LUMENT INVESTMENT MANAGEMENT, LLC
CRD #306487 SEC #801-117782 NEW YORK, NY 212-317-5700
SEC Registered
Total AUM
$2B
Discretionary
$1.1B
Employees
454
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Jun 27, 2025
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRIGGS, JAMES, ANTHONY | I | CHIEF ACCOUNTING OFFICER | NA | Control |
| BRIGGS, JAMES, ANTHONY | I | CHIEF ACCOUNTING OFFICER | NA | Control |
| BRIGGS, JAMES, ANTHONY | I | CHIEF ACCOUNTING OFFICER | NA | Control |
| BRIGGS, JAMES, ANTHONY | I | CHIEF ACCOUNTING OFFICER | NA | Control |
| BRIGGS, JAMES, ANTHONY | I | CHIEF ACCOUNTING OFFICER | NA | Control |
| BRIGGS, JAMES, ANTHONY | I | CHIEF ACCOUNTING OFFICER | NA | Control |
| BRIGGS, JAMES, ANTHONY | I | CHIEF ACCOUNTING OFFICER | NA | Control |
| BRIGGS, JAMES, ANTHONY | I | CHIEF ACCOUNTING OFFICER | NA | Control |
| BRIGGS, JAMES, ANTHONY | I | CHIEF ACCOUNTING OFFICER | NA | Control |
| Culpepper, Stephanie, Gause | I | GENERAL COUNSEL OF LUMENT | NA | Control |
| DOBYNS, TIMOTHY, JOHN | I | ASSISTANT SECRETARY | NA | Control |
| Dobyns, Timothy, J. | I | ASSISTANT SECRETARY | NA | Control |
| FLYNN, JAMES, PETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FLYNN, JAMES, PETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FLYNN, JAMES, PETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FLYNN, JAMES, PETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FLYNN, JAMES, PETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FLYNN, JAMES, PETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FLYNN, JAMES, PETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FLYNN, JAMES, PETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FLYNN, JAMES, PETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FLYNN, JAMES, PETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FLYNN, JAMES, PETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FLYNN, JAMES, PETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FLYNN, JAMES, PETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HALICKMAN, MICHELE, ELISSA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALICKMAN, MICHELE, ELISSA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALICKMAN, MICHELE, ELISSA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALICKMAN, MICHELE, ELISSA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALICKMAN, MICHELE, ELISSA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALICKMAN, MICHELE, ELISSA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALICKMAN, MICHELE, ELISSA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALICKMAN, MICHELE, ELISSA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALICKMAN, MICHELE, ELISSA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HENSON, JAMES, JOSEPH | I | SECRETARY | NA | Control |
| HENSON, JAMES, JOSEPH | I | SECRETARY | NA | Control |
| HENSON, JAMES, JOSEPH | I | SECRETARY | NA | Control |
| HENSON, JAMES, JOSEPH | I | SECRETARY | NA | Control |
| HENSON, JAMES, JOSEPH | I | SECRETARY | NA | Control |
| HENSON, JAMES, JOSEPH | I | SECRETARY | NA | Control |
