LEGACY WEALTH ASSET MANAGEMENT, LLC
Legal name: LEGACY WEALTH
CRD #306732 SEC #801-118042 WOODBURY, MN 651-621-2383
SEC Registered
Total AUM
$475M
Discretionary
$453M
Employees
10
Clients
0
Accounts
1,448
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Minnesota
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 7, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROCKER, BENJAMIN, MICHAEL | I | MANAGING MEMBER | NA | Control |
| BROCKER, BENJAMIN, MICHAEL | I | MANAGING MEMBER | NA | Control |
| BROCKER, BENJAMIN, MICHAEL | I | CFO & MANAGING MEMBER | NA | Control |
| BROCKER, BENJAMIN, MICHAEL | I | CFO & MANAGING MEMBER | NA | Control |
| BROCKER, BENJAMIN, MICHAEL | I | CFO & MANAGING MEMBER | NA | Control |
| BROCKER, MATTHEW, MICHAEL | I | MANAGING MEMBER | NA | Control |
| BROCKER, MATTHEW, MICHAEL | I | MANAGING MEMBER | NA | Control |
| BROCKER, MATTHEW, MICHAEL | I | MANAGING MEMBER | NA | Control |
| BROCKER, MATTHEW, MICHAEL | I | MANAGING MEMBER | NA | Control |
| BROCKER, MATTHEW, MICHAEL | I | MANAGING MEMBER | NA | Control |
| BROCKER, MATTHEW, MICHAEL | I | MANAGING MEMBER | NA | Control |
| BROCKER, MATTHEW, MICHAEL | I | MANAGING MEMBER | NA | Control |
| BROCKER, MATTHEW, MICHAEL | I | MANAGING MEMBER | NA | Control |
| BROCKER, MATTHEW, MICHAEL | I | MANAGING MEMBER | NA | Control |
| BROCKER, MATTHEW, MICHAEL | I | MANAGING MEMBER | NA | Control |
| BROCKER, MICHAEL, DOUGLAS | I | MANAGING MEMBER | NA | Control |
| BROCKER, MICHAEL, DOUGLAS | I | MANAGING MEMBER | NA | Control |
| BROCKER, MICHAEL, DOUGLAS | I | CEO & MANAGING MEMBER | NA | Control |
| BROCKER, MICHAEL, DOUGLAS | I | CEO & MANAGING MEMBER | NA | Control |
| BROCKER, MICHAEL, DOUGLAS | I | CEO & MANAGING MEMBER | NA | Control |
| Brocker, Johnathan, Michael | I | PRINCIPAL | NA | |
| Brocker, Johnathan, Michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Brocker, Johnathan, Michael | I | PRINCIPAL | NA | |
| Brocker, Johnathan, Michael | I | PRINCIPAL | NA | |
| Brocker, Johnathan, Michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Brocker, Johnathan, Michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Brocker, Johnathan, Michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Brocker, Johnathan, Michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Brocker, Johnathan, Michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Brocker, Johnathan, Michael | I | CHIEF COMPLIANCE OFFICER & CIO | NA | Control |
| Brocker, Johnathan, Michael | I | CHIEF COMPLIANCE OFFICER & CIO | NA | Control |
| Brocker, Johnathan, Michael | I | CHIEF COMPLIANCE OFFICER & CIO | NA | Control |
| Brocker, Joshua, Michael | I | MANAGING MEMBER | NA | Control |
| Brocker, Joshua, Michael | I | MANAGING MEMBER | NA | Control |
| Brocker, Joshua, Michael | I | MANAGING MEMBER | NA | Control |
| Brocker, Joshua, Michael | I | MANAGING MEMBER | NA | Control |
| Brocker, Joshua, Michael | I | MANAGING MEMBER | NA | Control |
| Brocker, Joshua, Michael | I | MANAGING MEMBER | NA | Control |
| Brocker, Joshua, Michael | I | MANAGING MEMBER | NA | Control |
| Brocker, Joshua, Michael | I | MANAGING MEMBER | NA | Control |
| Brocker, Joshua, Michael | I | MANAGING MEMBER | NA | Control |
| Brocker, Joshua, Michael | I | MANAGING MEMBER | NA | Control |
| Brocker, Joshua, Michael | I | MANAGING MEMBER | NA | Control |
