PHILLIPS FINANCIAL MANAGEMENT, LLC
CRD #309011 SEC #801-118819 PHOENIX, AZ 602-368-7092
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
4
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 28, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PHILLIPS, ANGELA LYNN | I | INVESTOR | C | Control |
| PHILLIPS, ANGELA LYNN | I | INVESTOR | C | Control |
| PHILLIPS, ANGELA LYNN | I | INVESTOR | C | Control |
| PHILLIPS, ANGELA LYNN | I | INVESTOR | C | Control |
| PHILLIPS, KEVIN SCOTT | I | INVESTMENT ADVISOR REPRESENTATIVE, MANAGING MEMBER AND CCO | C | Control |
| PHILLIPS, KEVIN SCOTT | I | INVESTMENT ADVISOR REPRESENTATIVE AND CCO | C | Control |
| PHILLIPS, KEVIN SCOTT | I | INVESTMENT ADVISOR REPRESENTATIVE AND CCO | C | Control |
| PHILLIPS, KEVIN SCOTT | I | INVESTMENT ADVISOR REPRESENTATIVE, MANAGING MEMBER AND CCO | C | Control |
| PHILLIPS, MICHAEL ANTHONY | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| PHILLIPS, MICHAEL ANTHONY | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| PHILLIPS, MICHAEL ANTHONY | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| PHILLIPS, MICHAEL ANTHONY | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
Registrations
Federal
IA
May 28, 2020 REGISTERED
Notice Filings (1)
AZ
Address
20819 N. CAVE CREEK RD.SUITE 101
PHOENIX, AZ 85024
United States
Phone: 602-368-7092