INVESTORS CAPITAL CORP.
Legal name: INVESTORS CAPITAL ADVISORY
CRD #30613 SEC #801-62341 LYNNFIELD, MA 800-949-1422
SEC Registered Broker-Dealer Disclosures
Total AUM
$1.6B
Discretionary
$1.3B
Employees
325
Clients
251
Accounts
7,960
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Oct 2016 | $1.6B | $1.3B | $225.2M | 325 | 6,500 |
| Jul 2016 | $1.6B | $1.3B | $225.2M | 325 | 6,500 |
| Jun 2016 | $1.6B | $1.3B | $225.2M | 325 | 6,500 |
| May 2016 | $1.6B | $1.3B | $225.2M | 325 | 6,500 |
| Mar 2016 | $1.6B | $1.3B | $225.2M | 325 | 6,500 |
| Feb 2016 | $1.5B | $1.3B | $234.5M | 590 | 6,500 |
| Feb 2016 | $1.5B | $1.3B | $234.5M | 590 | 6,500 |
| Jan 2016 | $1.5B | $1.3B | $234.5M | 590 | 6,500 |
| Dec 2015 | $1.5B | $1.3B | $234.5M | 590 | 6,500 |
| Sep 2015 | $1.5B | $1.3B | $234.5M | 590 | 6,500 |
| Jun 2015 | $1.5B | $1.3B | $234.5M | 590 | 6,500 |
| Jun 2015 | $1.5B | $1.3B | $234.5M | 590 | 6,500 |
| Mar 2015 | $1.4B | $1.2B | $217.2M | 540 | 6,500 |
| Jan 2015 | $1.4B | $1.2B | $217.2M | 540 | 6,500 |
| Oct 2014 | $1.4B | $1.2B | $217.2M | 540 | 6,500 |
| Jun 2014 | $1.4B | $1.2B | $217.2M | 540 | 6,500 |
| Mar 2014 | $1.1B | $1.1B | $0 | 530 | 5,800 |
| Sep 2013 | $1.1B | $1.1B | $0 | 530 | 5,800 |
| Jun 2013 | $1.1B | $1.1B | $0 | 530 | 5,800 |
| Jun 2013 | $1.1B | $1.1B | $0 | 530 | 5,800 |
| Feb 2013 | $884.5M | $884.5M | $0 | 576 | 5,100 |
| Feb 2013 | $884.5M | $884.5M | $0 | 576 | 5,100 |
| Dec 2012 | $884.5M | $884.5M | $0 | 576 | 5,057 |
| Mar 2012 | $884.5M | $884.5M | $0 | 251 | 5,057 |
| Dec 2011 | $988.4M | $988.4M | $0 | 251 | 5,000 |
| Jun 2011 | $988.4M | $988.4M | $0 | 251 | -- |
| Jun 2010 | $1B | $883.8M | $121M | 251 | -- |
| Jul 2009 | $649.3M | $562.1M | $87.2M | 251 | -- |
| Jun 2009 | $649.3M | $562.1M | $87.2M | 251 | -- |
| Apr 2009 | $718M | $621M | $97M | 251 | -- |
| Mar 2009 | $718M | $621M | $97M | 251 | -- |
| Jan 2007 | $425M | $425M | $0 | 10 | -- |
| Jan 2007 | $99M | $99M | $0 | -- | -- |
| Mar 2006 | $99M | $99M | $0 | -- | -- |
| Feb 2006 | $99M | $99M | $0 | -- | -- |
| Feb 2006 | $99M | $99M | $0 | -- | -- |
| Jan 2006 | $99M | $99M | $0 | -- | -- |
| Oct 2005 | $99M | $99M | $0 | -- | -- |
| Jan 2005 | $65M | $65M | $0 | -- | -- |
| May 2004 | $65M | $65M | $0 | -- | -- |
| Apr 2004 | $66M | $66M | $0 | -- | -- |
| Jan 2004 | $40M | $40M | $0 | 51 | -- |
| Jan 2004 | $40M | $40M | $0 | 51 | -- |
| Jan 2004 | $40M | $40M | $0 | 51 | -- |
DateOct 2016
Total AUM$1.6B
Discretionary$1.3B
Non-Disc.$225.2M
Employees325
Clients6,500
DateJul 2016
Total AUM$1.6B
Discretionary$1.3B
Non-Disc.$225.2M
Employees325
Clients6,500
DateJun 2016
Total AUM$1.6B
Discretionary$1.3B
Non-Disc.$225.2M
Employees325
Clients6,500
DateMay 2016
Total AUM$1.6B
Discretionary$1.3B
Non-Disc.$225.2M
Employees325
Clients6,500
DateMar 2016
Total AUM$1.6B
Discretionary$1.3B
Non-Disc.$225.2M
Employees325
Clients6,500
DateFeb 2016
Total AUM$1.5B
Discretionary$1.3B
Non-Disc.$234.5M
Employees590
Clients6,500
DateFeb 2016
Total AUM$1.5B
Discretionary$1.3B
Non-Disc.$234.5M
Employees590
Clients6,500
DateJan 2016
Total AUM$1.5B
Discretionary$1.3B
