AXIOM FINANCIAL STRATEGIES GROUP, LLC
CRD #306618 SEC #801-117878 NEW ALBANY, IN 812-913-7701
SEC Registered
Total AUM
$372.9M
Discretionary
$371.1M
Employees
9
Clients
251
Accounts
1,414
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Indiana
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 12, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DRIVER, LEAH | I | CFO | NA | Control |
| DRIVER, LEAH | I | CFO | NA | Control |
| DRIVER, LEAH | I | CFO | NA | Control |
| DRIVER, LEAH | I | CFO | NA | Control |
| DRIVER, LEAH | I | CFO | NA | Control |
| DRIVER, LEAH | I | CFO | NA | Control |
| DRIVER, LEAH | I | CFO | NA | Control |
| DRIVER, LEAH | I | CFO | NA | Control |
| DRIVER, LEAH | I | CFO | NA | Control |
| DRIVER, LEAH | I | CFO | NA | Control |
| Elder, Michael | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| GRAU, MICHAEL, ANTHONY | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAU, MICHAEL, ANTHONY | I | MANAGING DIRECTOR | NA | Control |
| GRAU, MICHAEL, ANTHONY | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAU, MICHAEL, ANTHONY | I | MANAGING DIRECTOR | NA | Control |
| GRAU, MICHAEL, ANTHONY | I | MANAGING DIRECTOR | NA | Control |
| GRAU, MICHAEL, ANTHONY | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAU, MICHAEL, ANTHONY | I | MANAGING DIRECTOR | NA | Control |
| Grau, Michael, Anthony | I | MANAGING DIRECTOR | NA | Control |
| Grau, Michael, Anthony | I | MANAGING DIRECTOR | NA | Control |
| Grau, Michael, Anthony | I | MANAGING DIRECTOR | NA | Control |
| Grau, Michael, Anthony | I | PRESIDENT | NA | Control |
| Grau, Michael, Anthony | I | PRESIDENT | NA | Control |
| Grau, Michael, Anthony | I | PRESIDENT | NA | Control |
| Grau, Michael, Anthony | I | PRESIDENT | NA | Control |
| Grau, Michael, Anthony | I | PRESIDENT | NA | Control |
| Grau, Michael, Anthony | I | PRESIDENT | NA | Control |
| Grau, Michael, Anthony | I | PRESIDENT | NA | Control |
| Grau, Michael, Anthony | I | PRESIDENT | NA | Control |
| SCOTT, VAUGHAN | I | MANAGING DIRECTOR | NA | Control |
| SCOTT, VAUGHAN | I | MANAGING DIRECTOR | NA | Control |
| SCOTT, VAUGHAN | I | MANAGING DIRECTOR | NA | Control |
| SCOTT, VAUGHAN | I | MANAGING DIRECTOR | NA | Control |
| SCOTT, VAUGHAN | I | MANAGING DIRECTOR | NA | Control |
| SCOTT, VAUGHAN | I | MANAGING DIRECTOR | NA | Control |
| SCOTT, VAUGHAN | I | MANAGING DIRECTOR | NA | Control |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Scott, David, Vaughan | I | MANAGING DIRECTOR | NA | Control |
| Scott, David, Vaughan | I | MANAGING DIRECTOR | NA | Control |
| Scott, David, Vaughan | I | MANAGING DIRECTOR | NA | Control |
| Scott, David, Vaughan | I | CEO | NA | Control |
| Scott, David, Vaughan | I | CEO | NA | Control |
| Scott, David, Vaughan | I | CEO | NA | Control |
| Scott, David, Vaughan | I | CEO | NA | Control |
| Scott, David, Vaughan | I | CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| Scott, David, Vaughan | I | CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| Scott, David, Vaughan | I | CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| Scott, David, Vaughan | I | CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| Scott, David, Vaughan | I | CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| Scott, David, Vaughan | I | CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| AXIOM FINANCIAL HOLDING LLC | DE | SHAREHOLDER | E | Control |
