SUREVEST, LLC
Legal name: SUREVEST PRIVATE WEALTH
CRD #306872 SEC #801-117935 LOS ANGELES, CA 310-492-7330
SEC Registered
Total AUM
$541.1M
Discretionary
$498.9M
Employees
12
Clients
1
Accounts
891
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 28, 2023
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Galdamez, Luis, A | I | MANAGING DIRECTOR - INVESTMENTS & MEMBER | NA | Control |
| Galdamez, Luis, A | I | MANAGING DIRECTOR - INVESTMENTS & MEMBER | NA | Control |
| Galdamez, Luis, A | I | MANAGING DIRECTOR - INVESTMENTS & MEMBER | NA | Control |
| Galdamez, Luis, A | I | MANAGING DIRECTOR - INVESTMENTS & MEMBER | NA | Control |
| Galdamez, Luis, A | I | MANAGING DIRECTOR - INVESTMENTS & MEMBER | NA | Control |
| Galdamez, Luis, A | I | MANAGING DIRECTOR - INVESTMENTS & MEMBER | NA | Control |
| Galdamez, Luis, A | I | MANAGING DIRECTOR - INVESTMENTS & MEMBER | NA | Control |
| Galdamez, Luis, A | I | MANAGING DIRECTOR - INVESTMENTS & MEMBER | NA | Control |
| Galdamez, Luis, A | I | MANAGING DIRECTOR - INVESTMENTS & MEMBER | NA | Control |
| Galdamez, Luis, A | I | MANAGING DIRECTOR - INVESTMENTS & MEMBER | NA | Control |
| Galdamez, Luis, A | I | MANAGING DIRECTOR - INVESTMENTS & MEMBER | NA | Control |
| Galdamez, Luis, A | I | MANAGING DIRECTOR - INVESTMENTS & MEMBER | NA | Control |
| Galdamez, Luis, A | I | MANAGING DIRECTOR - INVESTMENTS & MEMBER | NA | Control |
| Galdamez, Luis, A | I | MANAGING DIRECTOR - INVESTMENTS & MEMBER | NA | Control |
| Galdamez, Luis, A | I | MANAGING DIRECTOR - INVESTMENTS & MEMBER | NA | Control |
| Galdamez, Luis, A | I | MANAGING DIRECTOR - INVESTMENTS & MEMBER | NA | Control |
| Galdamez, Luis, A | I | MANAGING DIRECTOR - INVESTMENTS & MEMBER | NA | Control |
| Galdamez, Luis, A | I | MANAGING DIRECTOR - INVESTMENTS & MEMBER | NA | Control |
| Galdamez, Luis, A | I | MANAGING DIRECTOR - INVESTMENTS & MEMBER | NA | Control |
| Galdamez, Luis, A | I | MANAGING DIRECTOR - INVESTMENTS & MEMBER | NA | Control |
| Galdamez, Luis, A | I | MANAGING DIRECTOR - INVESTMENTS & MEMBER | NA | Control |
| Galdamez, Luis, A | I | MANAGING DIRECTOR - INVESTMENTS | NA | Control |
| Galdamez, Luis, A | I | MANAGING DIRECTOR - INVESTMENTS | NA | Control |
| Galdamez, Luis, A | I | MANAGING DIRECTOR - INVESTMENTS | NA | Control |
| Galdamez, Luis, A | I | MANAGING DIRECTOR - INVESTMENTS | NA | Control |
| Galdamez, Luis, A | I | MANAGING DIRECTOR - INVESTMENTS | NA | Control |
| KISNER, JEREMY, A | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | NA | Control |
| KISNER, JEREMY, A | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | NA | Control |
| KISNER, JEREMY, A | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | NA | Control |
| KISNER, JEREMY, A | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | NA | Control |
| KISNER, JEREMY, A | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | NA | Control |
| KISNER, JEREMY, A | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | NA | Control |
| KISNER, JEREMY, A | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | NA | Control |
| KISNER, JEREMY, A | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | NA | Control |
| KISNER, JEREMY, A | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | NA | Control |
| KISNER, JEREMY, A | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | NA | Control |
| KISNER, JEREMY, A | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | NA | Control |
| KISNER, JEREMY, A | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | NA | Control |
| KISNER, JEREMY, A | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | NA | Control |
| KISNER, JEREMY, A | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | NA | Control |
| KISNER, JEREMY, A | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | NA | Control |
| KISNER, JEREMY, A | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | NA | Control |
| KISNER, JEREMY, A | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | NA | Control |
| KISNER, JEREMY, A | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | NA | Control |
| KISNER, JEREMY, A | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | NA | Control |