Non-Disc.$234.5M
Employees590
Clients6,500
DateDec 2015
Total AUM$1.5B
Discretionary$1.3B
Non-Disc.$234.5M
Employees590
Clients6,500
DateSep 2015
Total AUM$1.5B
Discretionary$1.3B
Non-Disc.$234.5M
Employees590
Clients6,500
DateJun 2015
Total AUM$1.5B
Discretionary$1.3B
Non-Disc.$234.5M
Employees590
Clients6,500
DateJun 2015
Total AUM$1.5B
Discretionary$1.3B
Non-Disc.$234.5M
Employees590
Clients6,500
DateMar 2015
Total AUM$1.4B
Discretionary$1.2B
Non-Disc.$217.2M
Employees540
Clients6,500
DateJan 2015
Total AUM$1.4B
Discretionary$1.2B
Non-Disc.$217.2M
Employees540
Clients6,500
DateOct 2014
Total AUM$1.4B
Discretionary$1.2B
Non-Disc.$217.2M
Employees540
Clients6,500
DateJun 2014
Total AUM$1.4B
Discretionary$1.2B
Non-Disc.$217.2M
Employees540
Clients6,500
DateMar 2014
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees530
Clients5,800
DateSep 2013
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees530
Clients5,800
DateJun 2013
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees530
Clients5,800
DateJun 2013
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees530
Clients5,800
DateFeb 2013
Total AUM$884.5M
Discretionary$884.5M
Non-Disc.$0
Employees576
Clients5,100
DateFeb 2013
Total AUM$884.5M
Discretionary$884.5M
Non-Disc.$0
Employees576
Clients5,100
DateDec 2012
Total AUM$884.5M
Discretionary$884.5M
Non-Disc.$0
Employees576
Clients5,057
DateMar 2012
Total AUM$884.5M
Discretionary$884.5M
Non-Disc.$0
Employees251
Clients5,057
DateDec 2011
Total AUM$988.4M
Discretionary$988.4M
Non-Disc.$0
Employees251
Clients5,000
DateJun 2011
Total AUM$988.4M
Discretionary$988.4M
Non-Disc.$0
Employees251
Clients--
DateJun 2010
Total AUM$1B
Discretionary$883.8M
Non-Disc.$121M
Employees251
Clients--
DateJul 2009
Total AUM$649.3M
Discretionary$562.1M
Non-Disc.$87.2M
Employees251
Clients--
DateJun 2009
Total AUM$649.3M
Discretionary$562.1M
Non-Disc.$87.2M
Employees251
Clients--
DateApr 2009
Total AUM$718M
Discretionary$621M
Non-Disc.$97M
Employees251
Clients--
DateMar 2009
Total AUM$718M
Discretionary$621M
Non-Disc.$97M
Employees251
Clients--
DateJan 2007
Total AUM$425M
Discretionary$425M
Non-Disc.$0
Employees10
Clients--
DateJan 2007
Total AUM$99M
Discretionary$99M
Non-Disc.$0
Employees--
Clients--
DateMar 2006
Total AUM$99M
Discretionary$99M
Non-Disc.$0
Employees--
Clients--
DateFeb 2006
Total AUM$99M
Discretionary$99M
Non-Disc.$0
Employees--
Clients--
DateFeb 2006
Total AUM$99M
Discretionary$99M
Non-Disc.$0
Employees--
Clients--
DateJan 2006
Total AUM$99M
Discretionary$99M
Non-Disc.$0
Employees--
Clients--
DateOct 2005
Total AUM$99M
Discretionary$99M
Non-Disc.$0
Employees--
Clients--
DateJan 2005
Total AUM$65M
Discretionary$65M
Non-Disc.$0
Employees--
Clients--
DateMay 2004
Total AUM$65M
Discretionary$65M
Non-Disc.$0
Employees--
Clients--
DateApr 2004
Total AUM$66M
Discretionary$66M
Non-Disc.$0
Employees--
Clients--
DateJan 2004
Total AUM$40M
Discretionary$40M
Non-Disc.$0
Employees51
Clients--
DateJan 2004
Total AUM$40M
Discretionary$40M
Non-Disc.$0
Employees51
Clients--
DateJan 2004
Total AUM$40M
Discretionary$40M
Non-Disc.$0
Employees51
Clients--