| AXIOM FINANCIAL HOLDING LLC | DE | SHAREHOLDER | E | Control |
| AXIOM FINANCIAL HOLDING LLC | DE | SHAREHOLDER | E | Control |
| AXIOM FINANCIAL HOLDINGS LLC | DE | SHAREHOLDER | E | Control |
| AXIOM FINANCIAL HOLDINGS LLC | DE | SHAREHOLDER | E | Control |
| AXIOM FINANCIAL HOLDINGS LLC | DE | SHAREHOLDER | E | Control |
| AXIOM FINANCIAL HOLDINGS LLC | DE | SHAREHOLDER | E | Control |
| AXIOM FINANCIAL HOLDINGS LLC | DE | SHAREHOLDER | E | Control |
| AXIOM FINANCIAL HOLDINGS LLC | DE | SHAREHOLDER | E | Control |
| AXIOM FINANCIAL HOLDINGS LLC | DE | SHAREHOLDER | E | Control |
| AXIOM FINANCIAL HOLDINGS LLC | DE | SHAREHOLDER | E | Control |
| AXIOM FINANCIAL HOLDINGS LLC | DE | SHAREHOLDER | E | Control |
| AXIOM FINANCIAL HOLDINGS LLC | DE | SHAREHOLDER | E | Control |
| NIOTAZE, LLC | DE | SHAREHOLDER | D | Control |
| NIOTAZE, LLC | DE | SHAREHOLDER | D | Control |
| NIOTAZE, LLC | DE | SHAREHOLDER | D | Control |
| NIOTAZE, LLC | DE | SHAREHOLDER | D | Control |
| NIOTAZE, LLC | DE | SHAREHOLDER | D | Control |
| NIOTAZE, LLC | DE | SHAREHOLDER | D | Control |
| NIOTAZE, LLC | DE | SHAREHOLDER | D | Control |
| GRAU FAMILY HOLDINGS, LLC | DE | SHAREHOLDER | C | Control |
| GRAU FAMILY HOLDINGS, LLC | DE | SHAREHOLDER | C | Control |
| GRAU FAMILY HOLDINGS, LLC | DE | SHAREHOLDER | C | Control |
| GRAU FAMILY HOLDINGS, LLC | DE | SHAREHOLDER | C | Control |
| GRAU FAMILY HOLDINGS, LLC | DE | SHAREHOLDER | C | Control |
| GRAU FAMILY HOLDINGS, LLC | DE | SHAREHOLDER | C | Control |
| GRAU FAMILY HOLDINGS, LLC | DE | SHAREHOLDER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MERCHANT WEALTH PARTNERS | DE | AXIOM FINANCIAL HOLDINGS LLC | F | |
| MERCHANT WEALTH PARTNERS | DE | AXIOM FINANCIAL HOLDINGS LLC | F | |
| MERCHANT WEALTH PARTNERS | DE | AXIOM FINANCIAL HOLDINGS LLC | F | |
| MERCHANT WEALTH PARTNERS | DE | AXIOM FINANCIAL HOLDINGS LLC | F | |
| MERCHANT WEALTH PARTNERS | DE | AXIOM FINANCIAL HOLDINGS LLC | F | |
| MERCHANT WEALTH PARTNERS | DE | AXIOM FINANCIAL HOLDINGS LLC | F | |
| MERCHANT WEALTH PARTNERS | DE | AXIOM FINANCIAL HOLDINGS LLC | F | |
| MERCHANT WEALTH PARTNERS | DE | AXIOM FINANCIAL HOLDINGS LLC | F | |
| GRAU, MICHAEL, ANTHONY | I | GRAU FAMILY HOLDINGS, LLC | E | Control |
| GRAU, MICHAEL, ANTHONY | I | GRAU FAMILY HOLDINGS, LLC | E | Control |
| GRAU, MICHAEL, ANTHONY | I | GRAU FAMILY HOLDINGS, LLC | E | Control |
| GRAU, MICHAEL, ANTHONY | I | GRAU FAMILY HOLDINGS, LLC | E | Control |
| GRAU, MICHAEL, ANTHONY | I | GRAU FAMILY HOLDINGS, LLC | E | Control |
| GRAU, MICHAEL, ANTHONY | I | GRAU FAMILY HOLDINGS, LLC | E | Control |
| GRAU, MICHAEL, ANTHONY | I | GRAU FAMILY HOLDINGS, LLC | E | Control |
| Grau, Michael, Anthony | I | GRAU FAMILY HOLDINGS LLC | E | Control |
| Grau, Michael, Anthony | I | GRAU FAMILY HOLDINGS LLC | E | Control |
| Grau, Michael, Anthony | I | GRAU FAMILY HOLDINGS LLC | E | Control |
| Grau, Michael, Anthony | I | GRAU FAMILY HOLDINGS LLC | E | Control |
| Grau, Michael, Anthony | I | GRAU FAMILY HOLDINGS LLC | E | Control |
| Grau, Michael, Anthony | I | GRAU FAMILY HOLDINGS LLC | E | Control |
| Grau, Michael, Anthony | I | GRAU FAMILY HOLDINGS LLC | E | Control |
