APOGEM CAPITAL LLC
CRD #309234 SEC #801-118844 NEW YORK, NY (212) 601-3600
SEC Registered Private Funds
Total AUM
$40.6B
Discretionary
$38.8B
Employees
257
Clients
--
Accounts
133
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 31, 2025
- Branch Offices
- 4
- LEI
- 549300S5HOLSGCLLYI65
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ABOU-JAOUDE, NAIM, (NMN) | I | BOARD MEMBER, CHAIR | NA | Control |
| ABOU-JAOUDE, NAIM, (NMN) | I | BOARD MEMBER, CHAIR | NA | Control |
| ABOU-JAOUDE, NAIM, (NMN) | I | BOARD MEMBER, CHAIR | NA | Control |
| ABOU-JAOUDE, NAIM, (NMN) | I | BOARD MEMBER, CHAIR | NA | Control |
| ABOU-JAOUDE, NAIM, (NMN) | I | BOARD MEMBER, CHAIR | NA | Control |
| ABOU-JAOUDE, NAIM, (NMN) | I | BOARD MEMBER, CHAIR | NA | Control |
| ABOU-JAOUDE, NAIM, (NMN) | I | BOARD MEMBER, CHAIR | NA | Control |
| ABOU-JAOUDE, NAIM, (NMN) | I | BOARD MEMBER, CHAIR | NA | Control |
| ABOU-JAOUDE, NAIM, (NMN) | I | BOARD MEMBER, CHAIR | NA | Control |
| ABOU-JAOUDE, NAIM, (NMN) | I | BOARD MEMBER, CHAIR | NA | Control |
| ABOU-JAOUDE, NAIM, (NMN) | I | BOARD MEMBER, CHAIR | NA | Control |
| ABOU-JAOUDE, NAIM, (NMN) | I | BOARD MEMBER, CHAIR | NA | Control |
| ABOU-JAOUDE, NAIM, (NMN) | I | BOARD MEMBER, CHAIR | NA | Control |
| ABOU-JAOUDE, NAIM, (NMN) | I | BOARD MEMBER, CHAIR | NA | Control |
| ABOU-JAOUDE, NAIM, (NMN) | I | BOARD MEMBER, CHAIR | NA | Control |
| BOPP, KEVIN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOPP, KEVIN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOPP, KEVIN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOPP, KEVIN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOPP, KEVIN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOPP, KEVIN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOPP, KEVIN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOPP, KEVIN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOPP, KEVIN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOPP, KEVIN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOPP, KEVIN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOPP, KEVIN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOPP, KEVIN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOPP, KEVIN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOPP, KEVIN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOPP, KEVIN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOPP, KEVIN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOPP, KEVIN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COTTON, JENNIFER, LYNN | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| COTTON, JENNIFER, LYNN | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| COTTON, JENNIFER, LYNN | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| COTTON, JENNIFER, LYNN | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| COTTON, JENNIFER, LYNN | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| COTTON, JENNIFER, LYNN | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| COTTON, JENNIFER, LYNN | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| COTTON, JENNIFER, LYNN | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| COTTON, JENNIFER, LYNN | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| GRADY, JOHN, MICHAEL | I | SENIOR MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| GRADY, JOHN, MICHAEL | I | SENIOR MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| GRADY, JOHN, MICHAEL | I | SENIOR MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| GRADY, JOHN, MICHAEL | I | SENIOR MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| GRADY, JOHN, MICHAEL | I | SENIOR MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| GRADY, JOHN, MICHAEL | I | SENIOR MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| GRADY, JOHN, MICHAEL | I | SENIOR MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| GRADY, JOHN, MICHAEL | I | SENIOR MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| GRADY, JOHN, MICHAEL | I | SENIOR MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| GRADY, JOHN, MICHAEL | I | SENIOR MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| GRADY, JOHN, MICHAEL | I | SENIOR MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| GRADY, JOHN, MICHAEL | I | SENIOR MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| GRADY, JOHN, MICHAEL | I | SENIOR MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| GRADY, JOHN, MICHAEL | I | SENIOR MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| GRADY, JOHN, MICHAEL | I | SENIOR MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| GRADY, JOHN, MICHAEL | I | SENIOR MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| GRADY, JOHN, MICHAEL | I | SENIOR MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| GRADY, JOHN, MICHAEL | I | SENIOR MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| GRADY, JOHN, MICHAEL | I | SENIOR MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| GRADY, JOHN, MICHAEL | I | SENIOR MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| GRADY, JOHN, MICHAEL | I | SENIOR MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| GRADY, JOHN, MICHAEL | I | SENIOR MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| Gelb, Sean, David | I | MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | CHIEF FINANCIAL OFFICER, BOARD MEMBER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | CHIEF FINANCIAL OFFICER, BOARD MEMBER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | CHIEF FINANCIAL OFFICER, BOARD MEMBER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | CHIEF FINANCIAL OFFICER, BOARD MEMBER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | CHIEF FINANCIAL OFFICER, BOARD MEMBER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | CHIEF FINANCIAL OFFICER, BOARD MEMBER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | CHIEF FINANCIAL OFFICER, BOARD MEMBER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | CHIEF FINANCIAL OFFICER, BOARD MEMBER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | BOARD MEMBER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | BOARD MEMBER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | CHIEF FINANCIAL OFFICER, BOARD MEMBER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | BOARD MEMBER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | BOARD MEMBER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | BOARD MEMBER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | BOARD MEMBER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | BOARD MEMBER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | BOARD MEMBER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | BOARD MEMBER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | BOARD MEMBER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | BOARD MEMBER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | BOARD MEMBER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | BOARD MEMBER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | BOARD MEMBER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | BOARD MEMBER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | BOARD MEMBER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | BOARD MEMBER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | BOARD MEMBER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | BOARD MEMBER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | BOARD MEMBER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | BOARD MEMBER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | BOARD MEMBER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | BOARD MEMBER | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | BOARD MEMBER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | BOARD MEMBER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | BOARD MEMBER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | BOARD MEMBER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | BOARD MEMBER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | BOARD MEMBER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | BOARD MEMBER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | BOARD MEMBER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | BOARD MEMBER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | BOARD MEMBER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | BOARD MEMBER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | BOARD MEMBER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | BOARD MEMBER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | BOARD MEMBER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | BOARD MEMBER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | BOARD MEMBER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | BOARD MEMBER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | BOARD MEMBER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | BOARD MEMBER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | BOARD MEMBER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | BOARD MEMBER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | BOARD MEMBER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | BOARD MEMBER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | BOARD MEMBER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | BOARD MEMBER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | BOARD MEMBER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | BOARD MEMBER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | BOARD MEMBER | NA | Control |
