REDSWAN PC, INC
Legal name: RED SWAN PRIVATE CLIENT
CRD #307278 SEC #801-118188 HOUSTON, TX 713-360-7928
SEC Registered
Total AUM
$2.4B
Discretionary
$0
Employees
8
Clients
--
Accounts
2
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 12, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GONG, EVERETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GONG, EVERETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GONG, EVERETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GONG, EVERETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PATEL, SACHIN, UPENDRA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PATEL, SACHIN, UPENDRA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMULEVITZ, CHARLES, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMULEVITZ, CHARLES, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMULEVITZ, CHARLES, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMULEVITZ, CHARLES, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMULEVITZ, CHARLES, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMULEVITZ, CHARLES, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| TSANG, TIN HO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TSANG, TIN HO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TSANG, TIN HO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Tsang, Tin Ho | I | CHIEF COMPLIANCE OFFICER AND VP OF FINANCE | NA | Control |
| Tsang, Tin Ho | I | CHIEF COMPLIANCE OFFICER AND VP OF FINANCE | NA | Control |
| Tsang, Tin Ho | I | CHIEF COMPLIANCE OFFICER AND VP OF FINANCE | NA | Control |
| Tsang, Tin Ho | I | CHIEF COMPLIANCE OFFICER AND VP OF FINANCE | NA | Control |
| Nwokedi, Edward, Ikem | I | CEO | E | Control |
| Nwokedi, Edward, Ikem | I | CEO | E | Control |
| Nwokedi, Edward, Ikem | I | CEO | E | Control |
| Nwokedi, Edward, Ikem | I | CEO | E | Control |
| Nwokedi, Edward, Ikem | I | CEO | E | Control |
| Nwokedi, Edward, Ikem | I | CEO | E | Control |
| Nwokedi, Edward, Ikem | I | CEO | E | Control |
| Nwokedi, Edward, Ikem | I | CEO | E | Control |
| Nwokedi, Edward, Ikem | I | CEO | E | Control |
| Nwokedi, Edward, Ikem | I | CEO | E | Control |
| Nwokedi, Edward, Ikem | I | CEO | E | Control |
| Nwokedi, Edward, Ikem | I | CEO | E | Control |
| Nwokedi, Edward, Ikem | I | CEO | E | Control |
| Nwokedi, Edward, Ikem | I | CEO | E | Control |
| Nwokedi, Edward, Ikem | I | CEO | E | Control |
| Nwokedi, Edward, Ikem | I | CEO | E | Control |
| Nwokedi, Edward, Ikem | I | CEO | E | Control |
| Nwokedi, Edward, Ikem | I | CEO | E | Control |
| Nwokedi, Edward, Ikem | I | CEO | E | Control |
| Chiosa, Cyril | I | SHAREHOLDER | A | Control |
| Chiosa, Cyril | I | SHAREHOLDER | A | Control |
| Chiosa, Cyril | I | SHAREHOLDER | A | Control |
| Chiosa, Cyril | I | SHAREHOLDER | A | Control |
| Chiosa, Cyril | I | SHAREHOLDER | A | Control |
| Chiosa, Cyril | I | SHAREHOLDER | A | Control |
| Chiosa, Cyril | I | SHAREHOLDER | A | Control |
| Chiosa, Cyril | I | SHAREHOLDER | A | Control |
| Chiosa, Cyril | I | SHAREHOLDER | A | Control |
| Chiosa, Cyril | I | SHAREHOLDER | A | Control |
| Chiosa, Cyril | I | SHAREHOLDER | A | Control |
| Chiosa, Cyril | I | SHAREHOLDER | A | Control |
| Chiosa, Cyril | I | SHAREHOLDER | A | Control |
| Chiosa, Cyril | I | SHAREHOLDER | A | Control |
| Chiosa, Cyril | I | SHAREHOLDER | A | Control |
| Chiosa, Cyril | I | SHAREHOLDER | A | Control |
| Chiosa, Cyril | I | SHAREHOLDER | A | Control |
| Chiosa, Cyril | I | SHAREHOLDER | A | Control |
| Chiosa, Cyril | I | SHAREHOLDER | A | Control |
| VA INNOVATION HOLDINGS | DE | SHAREHOLDER | A | |
| VA INNOVATION HOLDINGS | DE | SHAREHOLDER | A | |
| VA INNOVATION HOLDINGS | DE | SHAREHOLDER | A | |
| VA INNOVATION HOLDINGS | DE | SHAREHOLDER | A | |
| VA INNOVATION HOLDINGS | DE | SHAREHOLDER | A | |
| VA INNOVATION HOLDINGS | DE | SHAREHOLDER | A | |
| VA INNOVATION HOLDINGS | DE | SHAREHOLDER | A | |
| VA INNOVATION HOLDINGS | DE | SHAREHOLDER | A | |
| VA INNOVATION HOLDINGS | DE | SHAREHOLDER | A | |
| VA INNOVATION HOLDINGS | DE | SHAREHOLDER | A | |
| VA INNOVATION HOLDINGS | DE | SHAREHOLDER | A | |
| VA INNOVATION HOLDINGS | DE | SHAREHOLDER | A | |
| VA INNOVATION HOLDINGS | DE | SHAREHOLDER | A | |
| VA INNOVATION HOLDINGS | DE | SHAREHOLDER | A | |
| VA INNOVATION HOLDINGS | DE | SHAREHOLDER | A | |
| VA INNOVATION HOLDINGS | DE | SHAREHOLDER | A | |
| VA INNOVATION HOLDINGS | DE | SHAREHOLDER | A | |
| VA INNOVATION HOLDINGS | DE | SHAREHOLDER | A | |
| VA INNOVATION HOLDINGS | DE | SHAREHOLDER | A |
Registrations
Federal
IA
May 12, 2025 REGISTERED
Notice Filings (1)
TX
Address
4201 MAIN STSUITE 300
HOUSTON, TX 77002
United States
Phone: 713-360-7928