TRIO ADVISORS, INC.
CRD #306431 SEC #801-117795 BOSTON, MA 617-412-5102
SEC Registered
Total AUM
--
Discretionary
--
Employees
3
Clients
--
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 21, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Ganu, Neel | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| Ganu, Neel | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| Ganu, Neel | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| Ganu, Neel | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| Ganu, Neel | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| Ganu, Neel | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| Ganu, Neel | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| Ganu, Neel | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| Ganu, Neel | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| Ganu, Neel | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| Ganu, Neel | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| Ganu, Neel | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| Ganu, Neel | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| Ganu, Neel | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| TRIO FINANCIAL TECHNOLOGIES | DE | OWNER | E | Control |
| TRIO FINANCIAL TECHNOLOGIES | DE | OWNER | E | Control |
| TRIO FINANCIAL TECHNOLOGIES | DE | OWNER | E | Control |
| TRIO FINANCIAL TECHNOLOGIES | DE | OWNER | E | Control |
| TRIO FINANCIAL TECHNOLOGIES | DE | OWNER | E | Control |
| TRIO FINANCIAL TECHNOLOGIES | DE | OWNER | E | Control |
| TRIO FINANCIAL TECHNOLOGIES | DE | OWNER | E | Control |
| TRIO FINANCIAL TECHNOLOGIES | DE | OWNER | E | Control |
| TRIO FINANCIAL TECHNOLOGIES | DE | OWNER | E | Control |
| TRIO FINANCIAL TECHNOLOGIES | DE | OWNER | E | Control |
| TRIO FINANCIAL TECHNOLOGIES | DE | OWNER | E | Control |
| TRIO FINANCIAL TECHNOLOGIES | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| Ganu, Neel | I | TRIO FINANCIAL TECHNOLOGIES | E | Control |
| Ganu, Neel | I | TRIO FINANCIAL TECHNOLOGIES | E | Control |
| Ganu, Neel | I | TRIO FINANCIAL TECHNOLOGIES | E | Control |
| Ganu, Neel | I | TRIO FINANCIAL TECHNOLOGIES | E | Control |
| Ganu, Neel | I | TRIO FINANCIAL TECHNOLOGIES | E | Control |
| Ganu, Neel | I | TRIO FINANCIAL TECHNOLOGIES | E | Control |
| Ganu, Neel | I | TRIO FINANCIAL TECHNOLOGIES | E | Control |
| Ganu, Neel | I | TRIO FINANCIAL TECHNOLOGIES | E | Control |
| Ganu, Neel | I | TRIO FINANCIAL TECHNOLOGIES | E | Control |
| Ganu, Neel | I | TRIO FINANCIAL TECHNOLOGIES | E | Control |
| Ganu, Neel | I | TRIO FINANCIAL TECHNOLOGIES | D | Control |
| Ganu, Neel | I | TRIO FINANCIAL TECHNOLOGIES | D | Control |
Registrations
Federal
IA
Mar 21, 2022 REGISTERED
Notice Filings (25)
AL CA CO CT FL GA IL IN LA MA MD MI NC NE NJ NV NY OH PA SC TN TX UT VA WA
Address
361 NEWBURY STREET5TH FLOOR
BOSTON, MA 02115
United States
Phone: 617-412-5102