| KISNER, JEREMY, A | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | NA | Control |
| KISNER, JEREMY, A | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | NA | Control |
| KISNER, JEREMY, A | I | DIRECTOR OF FINANCIAL PLANNING | NA | Control |
| KISNER, JEREMY, A | I | DIRECTOR OF FINANCIAL PLANNING | NA | Control |
| KISNER, JEREMY, A | I | DIRECTOR OF FINANCIAL PLANNING | NA | Control |
| KISNER, JEREMY, A | I | DIRECTOR OF FINANCIAL PLANNING | NA | Control |
| KISNER, JEREMY, A | I | DIRECTOR OF FINANCIAL PLANNING | NA | Control |
| KISNER, JEREMY, A | I | DIRECTOR OF FINANCIAL PLANNING | NA | Control |
| LUNA, ROBERT, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUNA, ROBERT, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUNA, ROBERT, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUNA, ROBERT, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUNA, ROBERT, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUNA, ROBERT, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUNA, ROBERT, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUNA, ROBERT, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUNA, ROBERT, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUNA, ROBERT, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUNA, ROBERT, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUNA, ROBERT, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUNA, ROBERT, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUNA, ROBERT, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUNA, ROBERT, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUNA, ROBERT, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUNA, ROBERT, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUNA, ROBERT, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUNA, ROBERT, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUNA, ROBERT, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUNA, ROBERT, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUNA, ROBERT, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUNA, ROBERT, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUNA, ROBERT, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUNA, ROBERT, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUNA, ROBERT, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NAKAMURA, LARRY, TRISTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CI PRIVATE WEALTH US LLC | DE | OWNER | E | Control |
| CI PRIVATE WEALTH US LLC | DE | OWNER | E | Control |
| CI PRIVATE WEALTH, LLC | DE | OWNER | E | Control |
| CI US HOLDINGS, INC. | DE | OWNER & MANAGING MEMBER | E | Control |
| CI US HOLDINGS, INC. | DE | OWNER & MANAGING MEMBER | E | Control |
| CI US HOLDINGS, INC. | DE | OWNER & MANAGING MEMBER | E | Control |
| CI US HOLDINGS, INC. | DE | OWNER | D | Control |
| CI US HOLDINGS, INC. | DE | OWNER & MANAGING MEMBER | D | Control |
| CI US HOLDINGS, INC. | DE | OWNER | D | Control |
| CI US HOLDINGS, INC. | DE | OWNER & MANAGING MEMBER | D | Control |
| CI US HOLDINGS, INC. | DE | OWNER & MANAGING MEMBER | D | Control |
| CI US HOLDINGS, INC. | DE | OWNER & MANAGING MEMBER | D | Control |
| CI US HOLDINGS, INC. | DE | OWNER & MANAGING MEMBER | D | Control |
| CI US HOLDINGS, INC. | DE | OWNER & MANAGING MEMBER | D | Control |
| CI US HOLDINGS, INC. | DE | OWNER & MANAGING MEMBER | D | Control |
| CI US HOLDINGS, INC. | DE | OWNER & MANAGING MEMBER | D | Control |
| CI US HOLDINGS, INC. | DE | OWNER & MANAGING MEMBER | D | Control |
| CI US HOLDINGS, INC. | DE | OWNER & MANAGING MEMBER | D | Control |
| CI US HOLDINGS, INC. | DE | OWNER & MANAGING MEMBER | D | Control |
| CI US HOLDINGS, INC. | DE | OWNER & MANAGING MEMBER | D | Control |
| CI US HOLDINGS, INC. | DE | OWNER & MANAGING MEMBER | D | Control |
| CI US HOLDINGS, INC. | DE | OWNER & MANAGING MEMBER | D | Control |
| CI US HOLDINGS, INC. | DE | OWNER & MANAGING MEMBER | D | Control |
| CI US HOLDINGS, INC. | DE | OWNER & MANAGING MEMBER | D | Control |
| CI US HOLDINGS, INC. | DE | OWNER & MANAGING MEMBER | D | Control |
| CI US HOLDINGS, INC. | DE | OWNER & MANAGING MEMBER | D | Control |