| Brocker, Joshua, Michael | I | MANAGING MEMBER | NA | Control |
| Brocker, Joshua, Michael | I | MANAGING MEMBER | NA | Control |
| BROCKER, MICHAEL, DOUGLAS | I | MANAGING MEMBER | E | Control |
| BROCKER, MICHAEL, DOUGLAS | I | MANAGING MEMBER | E | Control |
| BROCKER, MICHAEL, DOUGLAS | I | MANAGING MEMBER | E | Control |
| BROCKER, MICHAEL, DOUGLAS | I | MANAGING MEMBER | E | Control |
| BROCKER, MICHAEL, DOUGLAS | I | MANAGING MEMBER | E | Control |
| BROCKER, MICHAEL, DOUGLAS | I | MANAGING MEMBER | E | Control |
| BROCKER, MICHAEL, DOUGLAS | I | MANAGING MEMBER | E | Control |
| BROCKER, MICHAEL, DOUGLAS | I | MANAGING MEMBER | E | Control |
| BROCKER, MICHAEL, DOUGLAS | I | MANAGING MEMBER | E | Control |
| BROCKER, MICHAEL, DOUGLAS | I | MANAGING MEMBER | E | Control |
| BROCKER, MICHAEL, DOUGLAS | I | MANAGING MEMBER | E | Control |
| LEGACY WEALTH, LLC | DE | OWNER | E | Control |
| LEGACY WEALTH, LLC | DE | OWNER | E | Control |
| LEGACY WEALTH, LLC | DE | MANAGING MEMBER | E | Control |
| LEGACY WEALTH, LLC | DE | MANAGING MEMBER | E | Control |
| LEGACY WEALTH, LLC | DE | MANAGING MEMBER | E | Control |
| BROCKER, BENJAMIN, MICHAEL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | A | Control |
| BROCKER, BENJAMIN, MICHAEL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | A | Control |
| BROCKER, BENJAMIN, MICHAEL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | A | Control |
| BROCKER, BENJAMIN, MICHAEL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | A | Control |
| BROCKER, BENJAMIN, MICHAEL | I | MANAGING MEMBER | A | Control |
| BROCKER, BENJAMIN, MICHAEL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | A | Control |
| BROCKER, BENJAMIN, MICHAEL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | A | Control |
| BROCKER, BENJAMIN, MICHAEL | I | MANAGING MEMBER | A | Control |
| BROCKER, BENJAMIN, MICHAEL | I | MANAGING MEMBER | A | Control |
| BROCKER, BENJAMIN, MICHAEL | I | MANAGING MEMBER | A | Control |
| BROCKER, BENJAMIN, MICHAEL | I | MANAGING MEMBER | A | Control |
| BROCKER, MATTHEW, MICHAEL | I | MANAGING MEMBER | A | Control |
| BROCKER, MATTHEW, MICHAEL | I | MANAGING MEMBER | A | Control |
| BROCKER, MATTHEW, MICHAEL | I | MANAGING MEMBER | A | Control |
| Brocker, Johnathan, Michael | I | CHIEF COMPLIANCE OFFICER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BROCKER, BENJAMIN, MICHAEL | I | LEGACY WEALTH, LLC | F | Control |
| BROCKER, BENJAMIN, MICHAEL | I | LEGACY WEALTH, LLC | F | Control |
| BROCKER, MATTHEW, MICHAEL | I | LEGACY WEALTH, LLC | F | Control |
| BROCKER, MATTHEW, MICHAEL | I | LEGACY WEALTH, LLC | F | Control |
| Brocker, Johnathan, Michael | I | LEGACY WEALTH, LLC | F | Control |
| Brocker, Johnathan, Michael | I | LEGACY WEALTH, LLC | F | Control |
| Brocker, Joshua, Michael | I | LEGACY WEALTH, LLC | F | Control |
| Brocker, Joshua, Michael | I | LEGACY WEALTH, LLC | F | Control |
| BROCKER, MICHAEL, DOUGLAS | I | LEGACY WEALTH, LLC | E | Control |
| BROCKER, MICHAEL, DOUGLAS | I | LEGACY WEALTH, LLC | E | Control |
| BROCKER, MICHAEL, DOUGLAS | I | LEGACY WEALTH, LLC | E | Control |
| BROCKER, MICHAEL, DOUGLAS | I | LEGACY WEALTH, LLC | E | Control |
Registrations
Federal
IA
Mar 7, 2025 REGISTERED
Notice Filings (9)
AZ CO FL GA MN NE TX VA WI
Address
683 BIELENBERG DRIVESUITE 101
WOODBURY, MN 55125
United States
Phone: 651-621-2383