| HENSON, JAMES, JOSEPH | I | SECRETARY | NA | Control |
| HENSON, JAMES, JOSEPH | I | SECRETARY | NA | Control |
| HENSON, JAMES, JOSEPH | I | SECRETARY | NA | Control |
| HENSON, JAMES, JOSEPH | I | SECRETARY | NA | Control |
| HENSON, JAMES, JOSEPH | I | SECRETARY | NA | Control |
| HENSON, JAMES, JOSEPH | I | GENERAL COUNSEL | NA | Control |
| HENSON, JAMES, JOSEPH | I | GENERAL COUNSEL | NA | Control |
| HENSON, JAMES, JOSEPH | I | GENERAL COUNSEL | NA | Control |
| Halickman, Michele | I | CHIEF COMPLIANCE OFFICER | NA | |
| LARSEN, MICHAEL, PETER | I | PRESIDENT | NA | Control |
| LARSEN, MICHAEL, PETER | I | PRESIDENT | NA | Control |
| LARSEN, MICHAEL, PETER | I | PRESIDENT | NA | Control |
| LARSEN, MICHAEL, PETER | I | PRESIDENT | NA | Control |
| LARSEN, MICHAEL, PETER | I | PRESIDENT | NA | Control |
| LARSEN, MICHAEL, PETER | I | PRESIDENT | NA | Control |
| LARSEN, MICHAEL, PETER | I | PRESIDENT | NA | Control |
| LARSEN, MICHAEL, PETER | I | PRESIDENT | NA | Control |
| LARSEN, MICHAEL, PETER | I | PRESIDENT | NA | Control |
| MAINELLI, KEVIN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAINELLI, KEVIN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAINELLI, KEVIN, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MAINELLI, KEVIN, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MAINELLI, KEVIN, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MAINELLI, KEVIN, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MAINELLI, KEVIN, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MEDRANO, MONICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEDRANO, MONICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEDRANO, MONICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEDRANO, MONICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TORRES, PRECILLA, GOZUM | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LUMENT REAL ESTATE CAPITAL HOLDINGS, LLC | DE | SOLE MEMBER | E | Control |
| LUMENT REAL ESTATE CAPITAL HOLDINGS, LLC | DE | SOLE MEMBER | E | Control |
| LUMENT REAL ESTATE CAPITAL HOLDINGS, LLC | DE | SOLE MEMBER | E | Control |
| LUMENT REAL ESTATE CAPITAL HOLDINGS, LLC | DE | SOLE MEMBER | E | Control |
| LUMENT REAL ESTATE CAPITAL HOLDINGS, LLC | DE | SOLE MEMBER | E | Control |
| LUMENT REAL ESTATE CAPITAL HOLDINGS, LLC | DE | SOLE MEMBER | E | Control |
| ORIX REAL ESTATE CAPITAL HOLDINGS, LLC | DE | SOLE MEMBER | E | Control |
| ORIX REAL ESTATE CAPITAL HOLDINGS, LLC | DE | SOLE MEMBER | E | Control |
| ORIX REAL ESTATE CAPITAL HOLDINGS, LLC | DE | SOLE MEMBER | E | Control |
| ORIX REAL ESTATE CAPITAL HOLDINGS, LLC | DE | SOLE MEMBER | E | Control |
| ORIX REAL ESTATE CAPITAL HOLDINGS, LLC | DE | SOLE MEMBER | E | Control |
| ORIX REAL ESTATE CAPITAL HOLDINGS, LLC | DE | SOLE MEMBER | E | Control |
| ORIX REAL ESTATE CAPITAL HOLDINGS, LLC | DE | SOLE MEMBER | E | Control |
| ORIX REAL ESTATE CAPITAL HOLDINGS, LLC | DE | SOLE MEMBER | E | Control |
| ORIX REAL ESTATE CAPITAL HOLDINGS, LLC | DE | SOLE MEMBER | E | Control |
| ORIX REAL ESTATE CAPITAL HOLDINGS, LLC | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FRAM HOLDINGS, LLC | DE | HLHZ HOLDING COMPANY, LLC | E | Control |