| CI US HOLDINGS, INC. | DE | OWNER & MANAGING MEMBER | D | Control |
| CI US HOLDINGS, INC. | DE | OWNER & MANAGING MEMBER | D | Control |
| CI US HOLDINGS, INC. | DE | OWNER & MANAGING MEMBER | D | Control |
| LUNA CAPITAL PARTNERS, INC. | DE | OWNER & MEMBER | C | Control |
| LUNA CAPITAL PARTNERS, INC. | DE | OWNER & MEMBER | C | Control |
| LUNA CAPITAL PARTNERS, INC. | DE | OWNER & MEMBER | C | Control |
| LUNA CAPITAL PARTNERS, INC. | DE | OWNER & MEMBER | C | Control |
| LUNA CAPITAL PARTNERS, INC. | DE | OWNER & MEMBER | C | Control |
| LUNA CAPITAL PARTNERS, INC. | DE | OWNER & MEMBER | C | Control |
| LUNA CAPITAL PARTNERS, INC. | DE | OWNER & MEMBER | C | Control |
| LUNA CAPITAL PARTNERS, INC. | DE | OWNER & MEMBER | C | Control |
| LUNA CAPITAL PARTNERS, INC. | DE | OWNER & MEMBER | C | Control |
| LUNA CAPITAL PARTNERS, INC. | DE | OWNER & MEMBER | C | Control |
| LUNA CAPITAL PARTNERS, INC. | DE | OWNER & MEMBER | C | Control |
| LUNA CAPITAL PARTNERS, INC. | DE | OWNER & MEMBER | C | Control |
| LUNA CAPITAL PARTNERS, INC. | DE | OWNER & MEMBER | C | Control |
| LUNA CAPITAL PARTNERS, INC. | DE | OWNER & MEMBER | C | Control |
| LUNA CAPITAL PARTNERS, INC. | DE | OWNER & MEMBER | C | Control |
| LUNA CAPITAL PARTNERS, INC. | DE | OWNER & MEMBER | C | Control |
| LUNA CAPITAL PARTNERS, INC. | DE | OWNER & MEMBER | C | Control |
| LUNA CAPITAL PARTNERS, INC. | DE | OWNER & MEMBER | C | Control |
| LUNA CAPITAL PARTNERS, INC. | DE | OWNER & MEMBER | C | Control |
| LUNA CAPITAL PARTNERS, INC. | DE | OWNER & MEMBER | C | Control |
| LUNA CAPITAL PARTNERS, INC. | DE | OWNER & MEMBER | C | Control |
| LUNA CAPITAL PARTNERS, INC. | DE | OWNER & MEMBER | C | Control |
| LUNA CAPITAL PARTNERS, INC. | DE | OWNER & MEMBER | C | Control |
| LUNA CAPITAL PARTNERS, INC. | DE | OWNER & MEMBER | C | Control |
| LUNA, ROBERT, J | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| LUNA, ROBERT, J | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC | E | Control |
| CI PRIVATE WEALTH HOLDINGS, LLC | DE | CI PRIVATE WEALTH US LLC | E | Control |
| CI PRIVATE WEALTH HOLDINGS, LLC | DE | CI PRIVATE WEALTH US LLC | E | Control |
| CI US HOLDINGS, INC | DE | CI US, LLC | E | Control |
| CI US HOLDINGS, INC | DE | CI US, LLC | E | Control |
| CI US HOLDINGS, INC | DE | CIPW HOLDINGS, LLC | E | Control |
| CI US, LLC | DE | CI PRIVATE WEALTH HOLDINGS, LLC | E | Control |
| CI US, LLC | DE | CI PRIVATE WEALTH HOLDINGS, LLC | E | Control |
| CIPW HOLDINGS, LLC | DE | CI PRIVATE WEALTH, LLC | E | Control |
| LUNA, ROBERT, J | I | LUNA CAPITAL PARTNERS, INC. | E | Control |
| LUNA, ROBERT, J | I | LUNA CAPITAL PARTNERS, INC. | E | Control |
| LUNA, ROBERT, J | I | LUNA CAPITAL PARTNERS, INC. | E | Control |
| LUNA, ROBERT, J | I | LUNA CAPITAL PARTNERS, INC. | E | Control |
| LUNA, ROBERT, J | I | LUNA CAPITAL PARTNERS, INC. | E | Control |
| LUNA, ROBERT, J | I | LUNA CAPITAL PARTNERS, INC. | E | Control |
| LUNA, ROBERT, J | I | LUNA CAPITAL PARTNERS, INC. | E | Control |
| LUNA, ROBERT, J | I | LUNA CAPITAL PARTNERS, INC. | E | Control |
| LUNA, ROBERT, J | I | LUNA CAPITAL PARTNERS, INC. | E | Control |
| LUNA, ROBERT, J | I | LUNA CAPITAL PARTNERS, INC. | E | Control |
| LUNA, ROBERT, J | I | LUNA CAPITAL PARTNERS, INC. | E | Control |
| LUNA, ROBERT, J | I | LUNA CAPITAL PARTNERS, INC. | E | Control |
| LUNA, ROBERT, J | I | LUNA CAPITAL PARTNERS, INC. | E | Control |
| LUNA, ROBERT, J | I | LUNA CAPITAL PARTNERS, INC. | E | Control |
| LUNA, ROBERT, J | I | LUNA CAPITAL PARTNERS, INC. | E | Control |
| LUNA, ROBERT, J | I | LUNA CAPITAL PARTNERS, INC. | E | Control |
| LUNA, ROBERT, J | I | LUNA CAPITAL PARTNERS, INC. | E | Control |
| LUNA, ROBERT, J | I | LUNA CAPITAL PARTNERS, INC. | E | Control |
| LUNA, ROBERT, J | I | LUNA CAPITAL PARTNERS, INC. | E | Control |
| LUNA, ROBERT, J | I | LUNA CAPITAL PARTNERS, INC. | E | Control |
| LUNA, ROBERT, J | I | LUNA CAPITAL PARTNERS, INC. | E | Control |
Registrations
Federal
IA
Feb 28, 2023 REGISTERED
Notice Filings (13)
AZ CA CO DC FL IA MD NJ NV NY TX VA WA
Address
1880 CENTURY PARK EASTSUITE 1020
LOS ANGELES, CA 90067
United States
Phone: 310-492-7330