HICKORY FINANCIAL GROUP, LLC
CRD #306201 SEC #801-117740 HICKORY, NC (828) 455-1967
SEC Registered
Total AUM
$4.5M
Discretionary
$4.5M
Employees
1
Clients
0
Accounts
30
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 6, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COFFEY, MARK, DAVID | I | CCO | E | Control |
| COFFEY, MARK, DAVID | I | CCO | E | Control |
| COFFEY, MARK, DAVID | I | MANAGING MEMBER & CCO | E | Control |
| COFFEY, MARK, DAVID | I | MANAGING MEMBER & CCO | E | Control |
| COFFEY, MARK, DAVID | I | MANAGING MEMBER & CCO | E | Control |
Registrations
Federal
IA
Aug 6, 2020 REGISTERED
Notice Filings (1)
NC
Address
2017 N. CENTER STREETHICKORY, NC 28601
United States
Phone: (828) 455-1967