RIA Intelligence

CORE COMPLIANCE GROUP, LLC

Legal name: CORE ADVISORY GROUP

CRD #306661 SEC #801-122934 ROCK HILL, SC 803-324-5464
SEC Registered
Total AUM
$296.8M
Discretionary
$296.8M
Employees
11
Clients
26
Accounts
1,628

Firm Details

Organization Type
Limited Liability Company
State of Formation
South Carolina
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 28, 2025
Branch Offices
3

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
KING, WILLIAM, MERRITTICHIEF OPERATIONS OFFICER / OWNERD Control
KING, WILLIAM, MERRITTICHIEF OPERATIONS OFFICER / OWNERD Control
KING, WILLIAM, MERRITTICHIEF OPERATIONS OFFICER / OWNERD Control
KING, WILLIAM, MERRITTICHIEF OPERATIONS OFFICER / OWNERD Control
KING, WILLIAM, MERRITTICHIEF OPERATIONS OFFICER / OWNERD Control
KING, WILLIAM, MERRITTICHIEF OPERATIONS OFFICER / OWNERD Control
KING, WILLIAM, MERRITTICHIEF OPERATIONS OFFICER / OWNERD Control
KING, WILLIAM, MERRITTICHIEF OPERATIONS OFFICER / OWNERD Control
KING, WILLIAM, MERRITTICHIEF OPERATIONS OFFICER / OWNERD Control
STROSSER, MEREDITH, LEEICHIEF COMPLIANCE OFFICER / OWNERD Control
STROSSER, MEREDITH, LEEICHIEF COMPLIANCE OFFICER / OWNERD Control
STROSSER, MEREDITH, LEEICHIEF COMPLIANCE OFFICER / OWNERD Control
STROSSER, MEREDITH, LEEICHIEF COMPLIANCE OFFICER / OWNERD Control
STROSSER, MEREDITH, LEEICHIEF COMPLIANCE OFFICER / OWNERD Control
STROSSER, MEREDITH, LEEICHIEF COMPLIANCE OFFICER / OWNERD Control
STROSSER, MEREDITH, LEEICHIEF COMPLIANCE OFFICER / OWNERD Control
STROSSER, MEREDITH, LEEICHIEF COMPLIANCE OFFICER / OWNERD Control
STROSSER, MEREDITH, LEEICHIEF COMPLIANCE OFFICER / OWNERD Control

Registrations

Federal

IA
Mar 28, 2025 REGISTERED

Notice Filings (8)

FL GA MS NC NY PA SC TX

Address

744 ARDEN LANE
SUITE 175
ROCK HILL, SC 29732
United States
Phone: 803-324-5464