SERENITY INVESTMENT ADVISORS LLC
Legal name: SERENITY INVESTMENT ADVISORS
CRD #307924 SEC #801-123727 CHICAGO, IL 312-734-1415
SEC Registered
Total AUM
$376M
Discretionary
$174.1M
Employees
6
Clients
251
Accounts
396
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 16, 2025
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LITTLE, RICHARD DAVID | I | PRESIDENT AND CCO | E | Control |
| LITTLE, RICHARD DAVID | I | PRESIDENT AND CCO | E | Control |
| LITTLE, RICHARD DAVID | I | PRESIDENT AND CCO | E | Control |
| LITTLE, RICHARD DAVID | I | PRESIDENT AND CCO | E | Control |
| LITTLE, RICHARD DAVID | I | PRESIDENT AND CCO | E | Control |
| LITTLE, RICHARD DAVID | I | PRESIDENT AND CCO | E | Control |
| LITTLE, RICHARD DAVID | I | PRESIDENT AND CCO | E | Control |
| LITTLE, RICHARD DAVID | I | PRESIDENT AND CCO | E | Control |
| LITTLE, RICHARD DAVID | I | PRESIDENT AND CCO | E | Control |
| LITTLE, RICHARD DAVID | I | PRESIDENT AND CCO | E | Control |
| LITTLE, RICHARD DAVID | I | PRESIDENT AND CCO | E | Control |
| LITTLE, RICHARD DAVID | I | PRESIDENT AND CCO | E | Control |
| LITTLE, RICHARD DAVID | I | PRESIDENT AND CCO | E | Control |
| LITTLE, RICHARD DAVID | I | PRESIDENT AND CCO | E | Control |
Registrations
Federal
IA
Dec 16, 2025 REGISTERED
Notice Filings (11)
CA CO FL IL IN LA NC NM SC TX WI
Address
333 S. WABASH AVE.SUITE 2700
CHICAGO, IL 60604
United States
Phone: 312-734-1415