CENTAURUS FINANCIAL, INC.
CRD #30833 SEC #801-56882 ANAHEIM, CA 714-456-1790
SEC Registered Broker-Dealer Disclosures
Total AUM
$7.3B
Discretionary
$2.4B
Employees
580
Clients
--
Accounts
38,049
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Jul 2025 | $7.3B | $2.4B | $5B | 580 | 0 |
| Jul 2024 | $6.3B | $2.1B | $4.2B | 580 | 0 |
| Jul 2023 | $5.2B | $1.7B | $3.5B | 598 | 0 |
| Jul 2022 | $4.6B | $1.8B | $2.8B | 616 | 0 |
| Jul 2021 | $4.3B | $1.7B | $2.6B | 601 | 0 |
| Oct 2020 | $2.7B | $1.1B | $1.6B | 587 | 0 |
| Jul 2020 | $2.7B | $1.1B | $1.6B | 587 | 0 |
| Jun 2020 | $2.8B | $1.1B | $1.7B | 608 | 0 |
| Jun 2020 | $2.8B | $1.1B | $1.7B | 608 | 0 |
| Jul 2019 | $2.8B | $1.1B | $1.7B | 608 | 0 |
| Sep 2018 | $2.3B | $739.6M | $1.5B | 611 | 0 |
| Jul 2018 | $2.3B | $739.6M | $1.5B | 611 | 0 |
| Jul 2017 | $1.2B | $344.4M | $858.3M | 600 | 16,751 |
| Feb 2017 | $1B | $324.7M | $718.9M | 578 | 16,751 |
| Jan 2017 | $1B | $324.7M | $718.9M | 578 | 16,751 |
| Dec 2016 | $1B | $324.7M | $718.9M | 578 | 16,751 |
| Jul 2016 | $1B | $324.7M | $718.9M | 578 | 16,751 |
| Dec 2015 | $909.4M | $277.2M | $632.2M | 578 | 16,751 |
| Jul 2015 | $909.4M | $277.2M | $632.2M | 578 | 16,751 |
| Oct 2014 | $750.5M | $198.2M | $552.3M | 565 | 11,500 |
| Jul 2014 | $750.5M | $198.2M | $552.3M | 565 | 11,500 |
| Jul 2014 | $619M | $144.1M | $475M | 650 | 10,000 |
| Mar 2014 | $619M | $144.1M | $475M | 650 | 10,000 |
| Feb 2014 | $619M | $144.1M | $475M | 650 | 10,000 |
| Sep 2013 | $619M | $144.1M | $475M | 650 | 10,000 |
| Jul 2013 | $619M | $144.1M | $475M | 650 | 10,000 |
| Jul 2012 | $498.3M | $62.6M | $435.8M | 251 | 10,000 |
| Apr 2012 | $469.9M | $26.3M | $443.7M | 251 | 10,000 |
| Mar 2012 | $469.9M | $26.3M | $443.7M | 251 | 10,000 |
| Jul 2011 | $453.9M | $7.5M | $446.4M | 251 | -- |
| Mar 2011 | $285.5M | $5.5M | $280M | 51 | -- |
| Jan 2011 | $285.5M | $5.5M | $280M | 51 | -- |
| Sep 2010 | $285.5M | $5.5M | $280M | 51 | -- |
| Jul 2010 | $285.5M | $5.5M | $280M | 51 | -- |
| Jul 2010 | $129M | $5M | $124M | 51 | -- |
| Jul 2010 | $129M | $5M | $124M | 51 | -- |
| May 2010 | $129M | $5M | $124M | 51 | -- |
| Mar 2009 | $135.8M | $0 | $135.8M | 51 | -- |
| Jan 2007 | $151.2M | $0 | $151.2M | 51 | -- |
| Sep 2005 | $102.6M | $0 | $102.6M | 51 | -- |
| Feb 2005 | $83.1M | $0 | $83.1M | 51 | -- |
| Feb 2005 | $83.1M | $0 | $83.1M | 51 | -- |
| Feb 2005 | $71.1M | $0 | $71.1M | 51 | -- |
| Dec 2004 | $83.1M | $0 | $83.1M | 51 | -- |
