46 PEAKS LLC
Legal name: 46 PEAKS INVESTMENT ADVISORY GROUP
CRD #306902 SEC #801-117945 NEWTOWN, PA 215-497-8310
SEC Registered
Total AUM
$212.3M
Discretionary
$212.3M
Employees
4
Clients
10
Accounts
402
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| JAFFE, ALLISON, G | I | CHIEF COMPLIANCE OFFICER | NA | |
| JAFFE, ALLISON, G | I | CHIEF COMPLIANCE OFFICER | NA | |
| JAFFE, ALLISON, G | I | CHIEF COMPLIANCE OFFICER | NA | |
| JAFFE, ALLISON, G | I | CHIEF COMPLIANCE OFFICER | NA | |
| JAFFE, ALLISON, G | I | CHIEF COMPLIANCE OFFICER | NA | |
| JAFFE, ALLISON, G | I | CHIEF COMPLIANCE OFFICER | NA | |
| JAFFE, ALLISON, G | I | CHIEF COMPLIANCE OFFICER | NA | |
| JAFFE, ALLISON, G | I | CHIEF COMPLIANCE OFFICER | NA | |
| JAFFE, ALLISON, G | I | CHIEF COMPLIANCE OFFICER | NA | |
| JAFFE, ALLISON, G | I | CHIEF COMPLIANCE OFFICER | NA | |
| VALENTE, LINDA, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| VALENTE, LINDA, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| VALENTE, LINDA, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| VALENTE, LINDA, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VALENTE, LINDA, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VALENTE, LINDA, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FANCHER, LEE, ANN | I | MANAGING MEMBER | E | Control |
| FANCHER, LEE, ANN | I | MANAGING MEMBER | E | Control |
| FANCHER, LOUIS, CLAY | I | MANAGING MEMBER | D | Control |
| FANCHER, LOUIS, CLAY | I | MANAGING MEMBER | D | Control |
| FANCHER, LOUIS, CLAY | I | MANAGING MEMBER | D | Control |
| FANCHER, LOUIS, CLAY | I | MANAGING MEMBER | D | Control |
| FANCHER, LOUIS, CLAY | I | MANAGING MEMBER | D | Control |
| FANCHER, LOUIS, CLAY | I | MANAGING MEMBER | D | Control |
| FANCHER, LOUIS, CLAY | I | MANAGING MEMBER | D | Control |
| FANCHER, LOUIS, CLAY | I | MANAGING MEMBER | D | Control |
| FANCHER, LOUIS, CLAY | I | MANAGING MEMBER | D | Control |
| FANCHER, LOUIS, CLAY | I | MANAGING MEMBER | D | Control |
| FANCHER, LOUIS, CLAY | I | MANAGING MEMBER | D | Control |
| MOSHOLT, ERIK, NMN | I | MANAGING MEMBER | D | Control |
| MOSHOLT, ERIK, NMN | I | MANAGING MEMBER | D | Control |
| MOSHOLT, ERIK, NMN | I | MANAGING MEMBER | D | Control |
| MOSHOLT, ERIK, NMN | I | MANAGING MEMBER | D | Control |
| MOSHOLT, ERIK, NMN | I | MANAGING MEMBER | D | Control |
| MOSHOLT, ERIK, NMN | I | MANAGING MEMBER | D | Control |
| MOSHOLT, ERIK, NMN | I | MANAGING MEMBER | D | Control |
| MOSHOLT, ERIK, NMN | I | MANAGING MEMBER | D | Control |
| MOSHOLT, ERIK, NMN | I | MANAGING MEMBER | D | Control |
| MOSHOLT, ERIK, NMN | I | MANAGING MEMBER | D | Control |
| MOSHOLT, ERIK, NMN | I | MANAGING MEMBER | D | Control |
| FANCHER, LOUIS, CLAY | I | MANAGING MEMBER | C | Control |
| FANCHER, LOUIS, CLAY | I | MANAGING MEMBER | C | Control |
| FANCHER, LOUIS, CLAY | I | MANAGING MEMBER | C | Control |
| MOSHOLT, ERIK, NMN | I | MANAGING MEMBER | C | Control |
| MOSHOLT, ERIK, NMN | I | MANAGING MEMBER | C | Control |
| MOSHOLT, ERIK, NMN | I | MANAGING MEMBER | C | Control |
| HEINDEL, BRAD, KENNETH | I | DIRECTOR OF RESEARCH | B | Control |
| HEINDEL, BRAD, KENNETH | I | DIRECTOR OF RESEARCH | B | Control |
| HEINDEL, BRAD, KENNETH | I | DIRECTOR OF RESEARCH | B | Control |
Registrations
Federal
IA
Mar 26, 2025 REGISTERED
Notice Filings (5)
FL NJ NY PA TX
Address
760 NEWTOWN YARDLEY ROADSUITE 114
NEWTOWN, PA 18940
United States
Phone: 215-497-8310