| FRAM HOLDINGS, LLC | DE | HLHZ HOLDING COMPANY, LLC | E | Control |
| FRAM HOLDINGS, LLC | DE | HLHZ HOLDING COMPANY, LLC | E | Control |
| FRAM HOLDINGS, LLC | DE | HLHZ HOLDING COMPANY, LLC | E | Control |
| FRAM HOLDINGS, LLC | DE | HLHZ HOLDING COMPANY, LLC | E | Control |
| FRAM HOLDINGS, LLC | DE | HLHZ HOLDING COMPANY, LLC | E | Control |
| FRAM HOLDINGS, LLC | DE | HLHZ HOLDING COMPANY, LLC | E | Control |
| HLHZ HOLDING COMPANY, LLC | DE | ORIX EQUITY HOLDINGS, LLC | E | Control |
| HLHZ HOLDING COMPANY, LLC | DE | ORIX EQUITY HOLDINGS, LLC | E | Control |
| HLHZ HOLDING COMPANY, LLC | DE | ORIX EQUITY HOLDINGS, LLC | E | Control |
| HLHZ HOLDING COMPANY, LLC | DE | ORIX EQUITY HOLDINGS, LLC | E | Control |
| HLHZ HOLDING COMPANY, LLC | DE | ORIX EQUITY HOLDINGS, LLC | E | Control |
| HLHZ HOLDING COMPANY, LLC | DE | ORIX EQUITY HOLDINGS, LLC | E | Control |
| HLHZ HOLDING COMPANY, LLC | DE | ORIX EQUITY HOLDINGS, LLC | E | Control |
| OCU COMMERCIAL MORTGAGE SERVICING, LLC | DE | OREC HOLDINGS LLC | E | Control |
| OCU COMMERCIAL MORTGAGE SERVICING, LLC | DE | OREC HOLDINGS LLC | E | Control |
| OCU COMMERCIAL MORTGAGE SERVICING, LLC | DE | OREC HOLDINGS LLC | E | Control |
| OCU COMMERCIAL MORTGAGE SERVICING, LLC | DE | OREC HOLDINGS LLC | E | Control |
| OCU COMMERCIAL MORTGAGE SERVICING, LLC | DE | OREC HOLDINGS LLC | E | Control |
| OCU COMMERCIAL MORTGAGE SERVICING, LLC | DE | OREC HOLDINGS LLC | E | Control |
| OCU COMMERCIAL MORTGAGE SERVICING, LLC | DE | OREC HOLDINGS LLC | E | Control |
| OCU EQUITY HOLDINGS, LLC | DE | ORIX COMMERCIAL MORTGAGE SERVICING HOLDINGS, LLC | E | Control |
| OCU EQUITY HOLDINGS, LLC | DE | OCU COMMERCIAL MORTGAGE SERVICING, LLC | E | Control |
| OCU EQUITY HOLDINGS, LLC | DE | OCU COMMERCIAL MORTGAGE SERVICING, LLC | E | Control |
| OCU EQUITY HOLDINGS, LLC | DE | OCU COMMERCIAL MORTGAGE SERVICING, LLC | E | Control |
| OCU EQUITY HOLDINGS, LLC | DE | OCU COMMERCIAL MORTGAGE SERVICING, LLC | E | Control |
| OCU EQUITY HOLDINGS, LLC | DE | OCU COMMERCIAL MORTGAGE SERVICING, LLC | E | Control |
| OCU EQUITY HOLDINGS, LLC | DE | OCU COMMERCIAL MORTGAGE SERVICING, LLC | E | Control |
| OCU EQUITY HOLDINGS, LLC | DE | OCU COMMERCIAL MORTGAGE SERVICING, LLC | E | Control |
| OCU OPCO HOLDINGS, LLC | DE | OCU EQUITY HOLDINGS, LLC | E | Control |
| OCU OPCO HOLDINGS, LLC | DE | OCU EQUITY HOLDINGS, LLC | E | Control |
| OCU OPCO HOLDINGS, LLC | DE | OCU EQUITY HOLDINGS, LLC | E | Control |
| OCU OPCO HOLDINGS, LLC | DE | OCU EQUITY HOLDINGS, LLC | E | Control |
| OCU OPCO HOLDINGS, LLC | DE | OCU EQUITY HOLDINGS, LLC | E | Control |
| OCU OPCO HOLDINGS, LLC | DE | OCU EQUITY HOLDINGS, LLC | E | Control |
| OCU OPCO HOLDINGS, LLC | DE | OCU EQUITY HOLDINGS, LLC | E | Control |
| OCU OPCO HOLDINGS, LLC | DE | OCU EQUITY HOLDINGS, LLC | E | Control |
| OREC HOLDINGS LLC | DE | ORIX REAL ESTATE CAPITAL HOLDINGS, LLC | E | Control |
| OREC HOLDINGS LLC | DE | ORIX REAL ESTATE CAPITAL HOLDINGS, LLC | E | Control |
| OREC HOLDINGS LLC | DE | ORIX REAL ESTATE CAPITAL HOLDINGS, LLC | E | Control |
