SMARTASSET ADVISORS LLC
Legal name: SMARTASSET
CRD #307375 SEC #801-118374 NEW YORK, NY 646-360-0802
SEC Registered
Total AUM
--
Discretionary
--
Employees
212
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Bourque, Brian | I | CHIEF MARKETING OFFICER | NA | |
| Bourque, Brian | I | CHIEF MARKETING OFFICER | NA | |
| CARVIN, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARVIN, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARVIN, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARVIN, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARVIN, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARVIN, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARVIN, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARVIN, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARVIN, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARVIN, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARVIN, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARVIN, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARVIN, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARVIN, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARVIN, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARVIN, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARVIN, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARVIN, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARVIN, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FRISONE, DAVID, PHILIP | I | CHIEF REVENUE OFFICER | NA | Control |
| FRISONE, DAVID, PHILIP | I | CHIEF REVENUE OFFICER | NA | Control |
| FRISONE, DAVID, PHILIP | I | CHIEF REVENUE OFFICER | NA | Control |
| FRISONE, DAVID, PHILIP | I | CHIEF REVENUE OFFICER | NA | Control |
| FRISONE, DAVID, PHILIP | I | CHIEF REVENUE OFFICER | NA | Control |
| FRISONE, DAVID, PHILIP | I | CHIEF REVENUE OFFICER | NA | Control |
| FRISONE, DAVID, PHILIP | I | CHIEF REVENUE OFFICER | NA | Control |
| FRISONE, DAVID, PHILIP | I | CHIEF REVENUE OFFICER | NA | Control |
| FRISONE, DAVID, PHILIP | I | CHIEF REVENUE OFFICER | NA | Control |
| GUNE, ANIKET, ANAND | I | CHIEF PRODUCT OFFICER | NA | Control |
| Gun, Aniket, Anand | I | CHIEF PRODUCT OFFICER | NA | Control |
| Gun, Aniket, Anand | I | CHIEF PRODUCT OFFICER | NA | Control |
| Gun, Aniket, Anand | I | CHIEF PRODUCT OFFICER | NA | Control |
| JONES, DAVID, KEVIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JONES, DAVID, KEVIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JONES, DAVID, KEVIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JONES, DAVID, KEVIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JONES, DAVID, KEVIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JONES, DAVID, KEVIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Lafeer, Mohamed, Firoze | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Lapides, Meghan, Beth | I | CHIEF PEOPLE OFFICER | NA | Control |
| Lapides, Meghan, Beth | I | CHIEF PEOPLE OFFICER | NA | Control |
| Lapides, Meghan, Beth | I | CHIEF PEOPLE OFFICER | NA | Control |
| Lapides, Meghan, Beth | I | CHIEF PEOPLE OFFICER | NA | Control |
| Lapides, Meghan, Beth | I | CHIEF PEOPLE OFFICER | NA | Control |
| Lapides, Meghan, Beth | I | CHIEF PEOPLE OFFICER | NA | Control |
| Lapides, Meghan, Beth | I | CHIEF PEOPLE OFFICER | NA | Control |
| MALLOY, THOMAS, W | I | VP, FINANCE AND OPERATIONS, CHIEF COMPLIANCE OFFICER | NA | Control |
| MALLOY, THOMAS, W | I | VP, FINANCE AND OPERATIONS, CHIEF COMPLIANCE OFFICER | NA | Control |
| MALLOY, THOMAS, W | I | VP, FINANCE AND OPERATIONS, CHIEF COMPLIANCE OFFICER | NA | Control |
| MALLOY, THOMAS, W | I | VP, FINANCE AND OPERATIONS, CHIEF COMPLIANCE OFFICER | NA | Control |
| MALLOY, THOMAS, W | I | VP, FINANCE AND OPERATIONS, CHIEF COMPLIANCE OFFICER | NA | Control |
