HAYS FINANCIAL GROUP, LLC
CRD #306877 SEC #801-118389 MINNEAPOLIS, MN (612) 373-9863
SEC Registered
Total AUM
$6.1B
Discretionary
$189.3M
Employees
10
Clients
0
Accounts
688
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Minnesota
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 24, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HG GROUP, INC. | DE | MANAGING MEMBER | D | Control |
| HG GROUP, INC. | DE | MANAGING MEMBER | D | Control |
| HG GROUP, INC. | DE | MANAGING MEMBER | D | Control |
| HG GROUP, INC. | DE | MANAGING MEMBER | D | Control |
| HG GROUP, INC. | DE | MANAGING MEMBER | D | Control |
| HG GROUP, INC. | DE | MANAGING MEMBER | D | Control |
| HG GROUP, INC. | DE | MANAGING MEMBER | D | Control |
| HG GROUP, INC. | DE | MANAGING MEMBER | D | Control |
| HG GROUP, INC. | DE | MANAGING MEMBER | D | Control |
| HG GROUP, INC. | DE | MANAGING MEMBER | D | Control |
| HG GROUP, INC. | DE | MANAGING MEMBER | D | Control |
| HG GROUP, INC. | DE | MANAGING MEMBER | D | Control |
| HG GROUP, INC. | DE | MANAGING MEMBER | D | Control |
| HG GROUP, INC. | DE | MANAGING MEMBER | D | Control |
| HG GROUP, INC. | DE | MANAGING MEMBER | D | Control |
| HG GROUP, INC. | DE | MANAGING MEMBER | D | Control |
| HG GROUP, INC. | DE | MANAGING MEMBER | D | Control |
| NEW NINE INC. | DE | MANAGING MEMBER | D | Control |
| NEW NINE INC. | DE | MANAGING MEMBER | D | Control |
| NEW NINE INC. | DE | MANAGING MEMBER | D | Control |
| WHINNERY, BRIAN, JEROLD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| EGAN, MICHAEL, JOHN | I | MEMBER AND CHIEF OPERATING OFFICER | B | Control |
| EGAN, MICHAEL, JOHN | I | MEMBER AND CHIEF OPERATING OFFICER | B | Control |
| EGAN, MICHAEL, JOHN | I | MEMBER AND CHIEF OPERATING OFFICER | B | Control |
| EGAN, MICHAEL, JOHN | I | MEMBER AND CHIEF OPERATING OFFICER | B | Control |
| EGAN, MICHAEL, JOHN | I | MEMBER AND CHIEF OPERATING OFFICER | B | Control |
| EGAN, MICHAEL, JOHN | I | MEMBER AND CHIEF OPERATING OFFICER | B | Control |
| EGAN, MICHAEL, JOHN | I | MEMBER AND CHIEF OPERATING OFFICER | B | Control |
| EGAN, MICHAEL, JOHN | I | MEMBER AND CHIEF OPERATING OFFICER | B | Control |
| EGAN, MICHAEL, JOHN | I | MEMBER AND CHIEF OPERATING OFFICER | B | Control |
| EGAN, MICHAEL, JOHN | I | MEMBER AND CHIEF OPERATING OFFICER | B | Control |
| EGAN, MICHAEL, JOHN | I | MEMBER AND CHIEF OPERATING OFFICER | B | Control |
| EGAN, MICHAEL, JOHN | I | MEMBER AND CHIEF OPERATING OFFICER | B | Control |
| EGAN, MICHAEL, JOHN | I | MEMBER AND CHIEF OPERATING OFFICER | B | Control |
| EGAN, MICHAEL, JOHN | I | MEMBER AND CHIEF OPERATING OFFICER | B | Control |
| EGAN, MICHAEL, JOHN | I | MEMBER AND CHIEF OPERATING OFFICER | B | Control |
| EGAN, MICHAEL, JOHN | I | MEMBER AND CHIEF OPERATING OFFICER | B | Control |
| EGAN, MICHAEL, JOHN | I | MEMBER AND CHIEF OPERATING OFFICER | B | Control |
| MILEY, JAMES, P | I | MEMBER / MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | B | Control |
| MILEY, JAMES, P | I | MEMBER / MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | B | Control |
| MILEY, JAMES, P | I | MEMBER / MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | B | Control |
| WHINNERY, BRIAN, JEROLD | I | MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | B | Control |
