COMPOUND ADVISERS, INC.
CRD #306341 SEC #801-122303 SAN FRANCISCO, CA 415-417-1180
SEC Registered
Total AUM
$316.9M
Discretionary
$228.8M
Employees
55
Clients
251
Accounts
339
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 17, 2023
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Gonen, Jordan, David | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Gonen, Jordan, David | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Gonen, Jordan, David | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Gonen, Jordan, David | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Gonen, Jordan, David | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Gonen, Jordan, David | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Gonen, Jordan, David | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Gonen, Jordan, David | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Gonen, Jordan, David | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Gonen, Jordan, David | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Gonen, Jordan, David | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Gonen, Jordan, David | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Gonen, Jordan, David | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Gonen, Jordan, David | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Jacob, Schein | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Jacob, Schein | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Jacob, Schein | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Jacob, Schein | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Jacob, Schein | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Jacob, Schein | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Jacob, Schein | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Jacob, Schein | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Jacob, Schein | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Jacob, Schein | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Jacob, Schein | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Jacob, Schein | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Jacob, Schein | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Jacob, Schein | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| LIEBERMAN, MICHAEL, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LIEBERMAN, MICHAEL, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Snipes, Benjamin, Garrett | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| Snipes, Benjamin, Garrett | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| Snipes, Benjamin, Garrett | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| Snipes, Benjamin, Garrett | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| Snipes, Benjamin, Garrett | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| Snipes, Benjamin, Garrett | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| Snipes, Benjamin, Garrett | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| Snipes, Benjamin, Garrett | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| Snipes, Benjamin, Garrett | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| Snipes, Benjamin, Garrett | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| Snipes, Benjamin, Garrett | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| TRUONG, JOHNATHAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| COMPOUND FINANCIAL, INC. | DE | SOLE OWNER | E | Control |
| COMPOUND FINANCIAL, INC. | DE | SOLE OWNER | E | Control |
| COMPOUND FINANCIAL, INC. | DE | SOLE OWNER | E | Control |
| COMPOUND FINANCIAL, INC. | DE | SOLE OWNER | E | Control |
| COMPOUND FINANCIAL, INC. | DE | SOLE OWNER | E | Control |
| COMPOUND FINANCIAL, INC. | DE | SOLE OWNER | E | Control |
| COMPOUND FINANCIAL, INC. | DE | SOLE OWNER | E | Control |
| COMPOUND FINANCIAL, INC. | DE | SOLE OWNER | E | Control |
| COMPOUND FINANCIAL, INC. | DE | SOLE OWNER | E | Control |
| COMPOUND FINANCIAL, INC. | DE | SOLE OWNER | E | Control |
| COMPOUND FINANCIAL, INC. | DE | SOLE OWNER | E | Control |
| COMPOUND FINANCIAL, INC. | DE | SOLE OWNER | E | Control |
| COMPOUND FINANCIAL, INC. | DE | SOLE OWNER | E | Control |
| COMPOUND FINANCIAL, INC. | DE | SOLE OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| Gonen, Jordan, David | I | COMPOUND FINANCIAL, INC. | C | Control |
| Gonen, Jordan, David | I | COMPOUND FINANCIAL, INC. | C | Control |
| Jacob, Schein | I | COMPOUND FINANCIAL, INC. | C | Control |
| Jacob, Schein | I | COMPOUND FINANCIAL, INC. | C | Control |
Registrations
Federal
IA
Jul 17, 2023 REGISTERED
Notice Filings (9)
CA CO FL MA NH NY PA TX WA
Address
580 MARKET STREET #300SAN FRANCISCO, CA 94104
United States
Phone: 415-417-1180