ORDERLY FINANCE, LLC
Legal name: ORDERLY FINANCE
CRD #306511 SEC #801-117809 WALNUT CREEK, CA 415-432-9876
SEC Registered
Total AUM
$39.4M
Discretionary
$33.6M
Employees
1
Clients
0
Accounts
87
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 5, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GROSS, JON, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| GROSS, JON, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| GROSS, JON, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| GROSS, JON, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| VAN HEEL, BRIAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| VAN HEEL, BRIAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ORDERLY MARKET LLC | DE | PRINCIPAL | E | Control |
| ORDERLY MARKET LLC | DE | PRINCIPAL | E | Control |
| ORDERLY MARKET LLC | DE | PRINCIPAL | E | Control |
| ORDERLY MARKET LLC | DE | PRINCIPAL | E | Control |
| ORDERLY MARKET LLC | DE | PRINCIPAL | E | Control |
| ORDERLY MARKET LLC | DE | PRINCIPAL | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GROSS, JON, MICHAEL | I | ORDERLY MARKET LLC | E | Control |
| GROSS, JON, MICHAEL | I | ORDERLY MARKET LLC | E | Control |
| GROSS, JON, MICHAEL | I | ORDERLY MARKET LLC | E | Control |
| GROSS, JON, MICHAEL | I | ORDERLY MARKET LLC | E | Control |
Registrations
Federal
IA
May 5, 2020 REGISTERED
Notice Filings (2)
CA TX
Address
1501 N BROADWAY#200
WALNUT CREEK, CA 94596
United States
Phone: 415-432-9876