| Grau, Michael, Anthony | I | GRAU FAMILY HOLDINGS LLC | E | Control |
| Grau, Michael, Anthony | I | GRAU FAMILY HOLDINGS LLC | E | Control |
| Grau, Michael, Anthony | I | GRAU FAMILY HOLDINGS LLC | E | Control |
| Grau, Michael, Anthony | I | GRAU FAMILY HOLDINGS LLC | E | Control |
| Grau, Michael, Anthony | I | GRAU FAMILY HOLDINGS LLC | E | Control |
| NIOTAZE, LLC | DE | AXIOM FINANCIAL HOLDINGS LLC | E | Control |
| SCOTT, VAUGHAN | I | NIOTAZE, LLC | E | Control |
| SCOTT, VAUGHAN | I | NIOTAZE, LLC | E | Control |
| SCOTT, VAUGHAN | I | NIOTAZE, LLC | E | Control |
| SCOTT, VAUGHAN | I | NIOTAZE, LLC | E | Control |
| SCOTT, VAUGHAN | I | NIOTAZE, LLC | E | Control |
| SCOTT, VAUGHAN | I | NIOTAZE, LLC | E | Control |
| SCOTT, VAUGHAN | I | NIOTAZE, LLC | E | Control |
| Scott, David, Vaughan | I | NIOTAZE, LLC | E | Control |
| Scott, David, Vaughan | I | NIOTAZE, LLC | E | Control |
| Scott, David, Vaughan | I | NIOTAZE, LLC | E | Control |
| Scott, David, Vaughan | I | NIOTAZE, LLC | E | Control |
| Scott, David, Vaughan | I | NIOTAZE, LLC | E | Control |
| Scott, David, Vaughan | I | NIOTAZE, LLC | E | Control |
| Scott, David, Vaughan | I | NIOTAZE, LLC | E | Control |
| Scott, David, Vaughan | I | NIOTAZE, LLC | E | Control |
| Scott, David, Vaughan | I | NIOTAZE, LLC | E | Control |
| Scott, David, Vaughan | I | NIOTAZE, LLC | E | Control |
| Scott, David, Vaughan | I | NIOTAZE, LLC | E | Control |
| Scott, David, Vaughan | I | NIOTAZE, LLC | E | Control |
| GRAU FAMILY HOLDINGS LLC | DE | AXIOM FINANCIAL HOLDING LLC | C | Control |
| GRAU FAMILY HOLDINGS LLC | DE | AXIOM FINANCIAL HOLDING LLC | C | Control |
| GRAU FAMILY HOLDINGS LLC | DE | AXIOM FINANCIAL HOLDING LLC | C | Control |
| GRAU FAMILY HOLDINGS LLC | DE | AXIOM FINANCIAL HOLDINGS LLC | C | Control |
| GRAU FAMILY HOLDINGS LLC | DE | AXIOM FINANCIAL HOLDINGS LLC | C | Control |
| GRAU FAMILY HOLDINGS LLC | DE | AXIOM FINANCIAL HOLDINGS LLC | C | Control |
| GRAU FAMILY HOLDINGS LLC | DE | AXIOM FINANCIAL HOLDINGS LLC | C | Control |
| GRAU FAMILY HOLDINGS LLC | DE | AXIOM FINANCIAL HOLDINGS LLC | C | Control |
| GRAU FAMILY HOLDINGS LLC | DE | AXIOM FINANCIAL HOLDINGS LLC | C | Control |
| GRAU FAMILY HOLDINGS LLC | DE | AXIOM FINANCIAL HOLDINGS LLC | C | Control |
| GRAU FAMILY HOLDINGS LLC | DE | AXIOM FINANCIAL HOLDINGS LLC | C | Control |
| GRAU FAMILY HOLDINGS LLC | DE | AXIOM FINANCIAL HOLDINGS LLC | C | Control |
| NIOTAZE, LLC | DE | AXIOM FINANCIAL HOLDING LLC | C | Control |
| NIOTAZE, LLC | DE | AXIOM FINANCIAL HOLDING LLC | C | Control |
| NIOTAZE, LLC | DE | AXIOM FINANCIAL HOLDING LLC | C | Control |
| NIOTAZE, LLC | DE | AXIOM FINANCIAL HOLDINGS LLC | C | Control |
| NIOTAZE, LLC | DE | AXIOM FINANCIAL HOLDINGS LLC | C | Control |
| NIOTAZE, LLC | DE | AXIOM FINANCIAL HOLDINGS LLC | C | Control |
| NIOTAZE, LLC | DE | AXIOM FINANCIAL HOLDINGS LLC | C | Control |
| NIOTAZE, LLC | DE | AXIOM FINANCIAL HOLDINGS LLC | C | Control |
| NIOTAZE, LLC | DE | AXIOM FINANCIAL HOLDINGS LLC | C | Control |
| NIOTAZE, LLC | DE | AXIOM FINANCIAL HOLDINGS LLC | C | Control |
| NIOTAZE, LLC | DE | AXIOM FINANCIAL HOLDINGS LLC | C | Control |
Registrations
Federal
IA
Mar 12, 2025 REGISTERED
Notice Filings (7)
CA FL IL IN KY NY TX
Address
101 W. SPRING STREET5TH FLOOR
NEW ALBANY, IN 47150
United States
Phone: 812-913-7701