| WHINNERY, BRIAN, JEROLD | I | MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | B | Control |
| WHINNERY, BRIAN, JEROLD | I | MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | B | Control |
| WHINNERY, BRIAN, JEROLD | I | MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | B | Control |
| WHINNERY, BRIAN, JEROLD | I | MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | B | Control |
| WHINNERY, BRIAN, JEROLD | I | MEMBER / PRESIDENT | B | Control |
| WHINNERY, BRIAN, JEROLD | I | MEMBER / PRESIDENT | B | Control |
| WHINNERY, BRIAN, JEROLD | I | MEMBER / PRESIDENT | B | Control |
| WHINNERY, BRIAN, JEROLD | I | MEMBER / PRESIDENT | B | Control |
| WHINNERY, BRIAN, JEROLD | I | MEMBER / PRESIDENT | B | Control |
| WHINNERY, BRIAN, JEROLD | I | MEMBER / PRESIDENT | B | Control |
| WHINNERY, BRIAN, JEROLD | I | MEMBER / PRESIDENT | B | Control |
| WHINNERY, BRIAN, JEROLD | I | MEMBER / PRESIDENT | B | Control |
| WHINNERY, BRIAN, JEROLD | I | MEMBER / PRESIDENT | B | Control |
| WHINNERY, BRIAN, JEROLD | I | MEMBER / PRESIDENT | B | Control |
| WHINNERY, BRIAN, JEROLD | I | MEMBER / PRESIDENT | B | Control |
| WHINNERY, BRIAN, JEROLD | I | MEMBER / PRESIDENT | B | Control |
| WHINNERY, BRIAN, JEROLD | I | MEMBER / PRESIDENT | B | Control |
| WHINNERY, BRIAN, JEROLD | I | MEMBER / PRESIDENT | B | Control |
| WHINNERY, BRIAN, JEROLD | I | MEMBER / PRESIDENT | B | Control |
| MILEY, JAMES, P | I | MEMBER | A | Control |
| MILEY, JAMES, P | I | MEMBER | A | Control |
| MILEY, JAMES, P | I | MEMBER | A | Control |
| MILEY, JAMES, P | I | MEMBER | A | Control |
| MILEY, JAMES, P | I | MEMBER | A | Control |
| MILEY, JAMES, P | I | MEMBER / MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | A | Control |
| MILEY, JAMES, P | I | MEMBER / MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | A | Control |
| MILEY, JAMES, P | I | MEMBER / MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | A | Control |
| MILEY, JAMES, P | I | MEMBER / MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | A | Control |
| MILEY, JAMES, P | I | MEMBER / MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | A | Control |
| MILEY, JAMES, P | I | MEMBER / MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | A | Control |
| MILEY, JAMES, P | I | MEMBER / MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | A | Control |
| MILEY, JAMES, P | I | MEMBER / MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | A | Control |
| MILEY, JAMES, P | I | MEMBER / MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | A | Control |
| MILEY, JAMES, P | I | MEMBER / MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | A | Control |
| MILEY, JAMES, P | I | MEMBER / MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | A | Control |
| MILEY, JAMES, P | I | MEMBER / MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HAYES, JAMES, C. | I | HG GROUP, INC. | F | Control |
| HAYES, JAMES, C. | I | HG GROUP, INC. | F | Control |
| HAYES, JAMES, C. | I | HG GROUP, INC. | F | Control |
| HAYES, JAMES, C. | I | HG GROUP, INC. | F | Control |
| HAYES, JAMES, C. | I | HG GROUP, INC. | F | Control |
| HAYES, JAMES, C. | I | HG GROUP, INC. | F | Control |
| HAYES, JAMES, C. | I | HG GROUP, INC. | F | Control |
| HAYES, JAMES, C. | I | HG GROUP, INC. | F | Control |
