DAVID JAMES FINANCIAL
CRD #306301 SEC #801-123332 NORTH LIBERTY, IA 319 535-4525
SEC Registered Broker-Dealer
Total AUM
$116.1M
Discretionary
$116.1M
Employees
4
Clients
--
Accounts
391
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Feb 2025 | $116.1M | $116.1M | $0 | 4 | 0 |
| Sep 2024 | $96.6M | $96.6M | $0 | 3 | 0 |
| May 2024 | $96.6M | $96.6M | $0 | 3 | 0 |
| Feb 2024 | $96.6M | $96.6M | $0 | 3 | 0 |
| Dec 2023 | $95M | $95M | $0 | 3 | 0 |
| Jun 2023 | $95M | $95M | $0 | 3 | 0 |
| May 2023 | $95M | $95M | $0 | 3 | 0 |
| Mar 2023 | $95M | $95M | $0 | 2 | 0 |
| Apr 2022 | $105M | $105M | $0 | 2 | 0 |
| Jan 2022 | $105M | $105M | $0 | 2 | 0 |
DateFeb 2025
Total AUM$116.1M
Discretionary$116.1M
Non-Disc.$0
Employees4
Clients0
DateSep 2024
Total AUM$96.6M
Discretionary$96.6M
Non-Disc.$0
Employees3
Clients0
DateMay 2024
Total AUM$96.6M
Discretionary$96.6M
Non-Disc.$0
Employees3
Clients0
DateFeb 2024
Total AUM$96.6M
Discretionary$96.6M
Non-Disc.$0
Employees3
Clients0
DateDec 2023
Total AUM$95M
Discretionary$95M
Non-Disc.$0
Employees3
Clients0
DateJun 2023
Total AUM$95M
Discretionary$95M
Non-Disc.$0
Employees3
Clients0
DateMay 2023
Total AUM$95M
Discretionary$95M
Non-Disc.$0
Employees3
Clients0
DateMar 2023
Total AUM$95M
Discretionary$95M
Non-Disc.$0
Employees2
Clients0
DateApr 2022
Total AUM$105M
Discretionary$105M
Non-Disc.$0
Employees2
Clients0
DateJan 2022
Total AUM$105M
Discretionary$105M
Non-Disc.$0
Employees2
Clients0