| MALLOY, THOMAS, W | I | VP, FINANCE AND OPERATIONS, CHIEF COMPLIANCE OFFICER | NA | Control |
| MALLOY, THOMAS, W | I | VP, FINANCE AND OPERATIONS | NA | Control |
| MALLOY, THOMAS, W | I | VP, FINANCE AND OPERATIONS | NA | Control |
| MALLOY, THOMAS, W | I | VP, FINANCE AND OPERATIONS | NA | Control |
| MALLOY, THOMAS, W | I | VP, FINANCE AND OPERATIONS | NA | Control |
| MALLOY, THOMAS, W | I | VP, FINANCE AND OPERATIONS | NA | Control |
| MALLOY, THOMAS, W | I | VP, FINANCE AND OPERATIONS | NA | Control |
| MALLOY, THOMAS, W | I | VP, FINANCE AND OPERATIONS | NA | Control |
| SILVIO, PEITRO, (NMN) | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| SILVIO, PEITRO, (NMN) | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| SILVIO, PEITRO, (NMN) | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| SILVIO, PEITRO, (NMN) | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| SILVIO, PEITRO, (NMN) | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| TAYLOR, CHRISTOPHER, C. | I | CHIEF MARKETING OFFICER | NA | Control |
| TAYLOR, CHRISTOPHER, C. | I | CHIEF MARKETING OFFICER | NA | Control |
| TAYLOR, CHRISTOPHER, C. | I | CHIEF MARKETING OFFICER | NA | Control |
| TAYLOR, CHRISTOPHER, C. | I | CHIEF MARKETING OFFICER | NA | Control |
| TAYLOR, CHRISTOPHER, C. | I | CHIEF MARKETING OFFICER | NA | Control |
| TAYLOR, CHRISTOPHER, C. | I | CHIEF MARKETING OFFICER | NA | Control |
| TAYLOR, CHRISTOPHER, C. | I | CHIEF MARKETING OFFICER | NA | Control |
| TAYLOR, CHRISTOPHER, C. | I | CHIEF MARKETING OFFICER | NA | Control |
| TAYLOR, CHRISTOPHER, C. | I | CHIEF MARKETING OFFICER | NA | Control |
| TAYLOR, CHRISTOPHER, C. | I | CHIEF MARKETING OFFICER | NA | Control |
| TAYLOR, CHRISTOPHER, C. | I | CHIEF MARKETING OFFICER | NA | Control |
| TAYLOR, CHRISTOPHER, C. | I | CHIEF MARKETING OFFICER | NA | Control |
| TAYLOR, CHRISTOPHER, C. | I | CHIEF MARKETING OFFICER | NA | Control |
| TAYLOR, CHRISTOPHER, C. | I | CHIEF MARKETING OFFICER | NA | Control |
| TAYLOR, CHRISTOPHER, C. | I | CHIEF MARKETING OFFICER | NA | Control |
| TAYLOR, CHRISTOPHER, C. | I | CHIEF MARKETING OFFICER | NA | Control |
| FINANCIAL INSIGHT TECHNOLOGY, INC. | DE | PARENT COMPANY | E | Control |
| FINANCIAL INSIGHT TECHNOLOGY, INC. | DE | PARENT COMPANY | E | Control |
| FINANCIAL INSIGHT TECHNOLOGY, INC. | DE | PARENT COMPANY | E | Control |
| FINANCIAL INSIGHT TECHNOLOGY, INC. | DE | PARENT COMPANY | E | Control |
| FINANCIAL INSIGHT TECHNOLOGY, INC. | DE | PARENT COMPANY | E | Control |
| FINANCIAL INSIGHT TECHNOLOGY, INC. | DE | PARENT COMPANY | E | Control |
| FINANCIAL INSIGHT TECHNOLOGY, INC. | DE | PARENT COMPANY | E | Control |
| FINANCIAL INSIGHT TECHNOLOGY, INC. | DE | PARENT COMPANY | E | Control |
| FINANCIAL INSIGHT TECHNOLOGY, INC. | DE | PARENT COMPANY | E | Control |
| FINANCIAL INSIGHT TECHNOLOGY, INC. | DE | PARENT COMPANY | E | Control |
| FINANCIAL INSIGHT TECHNOLOGY, INC. | DE | PARENT COMPANY | E | Control |
| FINANCIAL INSIGHT TECHNOLOGY, INC. | DE | PARENT COMPANY | E | Control |
| FINANCIAL INSIGHT TECHNOLOGY, INC. | DE | PARENT COMPANY | E | Control |
| FINANCIAL INSIGHT TECHNOLOGY, INC. | DE | PARENT COMPANY | E | Control |
| FINANCIAL INSIGHT TECHNOLOGY, INC. | DE | PARENT COMPANY | E | Control |
| FINANCIAL INSIGHT TECHNOLOGY, INC. | DE | PARENT COMPANY | E | Control |
| FINANCIAL INSIGHT TECHNOLOGY, INC. | DE | PARENT COMPANY | E | Control |
| FINANCIAL INSIGHT TECHNOLOGY, INC. | DE | PARENT COMPANY | E | Control |
| FINANCIAL INSIGHT TECHNOLOGY, INC. | DE | PARENT COMPANY | E | Control |
Registrations
Federal
IA
Mar 20, 2025 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VI VT WA WI WV
Address
122 EAST 42ND STSUITE 4300
NEW YORK, NY 10168
United States
Phone: 646-360-0802