ADAPTATION FINANCIAL ADVISORS INC.
CRD #309192 SEC #801-118982 OKLAHOMA CITY, OK 972-774-0700
SEC Registered
Total AUM
$217.1M
Discretionary
$217.1M
Employees
4
Clients
101
Accounts
674
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 6, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOX TAYLOR, ANNETTA, MARIE | I | ASSISTANT COMPLIANCE OFFICER | NA | Control |
| BOX TAYLOR, ANNETTA, MARIE | I | ASSISTANT COMPLIANCE OFFICER | NA | Control |
| Cox, Kevin, Vincent | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Cox, Kevin, Vincent | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Cox, Kevin, Vincent | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Cox, Kevin, Vincent | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Cox, Kevin, Vincent | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Cox, Kevin, Vincent | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Eischen, Michael, Paul | I | SHAREHOLDER | NA | |
| Eischen, Michael, Paul | I | SHAREHOLDER | NA | |
| Eischen, Michael, Paul | I | SHAREHOLDER | NA | |
| Eischen, Michael, Paul | I | SHAREHOLDER | NA | |
| Eischen, Michael, Paul | I | SHAREHOLDER | NA | |
| Eischen, Michael, Paul | I | SHAREHOLDER | NA | |
| NIEMANN, ALAN, PHILIP | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NIEMANN, ALAN, PHILIP | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NIEMANN, ALAN, PHILIP | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NIEMANN, ALAN, PHILIP | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NIEMANN, ALAN, PHILIP | I | CEO | NA | Control |
| NIEMANN, ALAN, PHILIP | I | CEO | NA | Control |
| NIEMANN, ALAN, PHILIP | I | CEO | NA | Control |
| NIEMANN, ALAN, PHILIP | I | CEO | NA | Control |
| NIEMANN, ALAN, PHILIP | I | CEO | NA | Control |
| NIEMANN, ALAN, PHILIP | I | CEO | NA | Control |
| NIEMANN, ALAN, PHILIP | I | CEO | NA | Control |
| NIEMANN, ALAN, PHILIP | I | CEO | NA | Control |
| NIEMANN, ALAN, PHILIP | I | CEO | NA | Control |
| NIEMANN, ALAN, PHILIP | I | CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| NIEMANN, ALAN, PHILIP | I | CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| NIEMANN, ALAN, PHILIP | I | CEO | NA | Control |
| NIEMANN, ALAN, PHILIP | I | CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| NIEMANN, ALAN, PHILIP | I | CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| NIEMANN, ALAN, PHILIP | I | CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| NIEMANN, ALAN, PHILIP | I | CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| Niemann, Avery, Gweb | I | DIRECTOR | NA | Control |
| Niemann, Avery, Gweb | I | DIRECTOR | NA | Control |
| Niemann, Avery, Gweb | I | DIRECTOR | NA | Control |
| Niemann, Avery, Gweb | I | DIRECTOR | NA | Control |
| Niemann, Avery, Gweb | I | DIRECTOR | NA | Control |
| ROBINSON, MITCH, LEBON-MELLENCAMP | I | DIRECTOR OF COMPLIANCE | NA | Control |
| ROBINSON, MITCHELL, KEAN | I | DIRECTOR OF COMPLIANCE | NA | Control |
| ROBINSON, MITCHELL, KEAN | I | DIRECTOR OF COMPLIANCE, CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBINSON, MITCHELL, KEAN | I | DIRECTOR OF COMPLIANCE, CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBINSON, MITCHELL, KEAN | I | DIRECTOR OF COMPLIANCE, CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBINSON, MITCHELL, KEAN | I | DIRECTOR OF COMPLIANCE, CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBINSON, MITCHELL, KEAN | I | DIRECTOR OF COMPLIANCE, CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBINSON, MITCHELL, KEAN | I | DIRECTOR OF COMPLIANCE, CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBINSON, MITCHELL, KEAN | I | DIRECTOR OF COMPLIANCE, CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBINSON, MITCHELL, KEAN | I | DIRECTOR OF COMPLIANCE, CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBINSON, MITCHELL, KEAN | I | DIRECTOR OF COMPLIANCE, CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBINSON, MITCHELL, KEAN | I | DIRECTOR OF COMPLIANCE, CHIEF COMPLIANCE OFFICER | NA | Control |