| HUNG, YIE-HSIN, (NMN) | I | CHAIR OF THE BOARD OF MANAGERS | NA | Control |
| HUNG, YIE-HSIN, (NMN) | I | CHAIR OF THE BOARD OF MANAGERS | NA | Control |
| HUNG, YIE-HSIN, (NMN) | I | CHAIR OF THE BOARD OF MANAGERS | NA | Control |
| HUNG, YIE-HSIN, (NMN) | I | CHAIR OF THE BOARD OF MANAGERS | NA | Control |
| HUNG, YIE-HSIN, (NMN) | I | CHAIR OF THE BOARD OF MANAGERS | NA | Control |
| HUNG, YIE-HSIN, (NMN) | I | CHAIR OF THE BOARD OF MANAGERS | NA | Control |
| HUNG, YIE-HSIN, (NMN) | I | CHAIR OF THE BOARD OF MANAGERS | NA | Control |
| HUNG, YIE-HSIN, (NMN) | I | CHAIR OF THE BOARD OF MANAGERS | NA | Control |
| HUNG, YIE-HSIN, (NMN) | I | CHAIR, BOARD MEMBER | NA | Control |
| HUNG, YIE-HSIN, (NMN) | I | CHAIR, BOARD MEMBER | NA | Control |
| HUNG, YIE-HSIN, (NMN) | I | CHAIR OF THE BOARD OF MANAGERS | NA | Control |
| HUNG, YIE-HSIN, (NMN) | I | CHAIR, BOARD MEMBER | NA | Control |
| HUNG, YIE-HSIN, (NMN) | I | CHAIR, BOARD MEMBER | NA | Control |
| KARAOGLAN, ALAIN, MAURICE | I | BOARD MEMBER, CHAIR | NA | Control |
| KARAOGLAN, ALAIN, MAURICE | I | BOARD MEMBER, CHAIR | NA | Control |
| KARAOGLAN, ALAIN, MAURICE | I | BOARD MEMBER, CHAIR | NA | Control |
| KARAOGLAN, ALAIN, MAURICE | I | BOARD MEMBER, CHAIR | NA | Control |
| KARAOGLAN, ALAIN, MAURICE | I | BOARD MEMBER | NA | Control |
| KARAOGLAN, ALAIN, MAURICE | I | BOARD MEMBER | NA | Control |
| KARAOGLAN, ALAIN, MAURICE | I | BOARD MEMBER | NA | Control |
| KARAOGLAN, ALAIN, MAURICE | I | BOARD MEMBER | NA | Control |
| KARAOGLAN, ALAIN, MAURICE | I | BOARD MEMBER | NA | Control |
| KARAOGLAN, ALAIN, MAURICE | I | BOARD MEMBER | NA | Control |
| KARAOGLAN, ALAIN, MAURICE | I | BOARD MEMBER | NA | Control |
| KARAOGLAN, ALAIN, MAURICE | I | BOARD MEMBER | NA | Control |
| KARAOGLAN, ALAIN, MAURICE | I | BOARD MEMBER | NA | Control |
| KARAOGLAN, ALAIN, MAURICE | I | BOARD MEMBER | NA | Control |
| KARAOGLAN, ALAIN, MAURICE | I | BOARD MEMBER | NA | Control |
| KARAOGLAN, ALAIN, MAURICE | I | BOARD MEMBER | NA | Control |
| KUAN, MELISSA, CHING-AI | I | MANAGING DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| KUAN, MELISSA, CHING-AI | I | MANAGING DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| KUAN, MELISSA, CHING-AI | I | MANAGING DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | BOARD MEMBER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | BOARD MEMBER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | BOARD MEMBER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | BOARD MEMBER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | BOARD MEMBER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | BOARD MEMBER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | BOARD MEMBER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | BOARD MEMBER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | BOARD MEMBER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | BOARD MEMBER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | BOARD MEMBER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | BOARD MEMBER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | BOARD MEMBER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | BOARD MEMBER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | BOARD MEMBER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | BOARD MEMBER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | BOARD MEMBER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | BOARD MEMBER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | BOARD MEMBER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | BOARD MEMBER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | BOARD MEMBER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | BOARD MEMBER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | BOARD MEMBER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | BOARD MEMBER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | BOARD MEMBER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | BOARD MEMBER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | BOARD MEMBER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | BOARD MEMBER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | BOARD MEMBER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| NIEDNER, JOSHUA | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NIEDNER, JOSHUA, MORGAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NIEDNER, JOSHUA, MORGAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NIEDNER, JOSHUA, MORGAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NIEDNER, JOSHUA, MORGAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NIEDNER, JOSHUA, MORGAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NIEDNER, JOSHUA, MORGAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NIEDNER, JOSHUA, MORGAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NIEDNER, JOSHUA, MORGAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NIEDNER, JOSHUA, MORGAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NIEDNER, JOSHUA, MORGAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NIEDNER, JOSHUA, MORGAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| PALKAR, ANUP, VIJAY | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| PALKAR, ANUP, VIJAY | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| PALKAR, ANUP, VIJAY | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| PALKAR, ANUP, VIJAY | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| PALKAR, ANUP, VIJAY | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| POWER, KEVIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWER, KEVIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWER, KEVIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWER, KEVIN, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWER, KEVIN, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWER, KEVIN, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWER, KEVIN, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWER, KEVIN, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWER, KEVIN, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWER, KEVIN, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWER, KEVIN, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWER, KEVIN, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWER, KEVIN, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWER, KEVIN, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SABAL, CRAIG, ANDREW | I | BOARD MEMBER | NA | Control |
| SABAL, CRAIG, ANDREW | I | BOARD MEMBER | NA | Control |
| SABAL, CRAIG, ANDREW | I | BOARD MEMBER | NA | Control |
| SMITH, LORNE, MICHAEL | I | CHIEF LEGAL OFFICER | NA | Control |
| SMITH, LORNE, MICHAEL | I | CHIEF LEGAL OFFICER | NA | Control |
| SMITH, LORNE, MICHAEL | I | CHIEF LEGAL OFFICER | NA | Control |
| SMITH, LORNE, MICHAEL | I | CHIEF LEGAL OFFICER | NA | Control |
| SMITH, LORNE, MICHAEL | I | CHIEF LEGAL OFFICER | NA | Control |
| SMITH, LORNE, MICHAEL | I | VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SMITH, LORNE, MICHAEL | I | VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SMITH, LORNE, MICHAEL | I | CHIEF LEGAL OFFICER | NA | Control |
| SMITH, LORNE, MICHAEL | I | VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SMITH, LORNE, MICHAEL | I | VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SMITH, LORNE, MICHAEL | I | VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SMITH, LORNE, MICHAEL | I | VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SMITH, LORNE, MICHAEL | I | VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| STRINGER, CHRISTOPHER, RYAN | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| STRINGER, CHRISTOPHER, RYAN | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| STRINGER, CHRISTOPHER, RYAN | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| STRINGER, CHRISTOPHER, RYAN | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| STRINGER, CHRISTOPHER, RYAN | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| STRINGER, CHRISTOPHER, RYAN | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| STRINGER, CHRISTOPHER, RYAN | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| STRINGER, CHRISTOPHER, RYAN | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| STRINGER, CHRISTOPHER, RYAN | I | INTERIM CHIEF EXECUTIVE OFFICER | NA | Control |
| STRINGER, CHRISTOPHER, RYAN | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| STRINGER, CHRISTOPHER, RYAN | I | INTERIM CHIEF EXECUTIVE OFFICER | NA | Control |
| STRINGER, CHRISTOPHER, RYAN | I | INTERIM CHIEF EXECUTIVE OFFICER | NA | Control |
| STRINGER, CHRISTOPHER, RYAN | I | INTERIM CHIEF EXECUTIVE OFFICER | NA | Control |
| STRINGER, CHRISTOPHER, RYAN | I | INTERIM CHIEF EXECUTIVE OFFICER | NA | Control |
| STRINGER, CHRISTOPHER, RYAN | I | INTERIM CHIEF EXECUTIVE OFFICER | NA | Control |
| STRINGER, CHRISTOPHER, RYAN | I | PRESIDENT | NA | Control |
| STRINGER, CHRISTOPHER, RYAN | I | INTERIM CHIEF EXECUTIVE OFFICER | NA | Control |
| STRINGER, CHRISTOPHER, RYAN | I | INTERIM CHIEF EXECUTIVE OFFICER | NA | Control |
| STRINGER, CHRISTOPHER, RYAN | I | INTERIM CHIEF EXECUTIVE OFFICER | NA | Control |
| STRINGER, CHRISTOPHER, RYAN | I | PRESIDENT | NA | Control |
| STRINGER, CHRISTOPHER, RYAN | I | PRESIDENT | NA | Control |
