OCEANIS FINANCIAL ADVISORS, INC.
CRD #307787 SEC #801-118279 MIAMI, FL 336-655-1400
SEC Registered
Total AUM
$216.3M
Discretionary
$216.3M
Employees
2
Clients
0
Accounts
83
Firm Details
- Organization Type
- Corporation
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 18, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| OTERO, ALBERTO, NMI | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| OTERO, ALBERTO, NMI | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| OTERO, ALBERTO, NMI | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| OTERO, ALBERTO, NMI | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| OTERO, ALBERTO, NMI | I | PRESIDENT | D | Control |
| OTERO, ALBERTO, NMI | I | PRESIDENT | D | Control |
| OTERO, ALBERTO, NMI | I | PRESIDENT | D | Control |
| OTERO, ALBERTO, NMI | I | PRESIDENT | D | Control |
| OTERO, ALBERTO, NMI | I | PRESIDENT | D | Control |
| PARADISO, MICHELE | I | SHAREHOLDER | C | |
| PARADISO, MICHELE | I | SHAREHOLDER AND CHIEF COMPLIANCE OFFICER | C | Control |
| PARADISO, MICHELE | I | SHAREHOLDER AND CHIEF COMPLIANCE OFFICER | C | Control |
| PARADISO, MICHELE | I | SHAREHOLDER AND CHIEF COMPLIANCE OFFICER | C | Control |
| PARADISO, MICHELE | I | SHAREHOLDER AND CHIEF COMPLIANCE OFFICER | C | Control |
| PARADISO, MICHELE | I | SHAREHOLDER AND CHIEF COMPLIANCE OFFICER | C | Control |
| PARADISO, MICHELE | I | SHAREHOLDER | B | |
| PARADISO, MICHELE | I | SHAREHOLDER | B | |
| PARADISO, MICHELE | I | SHAREHOLDER | B |
Registrations
Federal
IA
Feb 18, 2025 REGISTERED
Notice Filings (1)
FL
Address
40 SW 13TH STREETSUITE 605
MIAMI, FL 33130
United States
Phone: 336-655-1400