SHALOM GLOBAL CAPITAL GROUP LLC
CRD #309315 SEC #801-118929 SAN JOSE, CA (844) 794-6465
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
1
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 7, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| TSAI, YI, CHING | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| TSAI, YI, CHING | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| TSAI, YI, CHING | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| TSAI, YI, CHING | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| TSAI, YI, CHING | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| TSAI, YI, CHING | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| TSAI, YI, CHING | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jul 7, 2020 REGISTERED
Notice Filings (1)
CA
Address
2033 GATEWAY PLACESUITE 500
SAN JOSE, CA 95110
United States
Phone: (844) 794-6465