MAINSTREET RIA LLC
CRD #309150 SEC #801-121454 O'FALLON, MO (888) 801-0325
SEC Registered
Total AUM
$392.2M
Discretionary
$392.2M
Employees
3
Clients
10
Accounts
209
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Missouri
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 15, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COUNTS, RICHARD, LEE | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESENTATIVE | D | Control |
| COUNTS, RICHARD, LEE | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESENTATIVE | D | Control |
| COUNTS, RICHARD, LEE | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESENTATIVE | D | Control |
| COUNTS, RICHARD, LEE | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESENTATIVE | D | Control |
| COUNTS, RICHARD, LEE | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESENTATIVE | D | Control |
| COUNTS, RICHARD, LEE | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| COUNTS, RICHARD, LEE | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| COUNTS, RICHARD, LEE | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| COUNTS, RICHARD, LEE | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| COUNTS, RICHARD, LEE | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| COUNTS, RICHARD, LEE | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| COUNTS, RICHARD, LEE | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| COUNTS, RICHARD, LEE | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| COUNTS, RICHARD, LEE | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| COUNTS, RICHARD, LEE | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| COUNTS, RICHARD, LEE | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| COUNTS, RICHARD, LEE | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| COUNTS, RICHARD, LEE | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| COUNTS, RICHARD, LEE | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| OLDHAM, ROBERT, STEVEN | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESETATIVE | C | Control |
| OLDHAM, ROBERT, STEVEN | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESETATIVE | C | Control |
| OLDHAM, ROBERT, STEVEN | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESETATIVE | C | Control |
| OLDHAM, ROBERT, STEVEN | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESETATIVE | C | Control |
| OLDHAM, ROBERT, STEVEN | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESETATIVE | C | Control |
| OLDHAM, ROBERT, STEVEN | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESETATIVE | C | Control |
| OLDHAM, ROBERT, STEVEN | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESETATIVE | C | Control |
| OLDHAM, ROBERT, STEVEN | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESETATIVE | C | Control |
| OLDHAM, ROBERT, STEVEN | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESETATIVE | C | Control |
| OLDHAM, ROBERT, STEVEN | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESETATIVE | C | Control |
| OLDHAM, ROBERT, STEVEN | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESETATIVE | C | Control |
| OLDHAM, ROBERT, STEVEN | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESETATIVE | C | Control |
| OLDHAM, ROBERT, STEVEN | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESETATIVE | C | Control |
| OLDHAM, ROBERT, STEVEN | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESETATIVE | C | Control |
| OLDHAM, ROBERT, STEVEN | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESETATIVE | C | Control |
| OLDHAM, ROBERT, STEVEN | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESETATIVE | C | Control |
| OLDHAM, ROBERT, STEVEN | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESETATIVE | C | Control |
| OLDHAM, ROBERT, STEVEN | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESETATIVE | C | Control |
| OLDHAM, ROBERT, STEVEN | I | MANAGING PARTNER/INVESTMENT ADVISOR REPRESETATIVE | C | Control |
| Oldham, Nicholas, S | I | CHIEF COMPLIANCE OFFICER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| Oldham, Nicholas, S | I | CHIEF COMPLIANCE OFFICER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| Oldham, Nicholas, S | I | CHIEF COMPLIANCE OFFICER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| Oldham, Nicholas, S | I | CHIEF COMPLIANCE OFFICER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| Oldham, Nicholas, S | I | CHIEF COMPLIANCE OFFICER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| Oldham, Nicholas, S | I | CHIEF COMPLIANCE OFFICER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| Oldham, Nicholas, S | I | CHIEF COMPLIANCE OFFICER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| Oldham, Nicholas, S | I | CHIEF COMPLIANCE OFFICER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| Oldham, Nicholas, S | I | CHIEF COMPLIANCE OFFICER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| Oldham, Nicholas, S | I | CHIEF COMPLIANCE OFFICER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| Oldham, Nicholas, S | I | CHIEF COMPLIANCE OFFICER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| Oldham, Nicholas, S | I | CHIEF COMPLIANCE OFFICER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| Oldham, Nicholas, S | I | CHIEF COMPLIANCE OFFICER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| Oldham, Nicholas, S | I | CHIEF COMPLIANCE OFFICER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| Oldham, Nicholas, S | I | CHIEF COMPLIANCE OFFICER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| Oldham, Nicholas, S | I | CHIEF COMPLIANCE OFFICER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| Oldham, Nicholas, S | I | CHIEF COMPLIANCE OFFICER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| Oldham, Nicholas, S | I | CHIEF COMPLIANCE OFFICER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| Oldham, Nicholas, S | I | MANAGING PARTNER/CHIEF COMPLIANCE OFFICER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
Registrations
Federal
IA
Jan 15, 2025 REGISTERED
Notice Filings (4)
AR IL MO TX
Address
6700 KEATON CORPORATE PARKWAYSUITE 102
O'FALLON, MO 63368
United States
Phone: (888) 801-0325