PIPER SANDLER ADVISORS LLC
CRD #307823 SEC #801-118415 MINNEAPOLIS, MN 800-333-6000
SEC Registered Private Funds
Total AUM
$364.6M
Discretionary
$364.6M
Employees
10
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 3, 2024
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BALLIS, ALYSSA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BALLIS, ALYSSA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BALLIS, ALYSSA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELLAPIETRA, MAY, FRANCES | I | MANAGING DIRECTOR AND TREASURER | NA | Control |
| DELLAPIETRA, MAY, FRANCES | I | MANAGING DIRECTOR AND TREASURER | NA | Control |
| DELLAPIETRA, MAY, FRANCES | I | MANAGING DIRECTOR AND TREASURER | NA | Control |
| DELLAPIETRA, MAY, FRANCES | I | MANAGING DIRECTOR AND TREASURER | NA | Control |
| DELLAPIETRA, MAY, FRANCES | I | MANAGING DIRECTOR AND TREASURER | NA | Control |
| DELLAPIETRA, MAY, FRANCES | I | MANAGING DIRECTOR AND TREASURER | NA | Control |
| DELLAPIETRA, MAY, FRANCES | I | MANAGING DIRECTOR AND TREASURER | NA | Control |
| DELLAPIETRA, MAY, FRANCES | I | MANAGING DIRECTOR AND TREASURER | NA | Control |
| DELLAPIETRA, MAY, FRANCES | I | MANAGING DIRECTOR AND TREASURER | NA | Control |
| DOYLE, JONATHAN, JAY | I | SENIOR MANAGING PRINCIPAL | NA | Control |
| DOYLE, JONATHAN, JAY | I | SENIOR MANAGING PRINCIPAL | NA | Control |
| DOYLE, JONATHAN, JAY | I | SENIOR MANAGING PRINCIPAL | NA | Control |
| DOYLE, JONATHAN, JAY | I | SENIOR MANAGING PRINCIPAL | NA | Control |
| DOYLE, JONATHAN, JAY | I | SENIOR MANAGING PRINCIPAL | NA | Control |
| DOYLE, JONATHAN, JAY | I | SENIOR MANAGING PRINCIPAL | NA | Control |
| DOYLE, JONATHAN, JAY | I | SENIOR MANAGING PRINCIPAL | NA | Control |
| DOYLE, JONATHAN, JAY | I | SENIOR MANAGING PRINCIPAL | NA | Control |
| DOYLE, JONATHAN, JAY | I | SENIOR MANAGING PRINCIPAL | NA | Control |
| HOOPER, CHRISTOPHER, STEPHEN | I | MANAGING DIRECTOR, SECRETARY AND CCO | NA | Control |
| HOOPER, CHRISTOPHER, STEPHEN | I | MANAGING DIRECTOR, SECRETARY AND CCO | NA | Control |
| HOOPER, CHRISTOPHER, STEPHEN | I | MANAGING DIRECTOR, SECRETARY AND CCO | NA | Control |
| HOOPER, CHRISTOPHER, STEPHEN | I | MANAGING DIRECTOR, SECRETARY AND CCO | NA | Control |
| HOOPER, CHRISTOPHER, STEPHEN | I | MANAGING DIRECTOR, SECRETARY AND CCO | NA | Control |
| HOOPER, CHRISTOPHER, STEPHEN | I | MANAGING DIRECTOR, SECRETARY AND CCO | NA | Control |
| PIPER SANDLER COMPANIES | DE | PARENT | E | Control |
| PIPER SANDLER COMPANIES | DE | PARENT | E | Control |
| PIPER SANDLER COMPANIES | DE | PARENT | E | Control |
| PIPER SANDLER COMPANIES | DE | PARENT | E | Control |
| PIPER SANDLER COMPANIES | DE | PARENT | E | Control |
| PIPER SANDLER COMPANIES | DE | PARENT | E | Control |
| PIPER SANDLER COMPANIES | DE | PARENT COMPANY | E | Control |
| PIPER SANDLER COMPANIES | DE | PARENT COMPANY | E | Control |
| PIPER SANDLER COMPANIES | DE | PARENT COMPANY | E | Control |
Registrations
Federal
IA
Oct 3, 2024 REGISTERED
Notice Filings (7)
CA FL GA IL MA MN NY
Address
800 NICOLLET MALLSUITE 900
MINNEAPOLIS, MN 55402
United States
Phone: 800-333-6000