| SWOZ ENTERPRISES, INC. | DE | SHAREHOLDER | NA | |
| SWOZ ENTERPRISES, INC. | DE | SHAREHOLDER | NA | |
| SWOZ ENTERPRISES, INC. | DE | SHAREHOLDER | NA | |
| SWOZ ENTERPRISES, INC. | DE | SHAREHOLDER | NA | |
| SWOZ ENTERPRISES, INC. | DE | SHAREHOLDER | NA | |
| SWOZ ENTERPRISES, INC. | DE | SHAREHOLDER | NA | |
| SWOZ ENTERPRISES, INC. | DE | SHAREHOLDER | NA | |
| SWOZ ENTERPRISES, INC. | DE | SHAREHOLDER | NA | |
| SWOZ ENTERPRISES, INC. | DE | SHAREHOLDER | NA | |
| APN ADAPTATION FINANCIAL HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| APN ADAPTATION FINANCIAL HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| APN ADAPTATION FINANCIAL HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| APN ADAPTATION FINANCIAL HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| APN ADAPTATION FINANCIAL HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| APN ADAPTATION FINANCIAL HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| APN ADAPTATION FINANCIAL HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| APN ADAPTATION FINANCIAL HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| APN ADAPTATION FINANCIAL HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| APN ADAPTATION FINANCIAL HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| APN ADAPTATION FINANCIAL HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| APN ADAPTATION FINANCIAL HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| APN ADAPTATION FINANCIAL HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| APN ADAPTATION FINANCIAL HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| APN ADAPTATION FINANCIAL HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| APN ADAPTATION FINANCIAL HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| APN ADAPTATION FINANCIAL HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| APN ADAPTATION FINANCIAL HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| APN ADAPTATION FINANCIAL HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| APN ADAPTATION FINANCIAL HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| APN ADAPTATION FINANCIAL HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| APN ADAPTATION FINANCIAL HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| APN ADAPTATION FINANCIAL HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| APN ADAPTATION FINANCIAL HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| APN ADAPTATION FINANCIAL HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| APN ADAPTATION FINANCIAL HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| KROST, MICHAEL, DAVID | I | SHAREHOLDER | B | |
| KROST, MICHAEL, DAVID | I | SHAREHOLDER | B | |
| KROST, MICHAEL, DAVID | I | SHAREHOLDER | B | |
| KBS CAPITAL MANAGEMENT, LLC | DE | SHAREHOLDER | A | |
| KBS CAPITAL MANAGEMENT, LLC | DE | SHAREHOLDER | A | |
| KBS CAPITAL MANAGEMENT, LLC | DE | SHAREHOLDER | A | |
| KBS CAPITAL MANAGEMENT, LLC | DE | SHAREHOLDER | A | |
| KBS CAPITAL MANAGEMENT, LLC | DE | SHAREHOLDER | A | |
| KBS CAPITAL MANAGEMENT, LLC | DE | SHAREHOLDER | A | |
| KROST, MICHAEL, DAVID | I | SHAREHOLDER | A | |
| KROST, MICHAEL, DAVID | I | SHAREHOLDER | A | |
| KROST, MICHAEL, DAVID | I | SHAREHOLDER | A | |
| KROST, MICHAEL, DAVID | I | SHAREHOLDER | A | |
| KROST, MICHAEL, DAVID | I | SHAREHOLDER | A | |
| KROST, MICHAEL, DAVID | I | SHAREHOLDER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NIEMANN, ALAN, PHILIP | I | ALAN NIEMANN TRUST | F | Control |
| NIEMANN, ALAN, PHILIP | I | ALAN NIEMANN TRUST | F | Control |
| NIEMANN, ALAN, PHILIP | I | ALAN NIEMANN TRUST | F | Control |
