DAIWA CAPITAL MANAGEMENT SILICON VALLEY INC.
CRD #307581 SEC #801-128802 PALO ALTO, CA 650-470-9596
SEC Registered Private Funds
Total AUM
$292M
Discretionary
$292M
Employees
3
Clients
--
Accounts
2
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Jun 30, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FUKANO, SHOJIRO | I | PRESIDENT | NA | Control |
| FUKANO, SHOJIRO | I | PRESIDENT | NA | Control |
| KOMATSU, RYOTA, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KOMATSU, RYOTA, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KOMATSU, RYOTA, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KOMATSU, RYOTA, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KOMATSU, RYOTA, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Komatsu, Ryota | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Komatsu, Ryota | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSUGI, NAOTO, NMN | I | PRESIDENT | NA | Control |
| OSUGI, NAOTO, NMN | I | PRESIDENT | NA | Control |
| SASAHARA, SHINGO, NMN | I | PRESIDENT | NA | Control |
| SASAHARA, SHINGO, NMN | I | PRESIDENT | NA | Control |
| SASAHARA, SHINGO, NMN | I | PRESIDENT | NA | Control |
| Sasahara, Shingo | I | PRESIDENT | NA | Control |
| Sasahara, Shingo | I | PRESIDENT | NA | Control |
| Sasahara, Shingo | I | PRESIDENT | NA | Control |
| Sasahara, Shingo | I | PRESIDENT | NA | Control |
| Sasahara, Shingo | I | PRESIDENT | NA | Control |
| DAIWA ASSET MANAGEMENT CO. LTD. | FE | SHARE HOLDER | E | Control |
| DAIWA ASSET MANAGEMENT CO. LTD. | FE | SHARE HOLDER | E | Control |
| DAIWA ASSET MANAGEMENT CO. LTD. | FE | SHARE HOLDER | E | Control |
| DAIWA ASSET MANAGEMENT CO. LTD. | FE | SHARE HOLDER | E | Control |
| DAIWA ASSET MANAGEMENT CO. LTD. | FE | SHARE HOLDER | E | Control |
| DAIWA ASSET MANAGEMENT CO. LTD. | FE | SHARE HOLDER | E | Control |
| DAIWA ASSET MANAGEMENT CO. LTD. | FE | SHARE HOLDER | E | Control |
| DAIWA ASSET MANAGEMENT CO. LTD. | FE | SHARE HOLDER | E | Control |
| DAIWA ASSET MANAGEMENT CO. LTD. | FE | SHARE HOLDER | E | Control |
| DAIWA ASSET MANAGEMENT CO. LTD. | FE | SHARE HOLDER | E | Control |
| DAIWA ASSET MANAGEMENT CO. LTD. | FE | SHARE HOLDER | E | Control |
| DAIWA ASSET MANAGEMENT CO. LTD. | FE | SHARE HOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| JAPAN POST INSURANCE CO., LTD. | FE | DAIWA ASSET MANAGEMENT CO. LTD. | F | |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA ASSET MANAGEMENT CO. LTD. | E | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA ASSET MANAGEMENT CO. LTD. | E | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA ASSET MANAGEMENT CO. LTD. | E | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA ASSET MANAGEMENT CO. LTD. | E | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA ASSET MANAGEMENT CO. LTD. | E | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA ASSET MANAGEMENT CO. LTD. | E | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA ASSET MANAGEMENT CO. LTD. | E | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA ASSET MANAGEMENT CO. LTD. | E | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA ASSET MANAGEMENT CO. LTD. | E | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA ASSET MANAGEMENT CO. LTD. | E | Control |
Registrations
Federal
IA
Jun 30, 2025 REGISTERED
Notice Filings (1)
CA
Address
265 LYTTON AVE.SUITE 301
PALO ALTO, CA 94301
United States
Phone: 650-470-9596