WALNUT STREET INVESTMENT ADVISORS LLC
CRD #309300 SEC #801-118919 CINCINNATI, OH 513-381-3939
SEC Registered Disclosures
Total AUM
$0
Discretionary
$0
Employees
16
Clients
0
Accounts
0
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 15, 2020
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BADEN, PETER, PAUL | I | CHIEF INVESTMENT OFFICER | NA | |
| BADEN, PETER, PAUL | I | CHIEF INVESTMENT OFFICER | NA | |
| WARNING, ANDREW, S | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARNING, ANDREW, S | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILLIAMS, THOMAS, RAYMOND | I | EXECUTIVE OFFICER | NA | |
| WILLIAMS, THOMAS, RAYMOND | I | EXECUTIVE OFFICER | NA | |
| ROSS, SINCLAIRE & ASSOCIATES, LLC | DE | MEMBER | E | Control |
| ROSS, SINCLAIRE & ASSOCIATES, LLC | DE | MEMBER | E | Control |
| FTO, INC. | DE | MEMBER | A | |
| FTO, INC. | DE | MEMBER | A | |
| LNT HOLDING, INC. | DE | MEMBER | A | |
| LNT HOLDING, INC. | DE | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| OVERBECK, FRED, THOMAS | I | FTO, INC. | E | Control |
| OVERBECK, FRED, THOMAS | I | FTO, INC. | E | Control |
| TAUL, LARRY, NELSON | I | LNT HOLDING, INC. | E | Control |
| TAUL, LARRY, NELSON | I | LNT HOLDING, INC. | E | Control |
| SINCLAIRE, MURRAY | I | ROSS, SINCLAIRE & ASSOCIATES, LLC | D | Control |
| SINCLAIRE, MURRAY | I | ROSS, SINCLAIRE & ASSOCIATES, LLC | D | Control |
Registrations
Federal
IA
May 15, 2020 REGISTERED
Notice Filings (17)
AZ CA CO CT FL IL IN KY MA NC NJ NY OH SC TN TX VI
Address
700 WALNUT STSUITE 600
CINCINNATI, OH 45202
United States
Phone: 513-381-3939