RIVERBANK INVESTMENT ADVISORS, LLC
CRD #307793 SEC #801-118319 NEW YORK, NY 646 762 9972
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 24, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KANE, PATRICK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KANE, PATRICK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, PETER, DAVID | I | PRINCIPAL | NA | Control |
| SMITH, PETER, DAVID | I | PRINCIPAL | NA | Control |
| STRAZZINI, TIMOTHY, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| STRAZZINI, TIMOTHY, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| SEA OTTER HOLDINGS, L.L.C. | DE | MEMBER | E | Control |
| SEA OTTER HOLDINGS, L.L.C. | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SMITH, PETER, DAVID | I | SEA OTTER HOLDINGS, L.L.C. | E | Control |
| SMITH, PETER, DAVID | I | SEA OTTER HOLDINGS, L.L.C. | E | Control |
Registrations
Federal
IA
Jul 24, 2020 REGISTERED
Address
107 GRAND STREET 7TH FLOORNEW YORK, NY 10013
United States
Phone: 646 762 9972