CALE FINANCIAL MANAGEMENT LLC
CRD #309069 SEC #801-118879 KULA, HI (808) 214-5012
SEC Registered
Total AUM
$136.6M
Discretionary
$136.6M
Employees
2
Clients
--
Accounts
242
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Hawaii
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 26, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CALE, BENNETT, WILLIAM | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| CALE, BENNETT, WILLIAM | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| CALE, BENNETT, WILLIAM | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| CALE, BENNETT, WILLIAM | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| CALE, BENNETT, WILLIAM | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jun 26, 2020 REGISTERED
Notice Filings (2)
CA HI
Address
29 KOLONAHE PLACEKULA, HI 96790
United States
Phone: (808) 214-5012