| Dec 2004 | $83.1M | $0 | $83.1M | 51 | -- |
| Aug 2004 | $71.4M | $0 | $71.4M | 51 | -- |
| Apr 2004 | $71.4M | $0 | $71.4M | 51 | -- |
| Jan 2004 | $71.4M | $0 | $71.4M | 51 | -- |
| Apr 2002 | $71.4M | $0 | $71.4M | 51 | -- |
| Nov 2001 | $71.4M | $0 | $71.4M | 51 | -- |
| Jul 2001 | $71.4M | $0 | $71.4M | 51 | -- |
| Jun 2001 | $59M | $0 | $59M | 51 | -- |
| May 2001 | $59M | $0 | $59M | 51 | -- |
DateJul 2025
Total AUM$7.3B
Discretionary$2.4B
Non-Disc.$5B
Employees580
Clients0
DateJul 2024
Total AUM$6.3B
Discretionary$2.1B
Non-Disc.$4.2B
Employees580
Clients0
DateJul 2023
Total AUM$5.2B
Discretionary$1.7B
Non-Disc.$3.5B
Employees598
Clients0
DateJul 2022
Total AUM$4.6B
Discretionary$1.8B
Non-Disc.$2.8B
Employees616
Clients0
DateJul 2021
Total AUM$4.3B
Discretionary$1.7B
Non-Disc.$2.6B
Employees601
Clients0
DateOct 2020
Total AUM$2.7B
Discretionary$1.1B
Non-Disc.$1.6B
Employees587
Clients0
DateJul 2020
Total AUM$2.7B
Discretionary$1.1B
Non-Disc.$1.6B
Employees587
Clients0
DateJun 2020
Total AUM$2.8B
Discretionary$1.1B
Non-Disc.$1.7B
Employees608
Clients0
DateJun 2020
Total AUM$2.8B
Discretionary$1.1B
Non-Disc.$1.7B
Employees608
Clients0
DateJul 2019
Total AUM$2.8B
Discretionary$1.1B
Non-Disc.$1.7B
Employees608
Clients0
DateSep 2018
Total AUM$2.3B
Discretionary$739.6M
Non-Disc.$1.5B
Employees611
Clients0
DateJul 2018
Total AUM$2.3B
Discretionary$739.6M
Non-Disc.$1.5B
Employees611
Clients0
DateJul 2017
Total AUM$1.2B
Discretionary$344.4M
Non-Disc.$858.3M
Employees600
Clients16,751
DateFeb 2017
Total AUM$1B
Discretionary$324.7M
Non-Disc.$718.9M
Employees578
Clients16,751
DateJan 2017
Total AUM$1B
Discretionary$324.7M
Non-Disc.$718.9M
Employees578
Clients16,751
DateDec 2016
Total AUM$1B
Discretionary$324.7M
Non-Disc.$718.9M
Employees578
Clients16,751
DateJul 2016
Total AUM$1B
Discretionary$324.7M
Non-Disc.$718.9M
Employees578
Clients16,751
DateDec 2015
Total AUM$909.4M
Discretionary$277.2M
Non-Disc.$632.2M
Employees578
Clients16,751
DateJul 2015
Total AUM$909.4M
Discretionary$277.2M
Non-Disc.$632.2M
Employees578
Clients16,751
DateOct 2014
Total AUM$750.5M
Discretionary$198.2M
Non-Disc.$552.3M
Employees565
Clients11,500
DateJul 2014
Total AUM$750.5M
Discretionary$198.2M
Non-Disc.$552.3M
Employees565
Clients11,500
DateJul 2014
Total AUM$619M
Discretionary$144.1M
Non-Disc.$475M
Employees650
Clients10,000
DateMar 2014
Total AUM$619M
Discretionary$144.1M
Non-Disc.$475M
Employees650
Clients10,000
DateFeb 2014
Total AUM$619M
Discretionary$144.1M
Non-Disc.$475M
Employees650