| NIEMANN, ALAN, PHILIP | I | ALAN NIEMANN TRUST | F | Control |
| NIEMANN, ALAN, PHILIP | I | ALAN NIEMANN TRUST | F | Control |
| NIEMANN, ALAN, PHILIP | I | ALAN NIEMANN TRUST | F | Control |
| NIEMANN, ALAN, PHILIP | I | ALAN NIEMANN TRUST | F | Control |
| NIEMANN, ALAN, PHILIP | I | ALAN NIEMANN TRUST | F | Control |
| NIEMANN, ALAN, PHILIP | I | ALAN NIEMANN TRUST | F | Control |
| NIEMANN, ALAN, PHILIP | I | ALAN NIEMANN TRUST | F | Control |
| NIEMANN, ALAN, PHILIP | I | ALAN NIEMANN TRUST | F | Control |
| NIEMANN, ALAN, PHILIP | I | ALAN NIEMANN TRUST | F | Control |
| NIEMANN, ALAN, PHILIP | I | ALAN NIEMANN TRUST | F | Control |
| NIEMANN, ALAN, PHILIP | I | ALAN NIEMANN TRUST | F | Control |
| NIEMANN, ALAN, PHILIP | I | ALAN NIEMANN TRUST | F | Control |
| NIEMANN, ALAN, PHILIP | I | ALAN NIEMANN TRUST | F | Control |
| ALAN NIEMANN TRUST | DE | APN ADAPTATION FINANCIAL HOLDINGS, LLC | E | |
| ALAN NIEMANN TRUST | DE | APN ADAPTATION FINANCIAL HOLDINGS, LLC | E | |
| ALAN NIEMANN TRUST | DE | APN ADAPTATION FINANCIAL HOLDINGS, LLC | E | |
| ALAN NIEMANN TRUST | DE | APN ADAPTATION FINANCIAL HOLDINGS, LLC | E | |
| ALAN NIEMANN TRUST | DE | APN ADAPTATION FINANCIAL HOLDINGS, LLC | E | |
| ALAN NIEMANN TRUST | DE | APN ADAPTATION FINANCIAL HOLDINGS, LLC | E | |
| ALAN NIEMANN TRUST | DE | APN ADAPTATION FINANCIAL HOLDINGS, LLC | E | |
| ALAN NIEMANN TRUST | DE | APN ADAPTATION FINANCIAL HOLDINGS, LLC | E | |
| ALAN NIEMANN TRUST | DE | APN ADAPTATION FINANCIAL HOLDINGS, LLC | E | |
| ALAN NIEMANN TRUST | DE | APN ADAPTATION FINANCIAL HOLDINGS, LLC | E | |
| ALAN NIEMANN TRUST | DE | APN ADAPTATION FINANCIAL HOLDINGS, LLC | E | |
| ALAN NIEMANN TRUST | DE | APN ADAPTATION FINANCIAL HOLDINGS, LLC | E | |
| ALAN NIEMANN TRUST | DE | APN ADAPTATION FINANCIAL HOLDINGS, LLC | E | |
| ALAN NIEMANN TRUST | DE | APN ADAPTATION FINANCIAL HOLDINGS, LLC | E | |
| ALAN NIEMANN TRUST | DE | APN ADAPTATION FINANCIAL HOLDINGS, LLC | E | |
| ALAN NIEMANN TRUST | DE | APN ADAPTATION FINANCIAL HOLDINGS, LLC | E | |
| Butcher, Kacey, Lee | I | KBS CAPITAL MANAGEMENT, LLC | E | Control |
| Butcher, Kacey, Lee | I | KBS CAPITAL MANAGEMENT, LLC | E | Control |
| NIEMANN, ALAN, PHILIP | I | APN ADAPTATION FINANCIAL HOLDINGS, LLC | E | Control |
| NIEMANN, ALAN, PHILIP | I | APN ADAPTATION FINANCIAL HOLDINGS, LLC | E | Control |
| NIEMANN, ALAN, PHILIP | I | APN ADAPTATION FINANCIAL HOLDINGS, LLC | E | Control |
| NIEMANN, ALAN, PHILIP | I | APN ADAPTATION FINANCIAL HOLDINGS, LLC | E | Control |
| NIEMANN, ALAN, PHILIP | I | APN ADAPTATION FINANCIAL HOLDINGS, LLC | E | Control |
| NIEMANN, ALAN, PHILIP | I | APN ADAPTATION FINANCIAL HOLDINGS, LLC | E | Control |
| NIEMANN, ALAN, PHILIP | I | APN ADAPTATION FINANCIAL HOLDINGS, LLC | E | Control |
| Wozniak, Scott | I | SWOZ ENTERPRISES, INC. | E | |
| Wozniak, Scott | I | SWOZ ENTERPRISES, INC. | E | |
| Wozniak, Scott | I | SWOZ ENTERPRISES, INC. | E | |
| Wozniak, Scott | I | SWOZ ENTERPRISES, INC. | E | |
| Wozniak, Scott | I | SWOZ ENTERPRISES, INC. | E | |
| Cox, Kevin, Vincent | I | APN ADAPTATION FINANCIAL HOLDINGS, LLC | C | Control |
| Cox, Kevin, Vincent | I | APN ADAPTATION FINANCIAL HOLDINGS, LLC | C | Control |
| Cox, Kevin, Vincent | I | APN ADAPTATION FINANCIAL HOLDINGS, LLC | C | Control |
| Cox, Kevin, Vincent | I | APN ADAPTATION FINANCIAL HOLDINGS, LLC | C | Control |
| Cox, Kevin, Vincent | I | APN ADAPTATION FINANCIAL HOLDINGS, LLC | C | Control |
| Cox, Kevin, Vincent | I | APN ADAPTATION FINANCIAL HOLDINGS, LLC | C | Control |
| Cox, Kevin, Vincent | I | APN ADAPTATION FINANCIAL HOLDINGS, LLC | C | Control |
Registrations
Federal
IA
Nov 6, 2025 REGISTERED
Notice Filings (8)
FL IA LA NE OH OK SC TX
Address
700 CEDAR LAKE BLVDOKLAHOMA CITY, OK 73114
United States
Phone: 972-774-0700