| STRINGER, CHRISTOPHER, RYAN | I | PRESIDENT | NA | Control |
| STRINGER, CHRISTOPHER, RYAN | I | PRESIDENT | NA | Control |
| STRINGER, CHRISTOPHER, RYAN | I | PRESIDENT | NA | Control |
| STRINGER, CHRISTOPHER, RYAN | I | PRESIDENT | NA | Control |
| STRINGER, CHRISTOPHER, RYAN | I | PRESIDENT | NA | Control |
| STRINGER, CHRISTOPHER, RYAN | I | PRESIDENT | NA | Control |
| STRINGER, CHRISTOPHER, RYAN | I | PRESIDENT | NA | Control |
| STRINGER, CHRISTOPHER, RYAN | I | PRESIDENT | NA | Control |
| STRINGER, CHRISTOPHER, RYAN | I | PRESIDENT | NA | Control |
| Taylor, Christopher, Wells | I | HEAD OF NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC, BOARD MEMBER, MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| Taylor, Christopher, Wells | I | HEAD OF NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC, BOARD MEMBER, MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| Taylor, Christopher, Wells | I | HEAD OF NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC, BOARD MEMBER, MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| Taylor, Christopher, Wells | I | HEAD OF NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC, BOARD MEMBER, MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| Taylor, Christopher, Wells | I | HEAD OF NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC, BOARD MEMBER, MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| Taylor, Christopher, Wells | I | HEAD OF NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC, BOARD MEMBER, MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| Taylor, Christopher, Wells | I | HEAD OF APOGEM CAPITAL LLC, BOARD MEMBER, MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| Taylor, Christopher, Wells | I | HEAD OF NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC, BOARD MEMBER, MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| Taylor, Christopher, Wells | I | CHIEF EXECUTIVE OFFICER, BOARD MEMBER | NA | Control |
| Taylor, Christopher, Wells | I | HEAD OF NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC, BOARD MEMBER, MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| Taylor, Christopher, Wells | I | CHIEF EXECUTIVE OFFICER, BOARD MEMBER | NA | Control |
| WARNER, S., ANDRÉ | I | GENERAL COUNSEL | NA | Control |
| WARNER, STUART, ANDRÉ | I | GENERAL COUNSEL | NA | Control |
| WARNER, STUART, ANDRÉ | I | GENERAL COUNSEL | NA | Control |
| WARNER, STUART, ANDRÉ | I | GENERAL COUNSEL | NA | Control |
| WARNER, STUART, ANDRÉ | I | GENERAL COUNSEL | NA | Control |
| WARNER, STUART, ANDRÉ | I | GENERAL COUNSEL | NA | Control |
| WARNER, STUART, ANDRÉ | I | GENERAL COUNSEL | NA | Control |
| WARNER, STUART, ANDRÉ | I | GENERAL COUNSEL | NA | Control |
| WARNER, STUART, ANDRÉ | I | GENERAL COUNSEL | NA | Control |
| WARNER, STUART, ANDRÉ | I | GENERAL COUNSEL | NA | Control |
| WARNER, STUART, ANDRÉ | I | GENERAL COUNSEL | NA | Control |
| WARNER, STUART, ANDRÉ | I | GENERAL COUNSEL | NA | Control |
| YOON, JAE SUNG | I | BOARD MEMBER | NA | Control |
| YOON, JAE SUNG | I | BOARD MEMBER | NA | Control |
| YOON, JAE SUNG | I | BOARD MEMBER | NA | Control |
| YOON, JAE SUNG | I | BOARD MEMBER | NA | Control |
| YOON, JAE SUNG | I | BOARD MEMBER | NA | Control |
| YOON, JAE SUNG | I | BOARD MEMBER | NA | Control |
| YOON, JAE SUNG | I | BOARD MEMBER | NA | Control |
| YOON, JAE SUNG | I | BOARD MEMBER | NA | Control |
| YOON, JAE SUNG | I | BOARD MEMBER | NA | Control |
| YOON, JAE SUNG | I | BOARD MEMBER | NA | Control |
| YOON, JAE SUNG | I | BOARD MEMBER | NA | Control |
| YOON, JAE SUNG | I | BOARD MEMBER | NA | Control |
| YOON, JAE SUNG | I | BOARD MEMBER | NA | Control |
| YOON, JAE SUNG | I | BOARD MEMBER | NA | Control |
| YOON, JAE SUNG | I | BOARD MEMBER | NA | Control |
| YOON, JAE SUNG | I | BOARD MEMBER | NA | Control |
| YOON, JAE SUNG | I | BOARD MEMBER | NA | Control |
| YOON, JAE SUNG | I | BOARD MEMBER | NA | Control |
| YOON, JAE SUNG | I | BOARD MEMBER | NA | Control |
| YOON, JAE SUNG | I | BOARD MEMBER | NA | Control |
| YOON, JAE SUNG | I | BOARD MEMBER | NA | Control |
| YOON, JAE SUNG | I | BOARD MEMBER | NA | Control |
| YOON, JAE SUNG | I | BOARD MEMBER | NA | Control |
| YOON, JAE SUNG | I | BOARD MEMBER | NA | Control |
| YOON, JAE SUNG | I | BOARD MEMBER | NA | Control |
| YOON, JAE SUNG | I | BOARD MEMBER | NA | Control |
| YOON, JAE SUNG | I | BOARD MEMBER | NA | Control |
| YOON, JAE SUNG | I | BOARD MEMBER | NA | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
Registrations
Federal
IA
Jul 31, 2025 REGISTERED
Notice Filings (6)
DE IL NY OH TX VA
Address
299 PARK AVENUE37TH FLOOR
NEW YORK, NY 10171
United States
Phone: (212) 601-3600