SOUND LEGACY WEALTH ADVISORS, LLC
CRD #306332 SEC #801-117779 BELLEVUE, WA 949-706-4576
SEC Registered
Total AUM
$2.3M
Discretionary
$2.3M
Employees
5
Clients
0
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 26, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SIZEMORE, STACY, LEIGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIZEMORE, STACY, LEIGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIZEMORE, STACY, LEIGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIZEMORE, STACY, LEIGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIZEMORE, STACY, LEIGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIZEMORE, STACY, LEIGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIZEMORE, STACY, LEIGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIZEMORE, STACY, LEIGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIZEMORE, STACY, LEIGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIZEMORE, STACY, LEIGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIZEMORE, STACY, LEIGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SULLIVAN, BRENDAN, M | I | CHIEF OPERATING OFFICER | E | Control |
| SULLIVAN, BRENDAN, M | I | CHIEF OPERATING OFFICER | E | Control |
| SULLIVAN, BRENDAN, M | I | CHIEF OPERATING OFFICER | E | Control |
| PETERSEN, JOEL, S | I | MANAGING MEMBER | D | Control |
| PETERSEN, JOEL, S | I | MANAGING MEMBER | D | Control |
| PETERSEN, JOEL, S | I | MANAGING MEMBER | D | Control |
| PETERSEN, JOEL, S | I | MANAGING MEMBER | D | Control |
| PETERSEN, JOEL, S | I | MANAGING MEMBER | D | Control |
| PETERSEN, JOEL, S | I | MANAGING MEMBER | D | Control |
| PETERSEN, JOEL, S | I | MANAGING MEMBER | D | Control |
| PETERSEN, JOEL, S | I | MANAGING MEMBER | D | Control |
| SULLIVAN, BRENDAN, M | I | CHIEF OPERATING OFFICER | C | Control |
| SULLIVAN, BRENDAN, M | I | CHIEF OPERATING OFFICER | C | Control |
| SULLIVAN, BRENDAN, M | I | CHIEF OPERATING OFFICER | C | Control |
| SULLIVAN, BRENDAN, M | I | CHIEF OPERATING OFFICER | C | Control |
| SULLIVAN, BRENDAN, M | I | CHIEF OPERATING OFFICER | C | Control |
| SULLIVAN, BRENDAN, M | I | CHIEF OPERATING OFFICER | C | Control |
| SULLIVAN, BRENDAN, M | I | CHIEF OPERATING OFFICER | C | Control |
| SULLIVAN, BRENDAN, M | I | CHIEF OPERATING OFFICER | C | Control |
Registrations
Federal
IA
Jun 26, 2020 REGISTERED
Notice Filings (1)
WA
Address
10900 NE 4TH STREETSUITE 2300
BELLEVUE, WA 98004
United States
Phone: 949-706-4576