| HAYES, JAMES, C. | I | HG GROUP, INC. | F | Control |
| HAYES, JAMES, C. | I | HG GROUP, INC. | F | Control |
| HAYES, JAMES, C. | I | HG GROUP, INC. | F | Control |
| HAYES, JAMES, C. | I | HG GROUP, INC. | F | Control |
| HAYES, JAMES, C. | I | HG GROUP, INC. | F | Control |
| HAYES, JAMES, C. | I | HG GROUP, INC. | F | Control |
| HAYES, JAMES, C. | I | HG GROUP, INC. | F | Control |
| HAYES, JAMES, C. | I | HG GROUP, INC. | F | Control |
| HAYES, JAMES, C. | I | HG GROUP, INC. | F | Control |
| HAYES, JAMES, C. | I | JAMES C HAYS 2008 IRREVOVOCABLE TRUST | E | Control |
| HAYES, JAMES, C. | I | JAMES C HAYS 2008 IRREVOVOCABLE TRUST | E | Control |
| HAYES, JAMES, C. | I | JAMES C HAYS 2008 IRREVOVOCABLE TRUST | E | Control |
| HAYES, JAMES, C. | I | JAMES C HAYS 2008 IRREVOVOCABLE TRUST | E | Control |
| HAYES, JAMES, C. | I | JAMES C HAYS 2008 IRREVOVOCABLE TRUST | E | Control |
| HAYES, JAMES, C. | I | JAMES C HAYS 2008 IRREVOVOCABLE TRUST | E | Control |
| HAYES, JAMES, C. | I | JAMES C HAYS 2008 IRREVOVOCABLE TRUST | E | Control |
| HAYES, JAMES, C. | I | JAMES C HAYS 2008 IRREVOVOCABLE TRUST | E | Control |
| HAYES, JAMES, C. | I | JAMES C HAYS 2008 IRREVOVOCABLE TRUST | E | Control |
| HAYES, JAMES, C. | I | JAMES C HAYS 2008 IRREVOVOCABLE TRUST | E | Control |
| HAYES, JAMES, C. | I | JAMES C HAYS 2008 IRREVOVOCABLE TRUST | E | Control |
| HAYES, JAMES, C. | I | JAMES C HAYS 2008 IRREVOVOCABLE TRUST | E | Control |
| HAYES, JAMES, C. | I | JAMES C HAYS 2008 IRREVOVOCABLE TRUST | E | Control |
| HAYES, JAMES, C. | I | JAMES C HAYS 2008 IRREVOVOCABLE TRUST | E | Control |
| HAYES, JAMES, C. | I | JAMES C HAYS 2008 IRREVOVOCABLE TRUST | E | Control |
| HAYES, JAMES, C. | I | JAMES C HAYS 2008 IRREVOVOCABLE TRUST | E | Control |
| JAMES C HAYS 2008 IRREVOVOCABLE TRUST | DE | HG GROUP, INC. | C | Control |
| JAMES C HAYS 2008 IRREVOVOCABLE TRUST | DE | HG GROUP, INC. | C | Control |
| JAMES C HAYS 2008 IRREVOVOCABLE TRUST | DE | HG GROUP, INC. | C | Control |
| JAMES C HAYS 2008 IRREVOVOCABLE TRUST | DE | HG GROUP, INC. | C | Control |
| JAMES C HAYS 2008 IRREVOVOCABLE TRUST | DE | HG GROUP, INC. | C | Control |
| JAMES C HAYS 2008 IRREVOVOCABLE TRUST | DE | HG GROUP, INC. | C | Control |
| JAMES C HAYS 2008 IRREVOVOCABLE TRUST | DE | HG GROUP, INC. | C | Control |
| JAMES C HAYS 2008 IRREVOVOCABLE TRUST | DE | HG GROUP, INC. | C | Control |
| JAMES C HAYS 2008 IRREVOVOCABLE TRUST | DE | HG GROUP, INC. | C | Control |
| JAMES C HAYS 2008 IRREVOVOCABLE TRUST | DE | HG GROUP, INC. | C | Control |
| JAMES C HAYS 2008 IRREVOVOCABLE TRUST | DE | HG GROUP, INC. | C | Control |
| JAMES C HAYS 2008 IRREVOVOCABLE TRUST | DE | HG GROUP, INC. | C | Control |
| JAMES C HAYS 2008 IRREVOVOCABLE TRUST | DE | HG GROUP, INC. | C | Control |
| JAMES C HAYS 2008 IRREVOVOCABLE TRUST | DE | HG GROUP, INC. | C | Control |
| JAMES C HAYS 2008 IRREVOVOCABLE TRUST | DE | HG GROUP, INC. | C | Control |
| JAMES C HAYS 2008 IRREVOVOCABLE TRUST | DE | HG GROUP, INC. | C | Control |
| JAMES C HAYS 2008 IRREVOVOCABLE TRUST | DE | HG GROUP, INC. | C | Control |
Registrations
Federal
IA
Dec 24, 2025 REGISTERED
Notice Filings (13)
CA CO FL IA KS LA MA MN MO NH TX VA WI
Address
901 S. MARQUETTE AVENUESUITE 1990
MINNEAPOLIS, MN 55402
United States
Phone: (612) 373-9863