INDY FINANCIAL ADVISORS, LLC
CRD #307168 SEC #801-118309 DALLAS, TX 908-810-8884
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
2
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 17, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Falls, Adam, Thomas | I | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| Falls, Adam, Thomas | I | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| Falls, Adam, Thomas | I | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMEED, KAMRAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAMEED, KAMRAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAMEED, KAMRAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| INDY FINANCIAL, INC | DE | MANAGING MEMBER | E | Control |
| INDY FINANCIAL, INC | DE | MANAGING MEMBER | E | Control |
| INDY FINANCIAL, INC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| Falls, Adam, Thomas | I | INDY FINANCIAL, INC | C | Control |
| Falls, Adam, Thomas | I | INDY FINANCIAL, INC | C | Control |
| Falls, Adam, Thomas | I | INDY FINANCIAL, INC | C | Control |
| HAMEED, KAMRAN | I | INDY FINANCIAL, INC | C | Control |
| HAMEED, KAMRAN | I | INDY FINANCIAL, INC | C | Control |
| HAMEED, KAMRAN | I | INDY FINANCIAL, INC | C | Control |
Registrations
Federal
IA
Jul 17, 2021 REGISTERED
Notice Filings (1)
TX
Address
1920 MCKINNEY AVE FLOOR 7DALLAS, TX 75201
United States
Phone: 908-810-8884