Clients10,000
DateSep 2013
Total AUM$619M
Discretionary$144.1M
Non-Disc.$475M
Employees650
Clients10,000
DateJul 2013
Total AUM$619M
Discretionary$144.1M
Non-Disc.$475M
Employees650
Clients10,000
DateJul 2012
Total AUM$498.3M
Discretionary$62.6M
Non-Disc.$435.8M
Employees251
Clients10,000
DateApr 2012
Total AUM$469.9M
Discretionary$26.3M
Non-Disc.$443.7M
Employees251
Clients10,000
DateMar 2012
Total AUM$469.9M
Discretionary$26.3M
Non-Disc.$443.7M
Employees251
Clients10,000
DateJul 2011
Total AUM$453.9M
Discretionary$7.5M
Non-Disc.$446.4M
Employees251
Clients--
DateMar 2011
Total AUM$285.5M
Discretionary$5.5M
Non-Disc.$280M
Employees51
Clients--
DateJan 2011
Total AUM$285.5M
Discretionary$5.5M
Non-Disc.$280M
Employees51
Clients--
DateSep 2010
Total AUM$285.5M
Discretionary$5.5M
Non-Disc.$280M
Employees51
Clients--
DateJul 2010
Total AUM$285.5M
Discretionary$5.5M
Non-Disc.$280M
Employees51
Clients--
DateJul 2010
Total AUM$129M
Discretionary$5M
Non-Disc.$124M
Employees51
Clients--
DateJul 2010
Total AUM$129M
Discretionary$5M
Non-Disc.$124M
Employees51
Clients--
DateMay 2010
Total AUM$129M
Discretionary$5M
Non-Disc.$124M
Employees51
Clients--
DateMar 2009
Total AUM$135.8M
Discretionary$0
Non-Disc.$135.8M
Employees51
Clients--
DateJan 2007
Total AUM$151.2M
Discretionary$0
Non-Disc.$151.2M
Employees51
Clients--
DateSep 2005
Total AUM$102.6M
Discretionary$0
Non-Disc.$102.6M
Employees51
Clients--
DateFeb 2005
Total AUM$83.1M
Discretionary$0
Non-Disc.$83.1M
Employees51
Clients--
DateFeb 2005
Total AUM$83.1M
Discretionary$0
Non-Disc.$83.1M
Employees51
Clients--
DateFeb 2005
Total AUM$71.1M
Discretionary$0
Non-Disc.$71.1M
Employees51
Clients--
DateDec 2004
Total AUM$83.1M
Discretionary$0
Non-Disc.$83.1M
Employees51
Clients--
DateDec 2004
Total AUM$83.1M
Discretionary$0
Non-Disc.$83.1M
Employees51
Clients--
DateAug 2004
Total AUM$71.4M
Discretionary$0
Non-Disc.$71.4M
Employees51
Clients--
DateApr 2004
Total AUM$71.4M
Discretionary$0
Non-Disc.$71.4M
Employees51
Clients--
DateJan 2004
Total AUM$71.4M
Discretionary$0
Non-Disc.$71.4M
Employees51
Clients--
DateApr 2002
Total AUM$71.4M
Discretionary$0
Non-Disc.$71.4M
Employees51
Clients--
DateNov 2001
Total AUM$71.4M
Discretionary$0
Non-Disc.$71.4M
Employees51
Clients--
DateJul 2001
Total AUM$71.4M
Discretionary$0
Non-Disc.$71.4M
Employees51
Clients--
DateJun 2001
Total AUM$59M
Discretionary$0
Non-Disc.$59M
Employees51
Clients--
DateMay 2001
Total AUM$59M
Discretionary$0
Non-Disc.$59M
Employees51
Clients--