| OREC HOLDINGS LLC | DE | ORIX REAL ESTATE CAPITAL HOLDINGS, LLC | E | Control |
| OREC HOLDINGS LLC | DE | ORIX REAL ESTATE CAPITAL HOLDINGS, LLC | E | Control |
| OREC HOLDINGS LLC | DE | ORIX REAL ESTATE CAPITAL HOLDINGS, LLC | E | Control |
| OREC HOLDINGS LLC | DE | ORIX REAL ESTATE CAPITAL HOLDINGS, LLC | E | Control |
| OREC HOLDINGS LLC | DE | ORIX REAL ESTATE CAPITAL HOLDINGS, LLC | E | Control |
| OREC HOLDINGS LLC | DE | ORIX REAL ESTATE CAPITAL HOLDINGS, LLC | E | Control |
| OREC HOLDINGS LLC | DE | ORIX REAL ESTATE CAPITAL HOLDINGS, LLC | E | Control |
| OREC HOLDINGS LLC | DE | LUMENT REAL ESTATE CAPITAL HOLDINGS, LLC | E | Control |
| OREC HOLDINGS LLC | DE | LUMENT REAL ESTATE CAPITAL HOLDINGS, LLC | E | Control |
| OREC HOLDINGS LLC | DE | LUMENT REAL ESTATE CAPITAL HOLDINGS, LLC | E | Control |
| OREC HOLDINGS LLC | DE | LUMENT REAL ESTATE CAPITAL HOLDINGS, LLC | E | Control |
| OREC HOLDINGS LLC | DE | LUMENT REAL ESTATE CAPITAL HOLDINGS, LLC | E | Control |
| ORIX CAPITAL MARKETS, LLC | DE | ORIX OPCO HOLDINGS, LLC | E | Control |
| ORIX CAPITAL MARKETS, LLC | DE | ORIX OPCO HOLDINGS, LLC | E | Control |
| ORIX CAPITAL MARKETS, LLC | DE | ORIX OPCO HOLDINGS, LLC | E | Control |
| ORIX CAPITAL MARKETS, LLC | DE | ORIX OPCO HOLDINGS, LLC | E | Control |
| ORIX CAPITAL MARKETS, LLC | DE | ORIX OPCO HOLDINGS, LLC | E | Control |
| ORIX CAPITAL MARKETS, LLC | DE | ORIX OPCO HOLDINGS, LLC | E | Control |
| ORIX CAPITAL MARKETS, LLC | DE | ORIX OPCO HOLDINGS, LLC | E | Control |
| ORIX CAPITAL MARKETS, LLC | DE | OCU OPCO HOLDINGS, LLC | E | Control |
| ORIX CAPITAL MARKETS, LLC | DE | OCU OPCO HOLDINGS, LLC | E | Control |
| ORIX CAPITAL MARKETS, LLC | DE | OCU OPCO HOLDINGS, LLC | E | Control |
| ORIX CAPITAL MARKETS, LLC | DE | OCU OPCO HOLDINGS, LLC | E | Control |
| ORIX CAPITAL MARKETS, LLC | DE | OCU OPCO HOLDINGS, LLC | E | Control |
| ORIX CAPITAL MARKETS, LLC | DE | OCU OPCO HOLDINGS, LLC | E | Control |
| ORIX CAPITAL MARKETS, LLC | DE | OCU OPCO HOLDINGS, LLC | E | Control |
| ORIX CAPITAL MARKETS, LLC | DE | OCU OPCO HOLDINGS, LLC | E | Control |
| ORIX COMMERCIAL MORTGAGE SERVICING HOLDINGS, LLC | DE | OREC HOLDINGS LLC | E | Control |
| ORIX COMMERCIAL MORTGAGE SERVICING HOLDINGS, LLC | DE | OREC HOLDINGS LLC | E | Control |
| ORIX COMMERCIAL MORTGAGE SERVICING HOLDINGS, LLC | DE | OREC HOLDINGS LLC | E | Control |
| ORIX COMMERCIAL MORTGAGE SERVICING HOLDINGS, LLC | DE | OREC HOLDINGS LLC | E | Control |
| ORIX COMMERCIAL MORTGAGE SERVICING HOLDINGS, LLC | DE | OREC HOLDINGS LLC | E | Control |
| ORIX COMMERCIAL MORTGAGE SERVICING HOLDINGS, LLC | DE | OREC HOLDINGS LLC | E | Control |
| ORIX COMMERCIAL MORTGAGE SERVICING HOLDINGS, LLC | DE | OREC HOLDINGS LLC | E | Control |
| ORIX COMMERCIAL MORTGAGE SERVICING HOLDINGS, LLC | DE | OREC HOLDINGS LLC | E | Control |
| ORIX CORPORATION | FE | ORIX CORPORATION USA | E | Control |
| ORIX CORPORATION | FE | ORIX CORPORATION USA | E | Control |
| ORIX CORPORATION | FE | ORIX CORPORATION USA | E | Control |
| ORIX CORPORATION | FE | ORIX CORPORATION USA | E | Control |
