ALIGN FINANCIAL, LLC
CRD #309238 SEC #801-132137 HERMANTOWN, MN 218-336-2506
SEC Registered
Total AUM
$101.5M
Discretionary
$101.5M
Employees
3
Clients
0
Accounts
233
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Minnesota
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 17, 2025
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| NICHOLS, TANYA, LYNN | I | MANAGING PRINCIPAL / CCO | E | Control |
| NICHOLS, TANYA, LYNN | I | MANAGING PRINCIPAL / CCO | E | Control |
| NICHOLS, TANYA, LYNN | I | MANAGING PRINCIPAL / CCO | E | Control |
| NICHOLS, TANYA, LYNN | I | MANAGING MEMBER / CCO | C | Control |
| NICHOLS, TANYA, LYNN | I | MANAGING MEMBER / CCO | C | Control |
| WHITNEY, ROGER, PATRICK | I | MANAGING MEMBER | C | Control |
| WHITNEY, ROGER, PATRICK | I | MANAGING MEMBER | C | Control |
Registrations
Federal
IA
Dec 17, 2025 REGISTERED
Notice Filings (5)
FL MN TX VA WI
Address
4960 MILLER TRUNK HWY#600
HERMANTOWN, MN 55811
United States
Phone: 218-336-2506