ADVICEPERIOD SERVICES, LLC
CRD #309309 SEC #801-118946 LOS ANGELES, CA 424-281-3600
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
0
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 8, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LOCKSHIN, STEVEN, DAVID | I | DIRECTOR | NA | Control |
| LOCKSHIN, STEVEN, DAVID | I | DIRECTOR | NA | Control |
| LOCKSHIN, STEVEN, DAVID | I | DIRECTOR | NA | Control |
| LOCKSHIN, STEVEN, DAVID | I | DIRECTOR | NA | Control |
| LOCKSHIN, STEVEN, DAVID | I | DIRECTOR | NA | Control |
| MILES, LAWRENCE, KENNETH | I | DIRECTOR | NA | Control |
| MILES, LAWRENCE, KENNETH | I | DIRECTOR | NA | Control |
| SHIGEMURA-HILDEBRAND, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHIGEMURA-HILDEBRAND, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHIGEMURA-HILDEBRAND, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHIGEMURA-HILDEBRAND, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHIGEMURA-HILDEBRAND, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STRAUB, JONATHAN, PAUL | I | DIRECTOR | NA | Control |
| STRAUB, JONATHAN, PAUL | I | DIRECTOR | NA | Control |
| STRAUB, JONATHAN, PAUL | I | DIRECTOR | NA | Control |
| STRAUB, JONATHAN, PAUL | I | DIRECTOR | NA | Control |
| STRAUB, JONATHAN, PAUL | I | DIRECTOR | NA | Control |
| ADVICEPERIOD, LLC | DE | MEMBER | D | Control |
| ADVICEPERIOD, LLC | DE | MEMBER | D | Control |
| ADVICEPERIOD, LLC | DE | MEMBER | D | Control |
| OPENADVISOR, LLC | DE | MEMBER | D | Control |
| OPENADVISOR, LLC | DE | MEMBER | D | Control |
| APH PARTNERS, LLC | DE | MEMBER | C | Control |
| APH PARTNERS, LLC | DE | MEMBER | C | Control |
| APH PARTNERS, LLC | DE | MEMBER | C | Control |
| HCVT PARTNERS, LLC | DE | MEMBER | C | Control |
| HCVT PARTNERS, LLC | DE | MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| OPENADVISOR, LLC | DE | ADVICEPERIOD, LLC | E | Control |
| OPENADVISOR, LLC | DE | ADVICEPERIOD, LLC | E | Control |
| OPENADVISOR, LLC | DE | OPENADVISOR, LLC | E | Control |
| OPENADVISOR, LLC | DE | OPENADVISOR, LLC | E | Control |
| OPENADVISOR, LLC | DE | ADVICEPERIOD, LLC | E | Control |
| LOCKSHIN, STEVEN, DAVID | I | OPENADVISOR, LLC | D | Control |
| LOCKSHIN, STEVEN, DAVID | I | OPENADVISOR, LLC | D | Control |
| LOCKSHIN, STEVEN, DAVID | I | OPENADVISOR, LLC | D | Control |
| LOCKSHIN, STEVEN, DAVID | I | OPENADVISOR, LLC | D | Control |
| LOCKSHIN, STEVEN, DAVID | I | OPENADVISOR, LLC | D | Control |
| HOLTHOUSE, PHILIP, JAY | I | HCVT PARTNERS, LLC | C | Control |
| HOLTHOUSE, PHILIP, JAY | I | HCVT PARTNERS, LLC | C | Control |
| HOLTHOUSE, PHILIP, JAY | I | APH PARTNERS, LLC | C | |
| HOLTHOUSE, PHILIP, JAY | I | APH PARTNERS, LLC | C | |
| HOLTHOUSE, PHILIP, JAY | I | APH PARTNERS, LLC | C | Control |
| Hutchins, Greggory, J. | I | HCVT PARTNERS, LLC | C | Control |
| Hutchins, Greggory, J. | I | HCVT PARTNERS, LLC | C | Control |
| Hutchins, Greggory, J. | I | APH PARTNERS, LLC | C | |
| Hutchins, Greggory, J. | I | APH PARTNERS, LLC | C | |
| Hutchins, Greggory, J. | I | APH PARTNERS, LLC | C | Control |
Registrations
Federal
IA
Mar 8, 2021 REGISTERED
Notice Filings (1)
CA
Address
2121 AVENUE OF THE STARSSUITE 2400
LOS ANGELES, CA 90067
United States
Phone: 424-281-3600