| ORIX CORPORATION | FE | ORIX CORPORATION USA | E | Control |
| ORIX CORPORATION | FE | ORIX CORPORATION USA | E | Control |
| ORIX CORPORATION | FE | ORIX CORPORATION USA | E | Control |
| ORIX CORPORATION | FE | ORIX CORPORATION USA | E | Control |
| ORIX CORPORATION | FE | ORIX CORPORATION USA | E | Control |
| ORIX CORPORATION | FE | ORIX CORPORATION USA | E | Control |
| ORIX CORPORATION | FE | ORIX CORPORATION USA | E | Control |
| ORIX CORPORATION | FE | ORIX CORPORATION USA | E | Control |
| ORIX CORPORATION | FE | ORIX CORPORATION USA | E | Control |
| ORIX CORPORATION | FE | ORIX CORPORATION USA | E | Control |
| ORIX CORPORATION | FE | ORIX CORPORATION USA | E | Control |
| ORIX CORPORATION USA | DE | ORIX CAPITAL MARKETS, LLC | E | Control |
| ORIX CORPORATION USA | DE | ORIX CAPITAL MARKETS, LLC | E | Control |
| ORIX CORPORATION USA | DE | ORIX CAPITAL MARKETS, LLC | E | Control |
| ORIX CORPORATION USA | DE | ORIX CAPITAL MARKETS, LLC | E | Control |
| ORIX CORPORATION USA | DE | ORIX CAPITAL MARKETS, LLC | E | Control |
| ORIX CORPORATION USA | DE | ORIX CAPITAL MARKETS, LLC | E | Control |
| ORIX CORPORATION USA | DE | ORIX CAPITAL MARKETS, LLC | E | Control |
| ORIX CORPORATION USA | DE | ORIX CAPITAL MARKETS, LLC | E | Control |
| ORIX CORPORATION USA | DE | ORIX CAPITAL MARKETS, LLC | E | Control |
| ORIX CORPORATION USA | DE | ORIX CAPITAL MARKETS, LLC | E | Control |
| ORIX CORPORATION USA | DE | ORIX CAPITAL MARKETS, LLC | E | Control |
| ORIX CORPORATION USA | DE | ORIX CAPITAL MARKETS, LLC | E | Control |
| ORIX CORPORATION USA | DE | ORIX CAPITAL MARKETS, LLC | E | Control |
| ORIX CORPORATION USA | DE | ORIX CAPITAL MARKETS, LLC | E | Control |
| ORIX CORPORATION USA | DE | ORIX CAPITAL MARKETS, LLC | E | Control |
| ORIX EQUITY HOLDINGS, LLC | DE | ORIX COMMERCIAL MORTGAGE SERVICING HOLDINGS, LLC | E | Control |
| ORIX EQUITY HOLDINGS, LLC | DE | ORIX COMMERCIAL MORTGAGE SERVICING HOLDINGS, LLC | E | Control |
| ORIX EQUITY HOLDINGS, LLC | DE | ORIX COMMERCIAL MORTGAGE SERVICING HOLDINGS, LLC | E | Control |
| ORIX EQUITY HOLDINGS, LLC | DE | ORIX COMMERCIAL MORTGAGE SERVICING HOLDINGS, LLC | E | Control |
| ORIX EQUITY HOLDINGS, LLC | DE | ORIX COMMERCIAL MORTGAGE SERVICING HOLDINGS, LLC | E | Control |
| ORIX EQUITY HOLDINGS, LLC | DE | ORIX COMMERCIAL MORTGAGE SERVICING HOLDINGS, LLC | E | Control |
| ORIX EQUITY HOLDINGS, LLC | DE | ORIX COMMERCIAL MORTGAGE SERVICING HOLDINGS, LLC | E | Control |
| ORIX OPCO HOLDINGS, LLC | DE | FRAM HOLDINGS, LLC | E | Control |
| ORIX OPCO HOLDINGS, LLC | DE | FRAM HOLDINGS, LLC | E | Control |
| ORIX OPCO HOLDINGS, LLC | DE | FRAM HOLDINGS, LLC | E | Control |
| ORIX OPCO HOLDINGS, LLC | DE | FRAM HOLDINGS, LLC | E | Control |
| ORIX OPCO HOLDINGS, LLC | DE | FRAM HOLDINGS, LLC | E | Control |
| ORIX OPCO HOLDINGS, LLC | DE | FRAM HOLDINGS, LLC | E | Control |
| ORIX OPCO HOLDINGS, LLC | DE | FRAM HOLDINGS, LLC | E | Control |
Registrations
Federal
IA
Jun 27, 2025 REGISTERED
Notice Filings (4)
IL NY OH TX
Address
230 PARK AVENUE20TH FLOOR
NEW YORK, NY 10169
United States
Phone: 212-317-5700