERSHIP HOLDINGS LTD. | C | Control |
| SIPCO LTD | FE | OWNERSHIP HOLDINGS LTD. | C | Control |
| SIPCO LTD | FE | OWNERSHIP HOLDINGS LTD. | C | Control |
| SIPCO LTD | FE | OWNERSHIP HOLDINGS LTD. | C | Control |
| SIPCO LTD | FE | OWNERSHIP HOLDINGS LTD. | C | Control |
| SIPCO LTD | FE | OWNERSHIP HOLDINGS LTD. | C | Control |
Registrations
Federal
ERA
Nov 1, 2021 REGISTERED
Address
141 W JACKSON BLVDSUITE 1801
CHICAGO, IL 60604
United States
Phone: 312-789-8760